Welcome to our dedicated page for Alibaba Group Holding SEC filings (Ticker: BBAAY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for ALIBABA GRP S/ADR 144A 24 (BBAAY) provides access to regulatory documents filed by Alibaba Group Holding Limited as a foreign issuer under the Securities Exchange Act of 1934. Alibaba reports using Forms 6-K and 20-F, and in some filings references Form 40-F. These filings are central for understanding the structure and ongoing changes affecting the securities underlying BBAAY.
Alibaba’s Form 6-K submissions frequently furnish documents that have been submitted to The Stock Exchange of Hong Kong Limited. Among the most recurring exhibits are the Monthly Returns, which detail movements in authorized share capital and issued shares, including Hong Kong depositary receipts listed under Chapter 19B of the Hong Kong Listing Rules. For investors in ALIBABA GRP S/ADR 144A 24, these Monthly Returns help clarify how the underlying share base evolves over time.
Other notable filings include announcements on the grant of awards pursuant to the 2024 plan, which describe equity award grants disclosed to the Hong Kong Stock Exchange and then furnished to the SEC as Exhibit 99.1. Alibaba has also furnished a Hong Kong Interim Report for the first six months of a fiscal year ending March 31, 2026, prepared under Rule 13.48(1) of the Hong Kong Listing Rules. This interim report offers a mid-year view of the issuer’s information that is also made available in its home market.
On Stock Titan, these filings are updated in line with EDGAR and can be paired with AI-powered summaries that explain the key points in plain language. Users can quickly see which Form 6-Ks relate to Monthly Returns, which relate to award grants, and which contain interim reporting, helping them navigate Alibaba Group Holding Limited’s foreign issuer disclosures as they analyze BBAAY.
Alibaba Group Holding Limited filed a Form 6-K to provide investors with its latest Hong Kong Stock Exchange disclosure on share capital movements. As a Hong Kong–listed issuer, Alibaba must file a Monthly Return summarizing changes in its authorized share capital and issued shares under Rule 13.25B of the Hong Kong Listing Rules.
This Form 6-K furnishes Alibaba’s Monthly Return for November 2025 as Exhibit 99.1, making the same information available to U.S. investors. The filing is administrative in nature and focuses on transparency around any movements in Alibaba’s equity securities during the month.
Alibaba Group Holding Limited has submitted a Form 6-K to the U.S. Securities and Exchange Commission to furnish its Hong Kong interim report. As a company listed on The Stock Exchange of Hong Kong Limited, Alibaba is required to prepare an interim report for the first six months of each fiscal year. This Form 6-K provides that interim report for the first half of the fiscal year ending March 31, 2026 as Exhibit 99.1, giving investors access to the company’s mid-year Hong Kong reporting in the U.S. market.
Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer. The filing mainly forwards an exhibit announcing the grant of awards under its 2024 equity plan, as referenced in an announcement with The Stock Exchange of Hong Kong Limited. The report is signed by Company Secretary Kevin Jinwei Zhang.
Alibaba Group Holding Ltd filed a Form 13F reporting its institutional holdings. The filing lists 2 holdings with a Form 13F Information Table value total of $897,041,973. The report was signed by Jinwei Zhang, Company Secretary on 11-14-2025.
Alibaba Group Holding Limited furnished a Form 6-K that includes its Hong Kong Stock Exchange Monthly Return for October 2025 as Exhibit 99.1. This return, required under Hong Kong Listing Rule 13.25B, reports movements in the company’s authorized share capital and issued shares.
The filing is administrative in nature and makes the HKEX monthly share movement disclosure available to U.S. investors via the SEC.
Alibaba Group Holding Limited furnished a Form 6-K to provide its Hong Kong Stock Exchange Next Day Disclosure Return as Exhibit 99.1. The company notes that, as an HKEX-listed issuer, it must submit this return to report movements in authorized issued shares or treasury shares pursuant to Hong Kong Listing Rule 13.25A. The exhibit is dated October 28, 2025 and is attached to this report.
The filing also confirms Alibaba files annual reports under Form 20-F. No financial results or transaction details are presented in this submission; it primarily furnishes the required disclosure return.
Alibaba Group Holding Limited furnished a Form 6-K mainly to file exhibits documenting the completion of an offering of approximately US$3.2 billion of zero coupon convertible senior notes. The company notes that Exhibit 99.1 to this report is incorporated by reference into its existing Form F-4 registration statement.
The filing is administrative in nature, formally linking the press release and related announcement about the completed zero coupon convertible senior notes offering to Alibaba’s U.S. securities law disclosure record.