Director at ArrowMark (NYSE: BANX) buys 1,500 company shares

Rhea-AI Filing Summary

ArrowMark Financial Corp. director Melissa Marano Thompson reported an open-market purchase of the company’s Common Stock. On March 27, 2026, she bought 1,500 shares at $18.765 per share. Following this transaction, she directly owns 1,500 shares of ArrowMark Financial Corp.

Insider Trade Summary

Net Buyer: 1,500 shares ($28,148)

Net Buy 1 txn

Insider Marano Thompson Melissa

Role Director

Bought 1,500 shs ($28K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	1,500	$18.765	$28K

Holdings After Transaction: Common Stock — 1,500 shares (Direct)

Footnotes (1)

Key Figures

Shares purchased: 1,500 shares Purchase price: $18.765 per share Shares owned after transaction: 1,500 shares

3 metrics

Shares purchased 1,500 shares Open-market purchase of Common Stock on March 27, 2026

Purchase price $18.765 per share Price paid for Common Stock on March 27, 2026

Shares owned after transaction 1,500 shares Direct holdings following the March 27, 2026 purchase

Key Terms

open-market purchase, Common Stock, Form 4

3 terms

open-market purchase financial

"transaction_action": "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

Common Stock financial

""security_title": "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4)"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Marano Thompson Melissa

(Last) (First) (Middle)

C/O ARROWMARK FINANCIAL CORP.

100 FILLMORE STREET, SUITE 325

(Street)

DENVER COLORADO 80206

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ArrowMark Financial Corp. [ BANX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/27/2026		P		1,500	A	$18.765	1,500	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Melissa Marano Thompson	03/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ArrowMark Financial (BANX) report?

ArrowMark Financial reported that director Melissa Marano Thompson made an open-market purchase of 1,500 shares of Common Stock. The transaction was recorded on March 27, 2026, and represents a direct ownership position in the company’s stock.

How many ArrowMark Financial (BANX) shares did the director buy?

Director Melissa Marano Thompson purchased 1,500 shares of ArrowMark Financial Common Stock. This open-market transaction increased her direct holdings to 1,500 shares, as disclosed in the Form 4 insider filing for the March 27, 2026 transaction date.

At what price were ArrowMark Financial (BANX) shares purchased by the director?

The director bought ArrowMark Financial Common Stock at $18.765 per share. This price applied to all 1,500 shares acquired in the March 27, 2026 open-market transaction reported in the Form 4 insider trading disclosure.

What are Melissa Marano Thompson’s ArrowMark Financial (BANX) holdings after the trade?

After the reported transaction, Melissa Marano Thompson directly owns 1,500 shares of ArrowMark Financial Common Stock. The Form 4 filing states this total as her direct share balance following the March 27, 2026 open-market purchase.

Was the ArrowMark Financial (BANX) insider trade a purchase or a sale?

The insider trade was a purchase. The Form 4 identifies the transaction as an open-market purchase of 1,500 ArrowMark Financial Common Stock shares, coded as a “P” transaction and classified as a buy in the filing data.