Welcome to our dedicated page for BANK OF MONTREAL /CAN/ SEC filings (Ticker: BERZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on BANK OF MONTREAL /CAN/'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into BANK OF MONTREAL /CAN/'s regulatory disclosures and financial reporting.
Bank of Montreal is issuing US$6,364,000 of Senior Medium-Term Notes, Series K, in the form of autocallable barrier notes with memory coupons due December 26, 2028. These notes are linked to the least performing of the S&P 500, NASDAQ-100 and Russell 2000 indexes and pay a contingent coupon of 4.50% per semiannual period (about 9.00% per year) when each index closes on or above its coupon barrier on an observation date.
The notes may be automatically redeemed starting June 23, 2026 if all indexes are above their call levels, returning principal plus any due coupons. If held to maturity and no trigger event occurs, investors receive full principal plus any contingent coupons. If a trigger event occurs, the maturity payment is reduced in line with the percentage loss of the worst-performing index and can be zero. The estimated initial value is $975.65 per $1,000 principal, reflecting structuring and hedging costs.
Bank of Montreal is offering US$1,259,000 of senior autocallable barrier notes linked to three sector ETFs: VanEck Gold Miners (GDX), SPDR S&P Biotech (XBI) and SPDR S&P Regional Banking (KRE). The notes pay a contingent coupon of 2.575% per quarter (about 10.30% per year) only if, on each observation date, all three ETFs close at or above their respective coupon barrier levels, set at 50% of their initial levels.
The notes can be automatically redeemed starting June 22, 2026 if each ETF is at or above its initial level, returning principal plus the due coupon. If the notes are not called and, on the valuation date, any ETF finishes below its 50% trigger level, investors receive shares (or cash) of the worst-performing ETF instead of full principal, and the repayment amount can be substantially less than US$1,000 per note, including zero. The estimated initial fair value is $970.84 per $1,000 face amount, reflecting fees and hedging costs.
Bank of Montreal is issuing US$1,244,000 of Senior Medium-Term Notes, Series K, as autocallable barrier notes with memory coupons due December 24, 2026, linked to the least performing of JPMorgan Chase & Co. common stock and Visa Inc. Class A common stock. The notes offer quarterly contingent coupons at 2.625% (about 10.50% per year), paying only if both stocks close at or above their coupon barrier levels, set at 70% of their initial levels, with unpaid coupons potentially paid later under the memory feature.
Beginning June 18, 2026, the notes are automatically redeemed if both stocks close above their initial levels, returning principal plus any due coupons. If not called, investors receive full principal at maturity unless any stock finishes below its 70% trigger level, in which case repayment is in shares (or cash) of the worst-performing stock based on a physical delivery amount, which can be worth substantially less than principal. The notes are unsecured obligations, not insured deposits, and their estimated initial value is $987.11 per $1,000, reflecting fees and hedging costs.
Bank of Montreal is offering US$552,000 of Senior Medium-Term Notes, Series K, in the form of autocallable barrier notes with contingent coupons due March 24, 2027, linked to the least performing of the S&P 500 Index and the Russell 2000 Index. The notes may pay a monthly contingent coupon at a rate of 0.7125% (about 8.55% per year) if, on each observation date, both indexes close at or above their coupon barrier levels, which are set at 75% of their initial levels.
Beginning June 18, 2026, if on an observation date both indexes are at or above 100% of their initial levels, the notes will be automatically redeemed for principal plus the applicable coupon. If the notes are not called and, on the valuation date, either index finishes below its trigger level (also 75% of its initial level), repayment of principal is reduced in line with the decline of the worst-performing index and can fall to zero. The estimated initial value is $983.80 per $1,000 of principal, reflecting offering costs and hedging.
