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Battalion Oil (BATL) COO granted 256,887 RSUs, 6,468 shares withheld for tax

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(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Battalion Oil Corp Chief Operating Officer Daniel P. Rohling reported equity compensation activity. On July 15, 2026 he received 256,887 restricted stock units (RSUs), each representing one share of common stock, vesting in four equal annual installments beginning July 15, 2027. On July 16, 2026, 6,468 common shares were withheld at $1.20 per share to cover tax obligations upon settlement of vested RSUs, leaving him with 20,096 directly held common shares.

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Insider Rohling Daniel P
Role Chief Operating Officer
Type Security Shares Price Value
Tax Withholding Common Stock 6,468 $1.20 $8K
Grant/Award Restricted Stock Unit 256,887 $0.00 --
Holdings After Transaction: Common Stock — 20,096 shares (Direct); Restricted Stock Unit — 256,887 shares (Direct)
Footnotes (1)
  1. Represents shares withheld to satisfy tax withholding obligations upon settlement of vested restricted stock units ("RSUs"). The vesting of the RSUs was previously reported on the Reporting Person's Form 4 filed June 23, 2026. No shares were issued at the time of vesting. The price reported reflects the closing price of the Issuer's common stock on the vesting date, June 18, 2026, used for tax withholding purposes. The Reporting Person received an award of RSUs granted on July 15, 2026. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning July 15, 2027.
RSU award 256,887 RSUs Restricted stock units granted to COO on July 15, 2026
Tax-withheld shares 6,468 shares Common shares withheld for tax obligations on July 16, 2026
Tax withholding price $1.20 per share Closing price on June 18, 2026 used for RSU tax withholding
Common shares held after withholding 20,096 shares Directly held Battalion Oil common stock following July 16, 2026 transaction
RSU vesting schedule 4 equal annual installments RSUs vest annually beginning July 15, 2027
Restricted Stock Unit financial
"The Reporting Person received an award of RSUs granted on July 15, 2026."
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
tax withholding obligations financial
"Represents shares withheld to satisfy tax withholding obligations upon settlement of vested RSUs."
contingent right to receive one share financial
"Each RSU represents a contingent right to receive one share of Issuer's common stock."
vest in four equal annual installments financial
"The RSUs vest in four equal annual installments beginning July 15, 2027."

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FAQ

What RSU award did Battalion Oil (BATL) COO Daniel Rohling receive?
Daniel P. Rohling, COO of Battalion Oil, received an award of 256,887 restricted stock units on July 15, 2026. Each RSU represents a contingent right to receive one share of Battalion Oil common stock, significantly increasing his potential equity-based compensation over time.

How do the new RSUs for Battalion Oil (BATL) COO vest?
The 256,887 RSUs granted to Battalion Oil’s COO vest in four equal annual installments. Vesting begins on July 15, 2027 and continues on each anniversary, aligning his equity compensation with multi‑year company performance and retention incentives.

Why were 6,468 Battalion Oil (BATL) shares disposed of in this Form 4?
The 6,468 Battalion Oil shares were not sold in the market; they were withheld to satisfy tax withholding obligations upon settlement of previously vested RSUs. The withholding price used for tax purposes was $1.20 per share, based on the June 18, 2026 closing price.

How many Battalion Oil (BATL) common shares does the COO hold after these transactions?
After the July 16, 2026 tax‑withholding transaction, Battalion Oil’s COO directly owns 20,096 common shares. This reflects his remaining share ownership after 6,468 shares were withheld to cover tax obligations tied to vested restricted stock units.

Did Battalion Oil (BATL) COO Daniel Rohling buy or sell shares on the market?
No open‑market purchases or sales were reported. The equity changes involved a grant of 256,887 RSUs and a tax‑withholding disposition of 6,468 common shares, rather than discretionary buying or selling of Battalion Oil stock.

What does each RSU granted to the Battalion Oil (BATL) COO represent?
Each RSU granted to the COO represents a contingent right to receive one share of Battalion Oil common stock. Actual shares are delivered only as the RSUs vest over four annual installments starting July 15, 2027, tying compensation to continued service.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rohling Daniel P
(Last)(First)(Middle)
820 GESSNER ROAD
SUITE 1100
(Street)
HOUSTON TEXAS 77024
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BATTALION OIL CORP [ BATL ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Operating Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/16/2026F6,468(1)D$1.220,096D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(2)07/15/2026A256,887 (2) (2)Common Stock256,887$0.00256,887D
Explanation of Responses:
1. Represents shares withheld to satisfy tax withholding obligations upon settlement of vested restricted stock units ("RSUs"). The vesting of the RSUs was previously reported on the Reporting Person's Form 4 filed June 23, 2026. No shares were issued at the time of vesting. The price reported reflects the closing price of the Issuer's common stock on the vesting date, June 18, 2026, used for tax withholding purposes.
2. The Reporting Person received an award of RSUs granted on July 15, 2026. Each RSU represents a contingent right to receive one share of Issuer's common stock. The RSUs vest in four equal annual installments beginning July 15, 2027.
/s/ Walter R. Mayer, Attorney-in-fact07/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR