Welcome to our dedicated page for Banc Of California SEC filings (Ticker: BANC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Banc of California, Inc. filings document financial results, governance, securities registration, and capital actions for a public bank holding company. Form 8-K reports furnish quarterly earnings releases, Regulation FD investor materials, dividend declarations for common stock and Series F preferred depositary shares, and other material corporate events.
Proxy materials disclose annual meeting matters, director elections, executive compensation, stockholder voting results, and board governance. Registration-related filings and prospectus supplements cover shelf registration mechanics, resale registration obligations, common stock, preferred securities, and related legal opinions, while the company’s disclosures also reflect capital structure and stockholder-rights matters tied to its commercial banking business.
Warburg Pincus–affiliated funds reported significant share sales in Banc of California, Inc. (BANC). On February 2, 2026, entities referred to as the Purchasers sold 7,557,936 shares of voting common stock at $20.00 per share under Rule 144, leaving 6,890,244 shares indirectly beneficially owned.
The Purchasers also sold 3,292,064 shares of Non-Voting Common Equivalent (NVCE) Stock at $20.00 per share, with 1,000,000 NVCE shares reported as indirectly beneficially owned afterward. In a separate private sale to the issuer, the Purchasers sold an additional 1,000,000 NVCE shares at $20.00, reducing that NVCE position to zero.
The filing explains that the securities are held through multiple Warburg Pincus–related limited partnerships and general partners, collectively described as the Reporting Persons, and that most Reporting Persons disclaim beneficial ownership beyond any pecuniary interest.
Banc of California related securities holder plans a major stock sale under Rule 144. A person for whose account the shares are held filed to sell 10,850,000 shares of Banc of California common stock through Morgan Stanley & Co. LLC on the NYSE, with an approximate sale date of 02/02/2026.
The shares were originally acquired on 11/30/2023 as merger consideration, including stock converted from non‑voting common equivalent shares. As of the notice, 150,826,368 shares of common stock were outstanding, providing context for the size of the planned transaction.
Banc of California, Inc. filed a current report stating that it has released its financial results for the fourth quarter and full year ended December 31, 2025. The results themselves are contained in a separate press release that is included as an exhibit to the filing.
The company also plans to review these fourth quarter and full year 2025 results on a public conference call at 10:00 a.m. Pacific Time on January 22, 2026. Investors and other interested parties can access the call by phone using the provided event code or by a live audio webcast and slide presentation available through the company’s investor relations website.
Banc of California, Inc. reported stronger results for the quarter and nine months ended September 30, 2025. For the quarter, net earnings were $69,629 thousand and basic and diluted earnings per share were $0.38, compared with a net loss available to common stockholders in the prior-year quarter.
For the nine months, net earnings increased to $151,582 thousand from $69,969 thousand a year earlier, as net interest income rose to $726,024 thousand and noninterest expense declined to $555,206 thousand. Total assets reached $34,012,965 thousand, with loans and leases held for investment of $24,110,642 thousand and total deposits of $27,184,765 thousand.
Credit quality remained manageable, with nonaccrual loans and leases of $174,541 thousand and an allowance for loan and lease losses of $240,501 thousand. The company also reported $328,249 thousand of loan modifications for borrowers experiencing financial difficulty, mainly in commercial, real estate, and venture capital portfolios.
Banc of California, Inc. (BANC) furnished an announcement of its third-quarter 2025 financial results. The company provided a press release and investor presentation for reference.
The bank will host a conference call to discuss Q3 results at 10:00 A.M. Pacific Time on October 23, 2025. Participants can dial (888) 317-6003 with event code 5396883, or listen via a live audio webcast available on the company’s Investor Relations website, where the slide presentation will also be posted.
Richard J. Lashley, a director of Banc of California, Inc. (BANC), filed an amended Form 4 reporting an internal transfer on 09/17/2025. The amendment corrects the original filing to show a bona fide gift of 29,825 common shares to his spouse at no consideration.
