BlackRock Capital Allocation Term Trust director reports no stake

A newly reported director of BlackRock Capital Allocation Term Trust filed a Form 3 showing no transactions or holdings.

Available on EDGAR 09/17/2026 - 04:51 PM EDT Accepted by SEC EDGAR 09/17/2026 - 04:51 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

BlackRock Capital Allocation Term Trust (BCAT) has an initial insider ownership report on file for Francis C. Mahoney, who is identified as a director of the trust. The Form 3 shows no reportable transactions or equity holdings for him at the time of this filing.

Key Figures

Buy transactions: 0 transactions Sell transactions: 0 transactions Net buy/sell shares: 0 shares

3 metrics

Buy transactions 0 transactions Buy transactions reported for Francis C. Mahoney in this Form 3

Sell transactions 0 transactions Sell transactions reported for Francis C. Mahoney in this Form 3

Net buy/sell shares 0 shares Net buy or sell volume reported in this Form 3

Key Terms

Form 3, beneficial ownership, derivative securities

3 terms

Form 3 regulatory

"an initial insider ownership report on file for Francis C. Mahoney"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

beneficial ownership financial

"shows no reportable transactions or equity holdings for him"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

derivative securities financial

"the derivative section is empty, and the summary shows zero derivative transactions"

Financial contracts whose value is tied to the price or performance of another asset, such as a stock, bond, commodity, index, or currency; examples include options, futures and swaps. They matter to investors because they let you protect against price swings, bet on future moves or gain larger exposure with less upfront cash—like using a lever or insurance policy on an investment—so they can amplify gains and losses and help manage portfolio risk.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filed for BCAT disclose about Francis C. Mahoney?

The Form 3 identifies Francis C. Mahoney as a director of BlackRock Capital Allocation Term Trust and reports no transactions and no equity holdings for him as of the filing.

Does the BCAT Form 3 show any insider buying or selling by Francis C. Mahoney?

No. The Form 3 for BCAT reports zero buy transactions and zero sell transactions for Francis C. Mahoney, indicating no reportable trading activity at the time of this initial statement.

Is Francis C. Mahoney a ten percent owner of BCAT according to the Form 3?

No. The Form 3 states that Francis C. Mahoney is a director and is not a ten percent owner of BlackRock Capital Allocation Term Trust.

Does the BCAT Form 3 indicate any derivative securities held by Francis C. Mahoney?

No. The filing’s derivative section is empty, and the summary shows zero derivative transactions and no derivative positions reported for Francis C. Mahoney.

Is there any Rule 10b5-1 trading plan mentioned in the BCAT Form 3?

No. The Form 3 predates the document-level Rule 10b5-1 checkbox and includes no footnote disclosure indicating that any trades were made under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Mahoney Francis C.

(Last) (First) (Middle)

50 HUDSON YARDS

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/08/2026

3. Issuer Name and Ticker or Trading Symbol
BlackRock Capital Allocation Term Trust [ BCAT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Gladys Chang as Attorney-in-Fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)