Welcome to our dedicated page for Alibaba Group Holding SEC filings (Ticker: BBAAY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Alibaba Group Holding Limited filings document foreign-issuer Form 6-K reports furnished in the United States alongside Hong Kong Stock Exchange disclosure materials. The filings include monthly returns and next-day disclosure returns covering authorized or registered share capital, issued shares, treasury shares, public float confirmations, and changes related to share awards or options under share schemes.
The company’s regulatory documents also disclose its Cayman-incorporated issuer status, Hong Kong ordinary-share listings under HKD and RMB counters, and U.S. American depositary shares listed under BABA, with each ADS representing eight ordinary shares. Governance disclosures describe the Alibaba Partnership director-nomination rights as a weighted voting rights structure under Hong Kong listing rules, while event reports include board-meeting and results-announcement notices.
Xu Hong reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that Chief Financial Officer Xu Hong received a grant of 160,000 Restricted Share Units (RSUs). Each RSU represents a contingent right to receive one ordinary share, making the award equivalent to 160,000 ordinary shares if fully vested.
The filing states that these RSUs are currently unvested and will vest in sixteen equal quarterly installments beginning on June 25, 2026, subject to the terms and conditions of the underlying award agreement. This is a compensation-related equity award rather than an open‑market share purchase or sale.
Yu Siying reported acquisition or exercise transactions in this Form 4 filing.
Alibaba Group Holding Ltd reported that General Counsel Siying Yu received a grant of 120,000 restricted share units. Each unit represents a contingent right to receive one ordinary share. The award consists of unvested RSUs that are scheduled to vest in sixteen equal quarterly installments starting on June 25, 2026, subject to the terms and conditions of the award agreement. Following this grant, Yu holds 120,000 RSUs related to Alibaba ordinary shares as reflected in this filing.
Alibaba Group Holding Limited granted Awards involving 61,716,712 underlying shares under its 2024 Equity Incentive Plan. These Awards represent approximately 0.32% of total shares in issue (excluding treasury shares) as of the announcement date and were granted to certain employees, subject to their acceptance.
The Awards have no purchase price and reference a closing share price of HK$120.90 on the May 29, 2026 grant date. They vest in batches over up to four years, with some vesting within 12 months, and selected grantees are subject to segment-level financial or operational performance targets. A detailed clawback mechanism allows Alibaba to void Awards and recover shares, cash, or proceeds in specified misconduct cases.
The Awards will be settled with new shares within the 2024 Plan mandate. After this grant, up to 337,752,620 shares remain available for future grants under the plan, including 93,716,369 shares under the service provider sub-limit.
Alibaba Group Holding Limited is reminding shareholders about the logistics of its previously declared fiscal 2026 annual cash dividend. The dividend amounts remain US$0.13125 per ordinary share and US$1.05 per ADS, payable in U.S. dollars to holders of ordinary shares and ADSs.
Shareholders who acquired ordinary shares outside the Hong Kong Stock Exchange and are not yet on Alibaba’s share register must lodge transfer documents and share certificates with the Hong Kong or Cayman registrar by 4:30 p.m. on June 11, 2026 (Hong Kong time) to qualify. Conversion between ADSs and ordinary shares will be suspended from the close of business on June 9, 2026 to the close of business on June 11, 2026, New York time, although trading on the Hong Kong and New York exchanges will continue.
The expected dividend payment date is on or around July 6, 2026 for ordinary shareholders and on or around July 13, 2026 for ADS holders. Dividends on ADSs will be processed under the deposit agreement, including any applicable fees and expenses.
Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer to provide U.S. investors with information it is required to file in Hong Kong. As a company listed on the Hong Kong Stock Exchange, Alibaba must file a Next Day Disclosure Return when there are movements in its authorized, issued, or treasury shares under Rule 13.25A of the Hong Kong Listing Rules.
In this report, Alibaba furnishes its Next Day Disclosure Return dated May 19, 2026 as Exhibit 99.1. The filing is mainly an administrative cross-listing disclosure to mirror information provided to the Hong Kong Stock Exchange.
Alibaba Group Holding Ltd executive Jiang Fan (CEO of a Business Group) filed an initial ownership report showing direct holdings of 540,027 ordinary shares. He also holds multiple restricted share unit awards that together are linked to several million ordinary shares, with vesting schedules stretching from 2024 to 2026 and beyond.
Alibaba Group Holding Limited reports results for the year ended March 31, 2026 and outlines its strategy for the emerging AI agent era. Revenue from third parties reached RMB1,023,670 million (US$148,401 million), with net income attributable to ordinary shareholders of RMB105,904 million (US$15,353 million).
The company highlights rapid commercialization of its full‑stack AI and cloud platform. In the final quarter of fiscal 2026, external revenue for the Cloud Intelligence Group grew 40%, with AI‑related products contributing 30% of that external cloud revenue. Alibaba is scaling investments in proprietary T‑Head AI chips, its Qwen foundation models, and agentic platforms such as the Qwen personal assistant app and Wukong enterprise agent platform.
Alibaba explains that it is a Cayman Islands holding company and operates key China businesses through PRC variable interest entities (VIEs), which are controlled via contractual arrangements rather than equity ownership. It details Enhanced VIE Structures, cash flows between the parent, subsidiaries and VIEs, and notes VIE contracts have not been tested in PRC courts, creating legal and regulatory risk.
The report discusses PRC regulatory oversight of data, AI, competition and overseas listings, required licenses for its China operations, and potential impacts if permissions were lost or rules changed. It also addresses the U.S. Holding Foreign Companies Accountable Act, noting past PCAOB access issues but current inspection capability, while warning that renewed inspection limits could lead to delisting of ADSs from U.S. exchanges despite the company’s dual primary listings in New York and Hong Kong.
Alibaba Group Holding Ltd filed a Form 13F reporting institutional holdings. The report lists $652,572,040 as the Form 13F Information Table Value Total and shows 2 reported holdings. The filing indicates 0 other included managers.
Alibaba Group Holding Limited submitted a Form 6-K as a foreign private issuer, linking to an announcement filed with The Stock Exchange of Hong Kong Limited about its dividend for the year ended March 31, 2026. The filing itself is mainly administrative and points investors to the attached dividend announcement.
Alibaba Group reported modest revenue growth but sharply weaker profitability for the fiscal year ended March 31, 2026. Full-year revenue reached RMB1,023,670 million (US$148,401 million), up 3% year-over-year, or 11% growth excluding disposed Sun Art and Intime businesses.
Net income was RMB102,127 million (US$14,805 million), down 19%, while non-GAAP net income fell 62% to RMB60,658 million (US$8,794 million). Adjusted EBITA dropped 56% to RMB76,416 million (US$11,078 million), with operating margin compressing from 14% to 5% as Alibaba increased investment in quick commerce, user experience, and technology.
By segment, Cloud Intelligence Group was a standout, with fiscal 2026 revenue of RMB158,132 million (US$22,924 million), up 34%, and adjusted EBITA up 35% to RMB14,265 million (US$2,068 million), driven by strong AI-related demand. Quick commerce revenue grew 47% to RMB78,520 million (US$11,383 million).
Cash generation weakened: fiscal 2026 free cash flow swung to an outflow of RMB46,609 million (US$6,757 million) from an inflow of RMB73,870 million a year earlier, mainly due to heavier spending on quick commerce and cloud infrastructure. The board approved an annual cash dividend of US$0.13125 per ordinary share, or US$1.05 per ADS, totaling about US$2.5 billion.