Battalion Oil (BATL) SVP gets 83,880 RSUs, 2,376 shares withheld

Rhea-AI Filing Summary

Battalion Oil Corp SVP and General Counsel Walter R. Mayer reported two equity-related transactions. On July 16, 2026, 2,376 common shares were withheld at $1.20 per share to satisfy tax withholding obligations on vested RSUs, leaving 6,653 common shares held directly. On July 15, 2026, he received a grant of 83,880 restricted stock units, each representing a contingent right to one common share, vesting in four equal annual installments beginning July 15, 2027.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Mayer Walter R

Role SVP, General Counsel

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	2,376	$1.20	$3K
Grant/Award	Restricted Stock Unit	83,880	$0.00	--

Holdings After Transaction: Common Stock — 6,653 shares (Direct); Restricted Stock Unit — 83,880 shares (Direct)

Footnotes (1)

1. Represents shares withheld to satisfy tax withholding obligations upon settlement of vested restricted stock units ("RSUs"). The vesting of the RSUs was previously reported on the Reporting Person's Form 4 filed June 23, 2026. No shares were issued at the time of vesting. The price reported reflects the closing price of the Issuer's common stock on the vesting date, June 18, 2026, used for tax withholding purposes. The Reporting Person received an award of RSUs granted on July 15, 2026. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning July 15, 2027.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/17/2026 - 05:13 PM Accepted by SEC EDGAR 07/17/2026 - 05:13 PM Learn about SEC filing dates

FAQ

What insider transactions did Battalion Oil (BATL) report for Walter R. Mayer?

Walter R. Mayer, SVP and General Counsel of Battalion Oil, reported two transactions: 2,376 common shares withheld at $1.20 for tax obligations tied to vested RSUs and a grant of 83,880 RSUs, each convertible into one common share over four years.

How many restricted stock units did Walter R. Mayer receive from Battalion Oil (BATL)?

Walter R. Mayer received an award of 83,880 restricted stock units from Battalion Oil. Each RSU represents a contingent right to receive one share of common stock, vesting in four equal annual installments starting on July 15, 2027.

Why were 2,376 Battalion Oil (BATL) shares disposed in Mayer’s Form 4?

The 2,376 common shares were not market-sold; they were withheld to satisfy tax withholding obligations upon settlement of previously vested RSUs. The per-share value of $1.20 reflects the closing stock price on the RSU vesting date, June 18, 2026.

What are Walter R. Mayer’s direct common share holdings in Battalion Oil (BATL) after these transactions?

After the tax-withholding disposition of 2,376 shares, Walter R. Mayer directly holds 6,653 shares of Battalion Oil common stock. In addition, he holds 83,880 RSUs, each representing a contingent right to receive one additional common share upon vesting.

When will Walter R. Mayer’s new Battalion Oil (BATL) RSU grant vest?

The 83,880 RSUs granted on July 15, 2026 vest in four equal annual installments. Vesting begins on July 15, 2027, with one-quarter of the award vesting each year over a four-year period, subject to the award’s terms.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Mayer Walter R

(Last) (First) (Middle)

820 GESSNER ROAD

SUITE 1100

(Street)

HOUSTON TEXAS 77024

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BATTALION OIL CORP [ BATL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, General Counsel

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/16/2026		F		2,376(1)	D	$1.2	6,653	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Unit	(2)	07/15/2026		A		83,880		(2)	(2)	Common Stock	83,880	$0.00	83,880	D

Explanation of Responses:

1. Represents shares withheld to satisfy tax withholding obligations upon settlement of vested restricted stock units ("RSUs"). The vesting of the RSUs was previously reported on the Reporting Person's Form 4 filed June 23, 2026. No shares were issued at the time of vesting. The price reported reflects the closing price of the Issuer's common stock on the vesting date, June 18, 2026, used for tax withholding purposes.

2. The Reporting Person received an award of RSUs granted on July 15, 2026. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning July 15, 2027.

	/s/ Walter Mayer	07/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)