Baxter International exec forfeits 750 shares

Baxter International’s President, CCS reported a routine tax-withholding share disposition tied to RSU vesting, leaving him with 30,370 directly held shares.

Rhea-AI Filing Summary

BAXTER INTERNATIONAL INC (BAX) reported a Form 4 for James Teaff, President, CCS. On September 1, 2026, 750 shares of common stock were withheld at $25.48 per share to pay tax liabilities arising from the settlement of vested restricted stock units granted on September 1, 2023. Following this tax-withholding disposition, Teaff directly held 30,370 shares, including shares from automatic dividend reinvestment and the Baxter Employee Stock Plan.

Insider Trade Summary

Tax Withholding: 750 shares

Tax Withholding 1 txn

Insider Teaff James

Role President, CCS

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock, $1 par value F1, F2	750	$25.48	$19K

Holdings After Transaction: Common Stock, $1 par value — 30,370 shares (Direct)

Footnotes (2)

1. F1. Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 1, 2026 from the settlement of vested restricted stock units granted on September 1, 2023.
2. F2. Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan.

Key Figures

Shares withheld for taxes: 750 shares Reference price per share: $25.48 per share Shares held after transaction: 30,370 shares

3 metrics

Shares withheld for taxes 750 shares Shares forfeited on September 1, 2026 to cover tax withholding on RSU settlement

Reference price per share $25.48 per share Price reported for the 750 withheld shares on September 1, 2026

Shares held after transaction 30,370 shares Direct holdings of James Teaff after the September 1, 2026 tax-withholding disposition

Key Terms

restricted stock units, automatic reinvestment of dividends, Employee Stock Plan

3 terms

restricted stock units financial

"from the settlement of vested restricted stock units granted on September 1, 2023"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

automatic reinvestment of dividends financial

"Total includes the automatic reinvestment of dividends and shares held"

Employee Stock Plan financial

"shares held in the Baxter's Employee Stock Plan"

FAQ

What insider transaction did Baxter International (BAX) report for James Teaff?

The filing reports that on September 1, 2026, James Teaff had 750 shares of Baxter common stock withheld to cover tax liabilities from the settlement of vested restricted stock units granted on September 1, 2023.

Was the Baxter (BAX) Form 4 transaction a market sale or a tax withholding?

It was a tax-withholding disposition. The 750 shares were forfeited to cover withholding taxes related to the delivery of shares from vested restricted stock units, not an open-market sale.

How many Baxter (BAX) shares does James Teaff hold after this transaction?

After the reported tax-withholding disposition, James Teaff directly held 30,370 shares of Baxter common stock. This total includes shares from automatic dividend reinvestment and shares held in Baxter’s Employee Stock Plan.

What was the reference price per share in the Baxter (BAX) Form 4 transaction?

The Form 4 lists a transaction price of $25.48 per share for the 750 Baxter common shares withheld to satisfy tax obligations arising from the settlement of vested restricted stock units.

Were the Baxter (BAX) transactions made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmatively marked, and there is no footnote stating that the tax-withholding transaction occurred under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 04:28 PM Accepted by SEC EDGAR 09/03/2026 - 04:19 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Teaff James

(Last) (First) (Middle)

ONE BAXTER PARKWAY

(Street)

DEERFIELD ILLINOIS 60015

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BAXTER INTERNATIONAL INC [ BAX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President, CCS

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1 par value	09/01/2026		F		750(1)	D	$25.48	30,370(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the number of shares forfeited by the reporting person to cover the withholding of taxes incurred as a result of the delivery of shares on September 1, 2026 from the settlement of vested restricted stock units granted on September 1, 2023.

2. Total includes the automatic reinvestment of dividends and shares held in the Baxter's Employee Stock Plan.

Remarks:

	/s/ Ellen K. Bradford, as attorney in-fact for James Teaff	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)