The filing shows post-transaction holdings including 35,708 shares held directly by Mr. Lashley, 29,825 shares held indirectly by his spouse, 668,939 shares reported via Goodbody/PL Capital, LLC, 2,280,280 shares via PL Capital, LLC, and 10,000 shares in a ROTH IRA. It also reports 10,000 depositary shares of Series F preferred stock held indirectly by Goodbody/PL Capital, LLC. The filing disclaims full beneficial ownership of partnership-held shares except to the extent of pecuniary interest.
Richard J. Lashley, a director of Banc of California, Inc. (BANC), filed an amended Form 4 reporting an internal transfer on 09/17/2025. The amendment corrects the original filing to show a bona fide gift of 29,825 common shares to his spouse at no consideration.
The filing shows post-transaction holdings including 35,708 shares held directly by Mr. Lashley, 29,825 shares held indirectly by his spouse, 668,939 shares reported via Goodbody/PL Capital, LLC, 2,280,280 shares via PL Capital, LLC, and 10,000 shares in a ROTH IRA. It also reports 10,000 depositary shares of Series F preferred stock held indirectly by Goodbody/PL Capital, LLC. The filing disclaims full beneficial ownership of partnership-held shares except to the extent of pecuniary interest.
Richard J. Lashley, a director of Banc of California, Inc. (BANC), reported transactions on 09/17/2025. He disposed of 29,825 common shares as a bona fide gift to his spouse, leaving him with 35,708 shares held directly. He also reports substantial indirect holdings: 668,939 shares via Goodbody/PL Capital, L.P. and 2,280,280 shares via PL Capital, LLC, plus 10,000 shares in a ROTH IRA and 10,000 depositary shares of Series F preferred via Goodbody/PL Capital entities. The filing disclaims beneficial ownership except to the extent of pecuniary interest.
Richard J. Lashley, a director of Banc of California, Inc. (BANC), reported transactions on 09/17/2025. He disposed of 29,825 common shares as a bona fide gift to his spouse, leaving him with 35,708 shares held directly. He also reports substantial indirect holdings: 668,939 shares via Goodbody/PL Capital, L.P. and 2,280,280 shares via PL Capital, LLC, plus 10,000 shares in a ROTH IRA and 10,000 depositary shares of Series F preferred via Goodbody/PL Capital entities. The filing disclaims beneficial ownership except to the extent of pecuniary interest.
Warburg Pincus entities disclosed sales of Non-Voting Common Equivalent (NVCE) stock in Banc of California, Inc. (BANC). On 09/05/2025 the Purchasers sold 4,500,000 shares of NVCE Stock at $16.38 per share under Rule 144, reducing reported indirect holdings to 4,297,470 shares. On 09/08/2025 the Purchasers sold an additional 1,150,000 shares at $16.38 in a private sale to the issuer, reducing reported indirect holdings to 3,147,470 shares.
The filing identifies multiple Warburg Pincus-related reporting persons that collectively hold indirect interests through various Cayman and Bermuda funds and general partner entities. The NVCE Stock converts into one share of common stock upon certain sales or transfers. The filing notes Todd Schell is a director and was designated November 30, 2023.
Banc of California Form 4 summary: Multiple Warburg Pincus-related reporting persons disclosed sales of Non-Voting Common Equivalent (NVCE) stock in Banc of California (BANC). On 09/05/2025 the Purchasers sold 4,500,000 NVCE shares at $16.38 per share under Rule 144, and on 09/08/2025 they sold 1,150,000 NVCE shares at $16.38 in a private sale to the issuer. The filings show indirect beneficial ownership of 4,297,470 shares after the first sale and 3,147,470 shares after the second.
The reporting persons are a group of Warburg Pincus funds and affiliates that identify as directors and 10% owners. The filing references Exhibit 99.1 and is signed on 09/09/2025. Todd Schell is noted as a director designated by the Reporting Persons.
Banc of California (BANC) filed a Form 144 reporting a proposed public sale of 4,500,000 shares of common stock through BofA Securities, Inc. on the NYSE with an approximate sale date of 09/05/2025. The filing lists an aggregate market value of $76,455,000 and notes 147,301,051 shares outstanding. The shares were acquired on 11/30/2023 when they were converted from non-voting common equivalent stock received in a merger, and the consideration is described as merger consideration. The filer reports no securities sold during the past three months and includes the required attestation language about material non-public information and trading-plan representations.