BlackRock Capital Allocation updates compliance leadership

BlackRock Capital Allocation Term Trust identifies Charles Park as its Chief Compliance Officer in an insider ownership filing.

Accepted by SEC EDGAR 08/05/2026 - 06:23 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

BlackRock Capital Allocation Term Trust identifies Charles Park as its Chief Compliance Officer in an insider ownership filing. Remarks state he previously served as Chief Compliance Officer from September 24, 2020 to June 30, 2023 and was reappointed to the role effective August 1, 2026. No securities holdings or insider transactions are reported in this submission.

Key Figures

Start of prior CCO term: September 24, 2020 End of prior CCO term: June 30, 2023 Reappointment effective date: August 1, 2026

3 metrics

Start of prior CCO term September 24, 2020 Date Charles Park first began serving as Chief Compliance Officer

End of prior CCO term June 30, 2023 Date Charles Park’s earlier Chief Compliance Officer term ended

Reappointment effective date August 1, 2026 Effective date of Charles Park’s reappointment as Chief Compliance Officer

Key Terms

Chief Compliance Officer, Reporting Person, ten percent owner

3 terms

Chief Compliance Officer regulatory

"The Reporting Person previously served as Chief Compliance Officer of the Issuer"

The chief compliance officer is the senior executive responsible for making sure a company follows laws, industry rules and its own internal policies, acting like a safety inspector for legal and ethical risks. Investors care because effective compliance reduces the chance of fines, lawsuits, operational disruption and reputational damage, so the officer’s competence and independence can materially affect future profits and risk exposure.

Reporting Person regulatory

"The Reporting Person previously served as Chief Compliance Officer of the Issuer"

ten percent owner regulatory

"is_ten_percent_owner: 0 for the Reporting Person in the Form 3 data"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 for BCAT disclose about Charles Park?

The filing shows that Charles Park is the Chief Compliance Officer of BlackRock Capital Allocation Term Trust. He previously served from September 24, 2020 to June 30, 2023 and was reappointed effective August 1, 2026.

Are any insider stock transactions reported for BCAT in this Form 3?

No insider stock transactions are reported for BCAT in this Form 3. The transaction summary shows zero buys, zero sells, and no derivative exercises, indicating the filing focuses on role disclosure rather than trading activity.

When did Charles Park previously serve as CCO of BCAT?

According to the Form 3, Charles Park previously served as Chief Compliance Officer of BCAT from September 24, 2020 to June 30, 2023. This prior term is described in the remarks section of the filing.

When is Charles Park’s reappointment as CCO of BCAT effective?

The reappointment of Charles Park as Chief Compliance Officer of BCAT is effective August 1, 2026. This effective date is explicitly noted in the remarks, highlighting the timing of his return to the role.

Does the BCAT Form 3 indicate that Charles Park is a 10% owner?

No, the data for this Form 3 lists the reporting person’s ten percent owner status as 0. This indicates he is an officer (Chief Compliance Officer) but not reported as a 10% beneficial owner of BlackRock Capital Allocation Term Trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Understanding Insider Trading Forms →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Park Charles

(Last) (First) (Middle)

50 HUDSON YARDS

(Street)

NEW YORK NEW YORK 10001

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/01/2026

3. Issuer Name and Ticker or Trading Symbol
BlackRock Capital Allocation Term Trust [ BCAT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Compliance Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

The Reporting Person previously served as Chief Compliance Officer of the Issuer from September 24, 2020 to June 30, 2023. The Reporting Person was reappointed as Chief Compliance Officer of the Issuer effective August 1, 2026.

No securities are beneficially owned.

	/s/ Gladys Chang as Attorney-in-Fact	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)