ArrowMark Financial Corp. (BANX) holder discloses 10.35% ownership stake

Rhea-AI Filing Summary

ArrowMark Colorado Holdings, LLC filed a Schedule 13G reporting a significant ownership position in ArrowMark Financial Corp. common stock. As of 12/31/2025, the firm beneficially owned 808,076 shares, representing 10.35% of the outstanding common stock.

The reporting person, classified as an investment adviser, has sole voting and sole dispositive power over all 808,076 shares, with no shared voting or dispositive power. The filer certifies that the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of ArrowMark Financial Corp.

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Accepted by SEC EDGAR 01/15/2026 - 10:52 AM Learn about SEC filing dates

FAQ

Who filed this Schedule 13G for ArrowMark Financial Corp. (BANX)?

The Schedule 13G was filed by ArrowMark Colorado Holdings, LLC, an entity organized in Delaware with its principal office at 100 Fillmore Street, Suite 325, Denver, Colorado 80206.

How many ArrowMark Financial Corp. shares does ArrowMark Colorado Holdings, LLC beneficially own?

ArrowMark Colorado Holdings, LLC reports beneficial ownership of 808,076 shares of ArrowMark Financial Corp. common stock as of 12/31/2025.

What percentage of ArrowMark Financial Corp.’s common stock is owned by ArrowMark Colorado Holdings, LLC?

ArrowMark Colorado Holdings, LLC reports beneficial ownership of 10.35% of the outstanding common stock of ArrowMark Financial Corp.

Does ArrowMark Colorado Holdings, LLC have sole or shared voting power over BANX shares?

The filer reports sole voting power over 808,076 shares and no shared voting power over any ArrowMark Financial Corp. shares.

What dispositive power does ArrowMark Colorado Holdings, LLC have over its BANX position?

ArrowMark Colorado Holdings, LLC reports sole dispositive power over 808,076 shares and no shared dispositive power in ArrowMark Financial Corp.

Is ArrowMark Colorado Holdings, LLC holding BANX shares to influence control of the company?

The filer certifies that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of ArrowMark Financial Corp.

How is ArrowMark Colorado Holdings, LLC classified in this ownership filing?

ArrowMark Colorado Holdings, LLC is classified as an investment adviser under Rule 13d-1(b)(1)(ii)(E) for purposes of this Schedule 13G.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

ArrowMark Financial Corp.

(Name of Issuer)

Common

(Title of Class of Securities)

861780104

(CUSIP Number)

12/31/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 861780104

1

Names of Reporting Persons

ArrowMark Colorado Holdings, LLC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 808,076.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 808,076.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

808,076.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

10.35 %

12

Type of Reporting Person (See Instructions)

IA

SCHEDULE 13G

Item 1.
(a)	Name of issuer: ArrowMark Financial Corp.
(b)	Address of issuer's principal executive offices: 100 FILLMORE STREET, SUITE 325, DENVER, CO, 80206
Item 2.
(a)	Name of person filing: ArrowMark Colorado Holdings, LLC
(b)	Address or principal business office or, if none, residence: 100 Fillmore Street, Suite 325, Denver, Colorado 80206
(c)	Citizenship: Delaware, United States
(d)	Title of class of securities: Common
(e)	CUSIP No.: 861780104
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 808,076
(b)	Percent of class: 10.35%
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 808,076
	(ii) Shared power to vote or to direct the vote: 0
	(iii) Sole power to dispose or to direct the disposition of: 808,076
	(iv) Shared power to dispose or to direct the disposition of: 0
Item 5.	Ownership of 5 Percent or Less of a Class.
	Not Applicable
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	Not Applicable
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

ArrowMark Colorado Holdings, LLC

Signature:	Richard Grove
Name/Title:	Richard Grove | Chief Compliance Officer
Date:	01/08/2026