Welcome to our dedicated page for BANC OF CALIFORNIA SEC filings (Ticker: BANC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Banc of California, Inc. filings document financial results, governance, securities registration, and capital actions for a public bank holding company. Form 8-K reports furnish quarterly earnings releases, Regulation FD investor materials, dividend declarations for common stock and Series F preferred depositary shares, and other material corporate events.
Proxy materials disclose annual meeting matters, director elections, executive compensation, stockholder voting results, and board governance. Registration-related filings and prospectus supplements cover shelf registration mechanics, resale registration obligations, common stock, preferred securities, and related legal opinions, while the company’s disclosures also reflect capital structure and stockholder-rights matters tied to its commercial banking business.
BANC OF CALIFORNIA, INC. general counsel and corporate secretary Dotan Ido reported two tax-related stock dispositions. On February 27, 2026, 2,469 shares of common stock were disposed at $19.78 per share, and on February 28, 2026, 2,348 shares were disposed at $18.47 per share. Footnotes state these shares were withheld to cover tax liabilities from vesting of a prior equity award, rather than sold in open-market transactions. After these withholding transactions, Ido directly owned 94,656 shares of common stock.
Banc of California, Inc. filed a shelf registration statement on to register an unspecified aggregate amount of debt securities, common stock, preferred stock, depositary shares, purchase contracts, warrants, rights and units for offer and sale from time to time after the registration becomes effective.
The prospectus states offerings may be made by the company and/or future selling security holders, with specific terms, amounts and offering methods to be described in prospectus supplements; proceeds treatment for selling holders will be disclosed in those supplements.
Banc of California, Inc. reports a substantially larger franchise following its merger with PacWest Bancorp. As of December 31, 2025, the company had total assets of $34.8 billion, loans and leases held for investment of $25.0 billion, deposits of $27.8 billion, and stockholders’ equity of $3.5 billion.
The bank positions itself as a nationwide, relationship‑focused commercial bank with 79 branches across California, Denver, and Durham, North Carolina, plus a growing payments platform, BancEdge. It maintains significant contingent liquidity, including $6.9 billion in secured FHLB capacity and $5.0 billion with the Federal Reserve Bank of San Francisco.
Hon Karen reported acquisition or exercise transactions in this Form 4 filing.
BANC OF CALIFORNIA, INC. chief accounting officer Karen Hon received equity awards consisting of 40,000 performance-based stock units and 11,215 restricted stock units on February 24, 2026. The restricted stock units will vest in three equal annual installments starting on February 28, 2027, with shares issued upon vesting.
The performance-based stock units will result in shares being issued only if the company’s common stock reaches a twenty-day volume-weighted average price of $28.73 per share by no later than May 23, 2028 and if Hon remains in service through that date.
Banc of California, Inc. reported that Chief Credit Officer Bryan M. Corsini acquired 15,583 shares in the form of a grant or award of restricted stock units. These units carry no purchase price and will convert into common shares as they vest.
The restricted stock units are scheduled to vest annually in substantially equal installments over a three-year period beginning on February 28, 2027. After this award, Corsini’s direct ownership is 100,472 shares of common stock.
Kauder Joseph reported acquisition or exercise transactions in this Form 4 filing.
Banc of California, Inc. reported that Chief Financial Officer Joseph Kauder received an equity award in the form of 19,549 restricted stock units of common stock on February 24, 2026. These units carry no cash purchase price.
The restricted stock units will vest annually in substantially equal installments over a three-year period beginning on February 28, 2027, with shares issued upon each vesting date. Following this grant, Kauder directly holds 79,543 shares of common stock.
Banc of California, Inc. Chairman and CEO Jared M. Wolff reported a grant of 87,923 restricted stock units of common stock. According to the filing, these units will vest annually in substantially equal installments over three years beginning on February 28, 2027, with shares issued upon vesting.
On the previous day, 4,660 shares of common stock were disposed of to satisfy Wolff’s tax liability from the vesting of an earlier award, at a reported price of $20.07 per share. The filing also notes indirect ownership by the Wolff Family Trust, which includes shares transferred from direct holdings and shares acquired through a dividend reinvestment plan.
BANC OF CALIFORNIA, INC. reported insider equity activity by its Chief Risk Officer, Lindsay Olivia I. She received a grant of 13,222 shares of common stock in the form of restricted stock units at a stated price of $0.00 per share.
In a separate transaction, 943 shares of common stock at $20.07 per share were disposed of to satisfy her tax liability arising from the vesting of a previously granted award. The new restricted stock units will be settled in shares upon vesting and are scheduled to vest annually in substantially equal installments over three years beginning on February 28, 2027.
BANC OF CALIFORNIA, INC. reported that its President of the Bank, Hamid Hussain, received an equity award and had shares withheld for taxes. On February 24, 2026, he acquired 20,856 shares of Common Stock through a grant of restricted stock units at a stated price of $0.00 per share. According to the footnotes, these restricted stock units will vest annually in substantially equal installments over three years beginning on February 28, 2027, with shares delivered upon each vesting date. On February 23, 2026, 1,212 Common Stock shares were disposed of at $20.07 per share to satisfy his tax liability from the vesting of a previously granted award, meaning this disposition was for tax withholding rather than an open-market sale.
Banc of California, Inc. reported that General Counsel and Corporate Secretary Dotan Ido received a grant of 19,549 restricted stock units of common stock at a price of $0.0000 per share. According to the disclosure, these units will vest annually in substantially equal installments over a three-year period beginning on February 28, 2027, with shares issued upon each vesting date.
The filing also notes a separate transaction in which 1,046 shares of common stock were disposed of at $20.07 per share. A footnote explains that these shares were withheld to satisfy Mr. Ido’s tax liability arising from the vesting of a previously granted award, rather than an open-market sale. After the tax-withholding disposition, he held 78,751 shares, and following the new award his reported total increased to 98,300 shares of common stock owned directly.