BlackRock Capital Allocation Term Trust (BCAT) reappoints chief compliance officer
Rhea-AI Filing Summary
BlackRock Capital Allocation Term Trust identifies Charles Park as its Chief Compliance Officer in an insider ownership filing. Remarks state he previously served as Chief Compliance Officer from September 24, 2020 to June 30, 2023 and was reappointed to the role effective August 1, 2026. No securities holdings or insider transactions are reported in this submission.
Positive
- None.
Negative
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Key Figures
Start of prior CCO term: September 24, 2020
End of prior CCO term: June 30, 2023
Reappointment effective date: August 1, 2026
3 metrics
Start of prior CCO term
September 24, 2020
Date Charles Park first began serving as Chief Compliance Officer
End of prior CCO term
June 30, 2023
Date Charles Park’s earlier Chief Compliance Officer term ended
Reappointment effective date
August 1, 2026
Effective date of Charles Park’s reappointment as Chief Compliance Officer
Key Terms
Chief Compliance Officer, Reporting Person, ten percent owner
3 terms
Chief Compliance Officer regulatory
"The Reporting Person previously served as Chief Compliance Officer of the Issuer"
The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.
Reporting Person regulatory
"The Reporting Person previously served as Chief Compliance Officer of the Issuer"
ten percent owner regulatory
"is_ten_percent_owner: 0 for the Reporting Person in the Form 3 data"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Form 3 for BCAT disclose about Charles Park?
The filing shows that Charles Park is the Chief Compliance Officer of BlackRock Capital Allocation Term Trust. He previously served from September 24, 2020 to June 30, 2023 and was reappointed effective August 1, 2026.
Are any insider stock transactions reported for BCAT in this Form 3?
No insider stock transactions are reported for BCAT in this Form 3. The transaction summary shows zero buys, zero sells, and no derivative exercises, indicating the filing focuses on role disclosure rather than trading activity.
When did Charles Park previously serve as CCO of BCAT?
According to the Form 3, Charles Park previously served as Chief Compliance Officer of BCAT from September 24, 2020 to June 30, 2023. This prior term is described in the remarks section of the filing.
When is Charles Park’s reappointment as CCO of BCAT effective?
The reappointment of Charles Park as Chief Compliance Officer of BCAT is effective August 1, 2026. This effective date is explicitly noted in the remarks, highlighting the timing of his return to the role.
Does the BCAT Form 3 indicate that Charles Park is a 10% owner?
No, the data for this Form 3 lists the reporting person’s ten percent owner status as 0. This indicates he is an officer (Chief Compliance Officer) but not reported as a 10% beneficial owner of BlackRock Capital Allocation Term Trust.