Welcome to our dedicated page for Alibaba Group Holding SEC filings (Ticker: BBAAY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for ALIBABA GRP S/ADR 144A 24 (BBAAY) provides access to regulatory documents filed by Alibaba Group Holding Limited as a foreign issuer under the Securities Exchange Act of 1934. Alibaba reports using Forms 6-K and 20-F, and in some filings references Form 40-F. These filings are central for understanding the structure and ongoing changes affecting the securities underlying BBAAY.
Alibaba’s Form 6-K submissions frequently furnish documents that have been submitted to The Stock Exchange of Hong Kong Limited. Among the most recurring exhibits are the Monthly Returns, which detail movements in authorized share capital and issued shares, including Hong Kong depositary receipts listed under Chapter 19B of the Hong Kong Listing Rules. For investors in ALIBABA GRP S/ADR 144A 24, these Monthly Returns help clarify how the underlying share base evolves over time.
Other notable filings include announcements on the grant of awards pursuant to the 2024 plan, which describe equity award grants disclosed to the Hong Kong Stock Exchange and then furnished to the SEC as Exhibit 99.1. Alibaba has also furnished a Hong Kong Interim Report for the first six months of a fiscal year ending March 31, 2026, prepared under Rule 13.48(1) of the Hong Kong Listing Rules. This interim report offers a mid-year view of the issuer’s information that is also made available in its home market.
On Stock Titan, these filings are updated in line with EDGAR and can be paired with AI-powered summaries that explain the key points in plain language. Users can quickly see which Form 6-Ks relate to Monthly Returns, which relate to award grants, and which contain interim reporting, helping them navigate Alibaba Group Holding Limited’s foreign issuer disclosures as they analyze BBAAY.
Alibaba Group Holding Ltd’s Chief People Officer Jiang Fang reported routine equity compensation activity. On March 25, 2026, restricted share units vested and were converted into a total of 37,333 ordinary shares, including units that settled into American Depositary Shares where each ADS represents eight ordinary shares.
On the same date, 16,848 ordinary shares were sold at a weighted average price of $16.10 per share in Hong Kong to satisfy tax withholding obligations related to this vesting, as described in the footnotes. After these transactions, Jiang Fang held 5,554,653 ordinary shares directly and additional ordinary shares indirectly through a trust.
Alibaba Group Holding Ltd Chief Financial Officer Xu Hong reported routine equity compensation activity. On March 25, 2026, restricted share units vested and were exercised into a total of 121,000 ordinary shares, including units that settled into American Depositary Shares and ordinary shares.
On the same date, 54,450 ordinary shares were sold at a weighted average price of $16.07 per share, with the filing stating the sales were made in Hong Kong to satisfy tax withholding obligations related to the RSU vesting. After these transactions, Xu Hong holds 66,550 ordinary shares directly and 657,570 ordinary shares indirectly through a trust, while additional RSU awards remain unvested and continue on their scheduled vesting timelines.
Alibaba Group Holding Ltd General Counsel Siying Yu reported routine equity compensation activity involving restricted share units and ordinary shares. On Mar 25, 2026, Yu exercised or vested derivative awards covering 47,610 ordinary shares, converting restricted share units into American Depositary Shares and ordinary shares under existing equity awards.
The filing also reports a sale of 21,472 ordinary shares at a weighted average price of $16.06 per share, with individual trades executed in Hong Kong dollars between HK$125 and HK$128.7 and converted at HK$7.8274 to $1.00. According to the disclosure, these shares were sold in the open market in Hong Kong to satisfy tax withholding obligations related to the vesting of restricted share units. After these transactions, Yu directly holds 600,503 ordinary shares and indirectly holds 3,809,664 ordinary shares through a trust.
Alibaba Group Holding Limited reported that its board granted Awards involving 5,902,553 underlying shares on March 21, 2026 under its 2024 Equity Incentive Plan. These awards represent approximately 0.03% of total shares in issue (excluding treasury shares) and were granted to certain employees.
The Awards have a purchase price of nil and were granted without performance targets. They carry mixed vesting schedules over up to four years, with some vesting within 12 months. The closing price of the shares on the grant date was HK$123.70 per share.
Following this grant, up to 398,706,291 shares remain available for future grants under the 2024 Plan, including 93,716,369 shares under the service provider sub-limit. Awards may be satisfied by issuing new shares or using treasury shares and are subject to a detailed clawback mechanism.
Alibaba Group reported mixed results for the quarter ended December 31, 2025. Revenue inched up 2% year-over-year to RMB284,843 million (US$40,732 million), or 9% growth excluding disposed Sun Art and Intime businesses. Growth was driven by a 36% revenue increase in Cloud Intelligence Group to RMB43,284 million and a 56% jump in quick commerce revenue to RMB20,842 million, helped by the rollout and rebranding of Taobao Instant Commerce.
Profitability weakened sharply as Alibaba stepped up spending on quick commerce, user experience and technology. Adjusted EBITA fell 57% to RMB23,397 million, income from operations dropped 74% to RMB10,645 million, and net income declined 66% to RMB15,631 million. Non-GAAP net income also decreased 67% to RMB16,710 million. Diluted earnings per share fell to RMB0.74 (US$0.11) from RMB2.55, and free cash flow dropped 71% to RMB11,346 million. Higher sales and marketing expenses, rising logistics and bandwidth costs, and increased goodwill impairment in the All others segment weighed on margins, even as AI- and cloud-related businesses and the Qwen model and app ecosystem scaled rapidly.
Alibaba Group Holding Limited filed a report stating that its board of directors will hold a board meeting on March 18, 2026. At this meeting, the board plans to approve unaudited results for the three months ended December 31, 2025 and the related results announcement.
Alibaba expects to announce these quarterly results on March 19, 2026. The company notes it has a weighted voting rights structure linked to the Alibaba Partnership’s director nomination rights, and that its American depositary shares, each representing eight ordinary shares, trade on the New York Stock Exchange under the symbol BABA.
Alibaba Group Holding Limited submitted a Form 6-K to the U.S. Securities and Exchange Commission to furnish its Hong Kong Stock Exchange monthly return for February 2026. As a Hong Kong–listed issuer, Alibaba must file this Monthly Return under Rule 13.25B of the Hong Kong Listing Rules, reporting movements in its authorized share capital and issued shares.
Alibaba Group Holding Ltd submitted a Form 13F holdings report listing $772,115,065 as the Form 13F Information Table value total and reporting 2 holdings entries. The filing shows 0 other included managers and is signed by Jinwei Zhang, Company Secretary on 02-12-2026.
This is a routine institutional holdings disclosure filed as a 13F HOLDINGS REPORT, indicating the manager reported its holdings via the standard quarterly 13F table. No transaction details or individual security quantities are shown in the provided excerpt.
Alibaba Group Holding Limited submitted a foreign issuer report indicating it has furnished its monthly share capital return for December 2025 to U.S. investors. As a company listed on the Hong Kong Stock Exchange, Alibaba is required to file a Monthly Return detailing movements in its authorized share capital and issued shares under Hong Kong Listing Rule 13.25B.
The company has attached this Monthly Return as Exhibit 99.1 to the Form 6-K so that the same information about changes in its equity structure is also available through the U.S. reporting system.
Alibaba Group Holding Limited filed a Form 6-K as a foreign private issuer. The filing mainly forwards an exhibit titled “Announcement with The Stock Exchange of Hong Kong Limited – Grant of Awards Pursuant to the 2024 Plan.” This indicates Alibaba has granted equity awards under its 2024 incentive plan, with details contained in the attached announcement.