Welcome to our dedicated page for Alibaba Group Holding SEC filings (Ticker: BBAAY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alibaba Group Holding Limited filings document foreign-issuer Form 6-K reports furnished in the United States alongside Hong Kong Stock Exchange disclosure materials. The filings include monthly returns and next-day disclosure returns covering authorized or registered share capital, issued shares, treasury shares, public float confirmations, and changes related to share awards or options under share schemes.
The company’s regulatory documents also disclose its Cayman-incorporated issuer status, Hong Kong ordinary-share listings under HKD and RMB counters, and U.S. American depositary shares listed under BABA, with each ADS representing eight ordinary shares. Governance disclosures describe the Alibaba Partnership director-nomination rights as a weighted voting rights structure under Hong Kong listing rules, while event reports include board-meeting and results-announcement notices.
Alibaba Group Holding Limited has scheduled a board meeting on August 19, 2026 to discuss its unaudited results for the three months ended June 30, 2026.
The results and a related announcement will be approved by or on behalf of the board and released on August 20, 2026. The announcement also lists the current board composition, including chairman Joseph C. Tsai, several other directors and multiple independent directors.
Alibaba Group Holding Limited has convened a virtual annual general meeting for September 22, 2026 to seek shareholder approval for several key mandates and governance items.
The agenda includes a Share Issuance Mandate authorizing the board, until the next annual meeting, to issue or deal with up to 10% of issued ordinary shares (excluding any treasury shares), including in ADS form, at no more than a 10% discount to a defined Benchmarked Price. A parallel Share Repurchase Mandate would permit buybacks of up to 10% of outstanding shares, with repurchased stock either cancelled or held as treasury shares, alongside an existing US$65.0 billion repurchase program effective through March 2027. Shareholders will also vote separately on re‑electing Maggie Wei Wu, Kabir Misra and Weijian Shan as directors, and on appointing PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as U.S. and Hong Kong auditors, respectively, with estimated audit fees of RMB90 million for the year ending March 31, 2027. Ordinary share holders vote directly, while ADS holders instruct Citibank, N.A., which votes the underlying shares.
Alibaba Group Holding Limited has set the record date for determining which holders of its ordinary shares may attend and vote at its forthcoming virtual annual general meeting. The Ordinary Shares Record Date is Wednesday, August 5, 2026, Hong Kong time, and share transfer documents must reach the Hong Kong branch share registrar by 4:30 p.m. that day.
Holders of American Depositary Shares as of close of business on August 5, 2026, New York time, will be able to access the meeting by giving voting instructions to Citibank, N.A., as depositary, which will endeavor to vote the underlying ordinary shares accordingly. Cancelling ADSs on that date would leave investors outside both record dates and unable to vote those shares.
Alibaba Group Holding Limited submitted a report as a foreign private issuer describing compliance with Hong Kong stock exchange disclosure rules. As a Hong Kong–listed issuer, the company must file a Next Day Disclosure Return whenever there are movements in its authorized, issued or treasury shares under Rule 13.25A of the Hong Kong Listing Rules. This report furnishes, as exhibits, Alibaba’s Next Day Disclosure Returns dated July 7, 2026, July 8, 2026, July 9, 2026 and July 10, 2026.
Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer to the U.S. markets. The filing explains that, as a company listed on the Hong Kong Stock Exchange, Alibaba must provide a Monthly Return covering movements in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules. The company furnished its Monthly Return for June 2026 as Exhibit 99.1 to this report.
Alibaba Group Holding Limited submitted a routine update as a foreign private issuer. The company furnished several Hong Kong Stock Exchange forms that report movements in its authorized issued shares or treasury shares, as required under Rule 13.25A of the Hong Kong Listing Rules.
The report explains that Alibaba files a "Next Day Disclosure Return" in Hong Kong whenever certain events affect its share capital. This submission attaches the Next Day Disclosure Returns dated June 29, 2026, June 30, 2026, July 2, 2026 and July 3, 2026 as exhibits to the Form 6-K.
Alibaba Group Holding Ltd director Joseph C. Tsai reported vesting of restricted share units that settled into ordinary shares. On Jul 1, 2026, RSU awards for 7,500 and 3,333 ordinary shares vested at a conversion price of $0.00 per share, increasing his direct holdings to 825,238 ordinary shares. He also reports indirect ownership of 113,539,168 ordinary shares through a corporation and 1,280,000 ordinary shares held by his spouse. Additional RSUs remain unvested and continue to vest in equal quarterly installments, subject to the terms of the underlying award agreements.
Alibaba Group Holding Ltd Chief Executive Officer Wu Yongming reported routine equity compensation activity. On Jul 1, 2026, restricted share units vested and were settled into 41,333 ordinary shares, recorded as exercises of derivative securities rather than open-market purchases.
Following these transactions, Wu held 1,014,418 ordinary shares directly, with additional indirect holdings of 12,320,000 ordinary shares by trust and 108,000 ordinary shares by his spouse. The filing also shows remaining unvested restricted share unit awards that continue to vest in quarterly installments, with vesting reported as of Jul 1, 2026.
Alibaba Group Holding Ltd president J. Michael Evans sold 720,000 Ordinary Shares in two open-market transactions. The sales occurred on June 29, 2026 at weighted average prices of $95.59 for 27,008 shares and $94.92 for 692,992 shares, in ranges from $94.455 to $95.905 per share. These transactions were conducted through a broker-dealer pursuant to Rule 144 under the Securities Act. Following the sales, Evans directly owns 28,000 Ordinary Shares of Alibaba.