Bank of Montreal is issuing US$4,633,000 of senior Medium-Term Notes, Series K, autocallable barrier notes due December 26, 2028, linked to the least performing of the S&P 500 Index, the Russell 2000 Index and the Dow Jones Industrial Average. The notes can be automatically redeemed on scheduled observation dates starting December 24, 2026 if each index is at or above its initial level, paying back principal plus a fixed call amount.
Per $1,000 note, the call amounts range from $103.20 on the first call date up to $309.60 at maturity, corresponding to a return of approximately 10.32% per annum if called. If the notes are not called and on the valuation date any index closes below its trigger level at 70% of its initial level, repayment of principal is reduced one-for-one with the worst index’s loss and can fall to zero. The notes are unsecured obligations of Bank of Montreal, not insured deposits, and their estimated initial value is $962.64 per $1,000.
Bank of Montreal is offering US$1,211,000 of Senior Medium-Term Notes, Series K, structured as autocallable barrier notes with contingent coupons due March 24, 2027. The notes are linked to the least performing of the NASDAQ-100 Index (NDX), Financial Select Sector SPDR Fund (XLF) and SPDR S&P Biotech ETF (XBI). If on an observation date each reference asset is at or above its coupon barrier level (65% of its initial level), investors receive a contingent coupon at 1.2167% per month (about 14.60% per year), or $12.167 per $1,000.
Starting June 18, 2026, if all reference assets are at or above their initial levels on an observation date, the notes are automatically redeemed at par plus the coupon. If not redeemed early, repayment at maturity depends on the worst performer: full principal is returned unless a trigger event occurs and the final level of the least performing asset is below its initial level, in which case principal is reduced in line with that asset’s loss and can be zero. The estimated initial value is $992.96 per $1,000, below the price to the public.
Bank of Montreal is offering US$851,000 of Senior Medium-Term Notes, Series K, in the form of autocallable barrier notes with contingent coupons due December 26, 2028. The notes are linked to the worst performer among Meta Platforms Class A shares, Home Depot common stock, and Dell Technologies Class C shares.
Investors may receive monthly contingent coupons at a rate of 1.68% (about 20.16% per year) per $1,000 of principal, but only if on each observation date all three stocks close at or above their respective coupon barriers, each set at 70% of its initial level. If, starting March 23, 2026, all three stocks are above their call levels (85% of initial levels) on an observation date, the notes are automatically redeemed at principal plus the applicable coupon. If the notes are not called and any stock finishes below its 70% trigger level on the valuation date, repayment of principal is reduced in line with the loss of the worst-performing stock, and can fall to zero. The estimated initial value is $958.21 per $1,000 of principal.
Bank of Montreal is issuing US$2,446,000 of senior medium-term Callable Barrier Notes due November 24, 2027, linked to the least-performing of SPDR S&P Regional Banking ETF (KRE), the NASDAQ-100 Index (NDX) and VanEck Gold Miners ETF (GDX).
The notes pay a contingent coupon of 1.4333% per month (approximately 17.20% per annum) only if, on each observation date, every reference asset is at or above its coupon barrier level, set at 70.00% of its initial level. Beginning September 21, 2026, Bank of Montreal may call the notes in whole on any observation date, returning principal plus any due coupon.
If the notes are not called and any reference asset finishes below its 60.00% trigger level at maturity, investors lose principal in line with the decline of the worst-performing asset and could receive zero, although they would still receive any final coupon if payable. The estimated initial value is $983.21 per $1,000 principal, reflecting structuring and hedging costs.
Bank of Montreal is issuing US$1,525,000 of Senior Medium-Term Notes, Series K, in the form of Autocallable Barrier Notes with Memory Coupons due March 24, 2027. The notes are linked to the least performing of the S&P 500 Index, NASDAQ-100 Index and Russell 2000 Index and pay a monthly contingent coupon of 0.9875% per $1,000, but only if each index is at or above its coupon barrier level on the observation dates, with unpaid coupons potentially caught up later under the memory feature.
The notes can be automatically redeemed beginning June 18, 2026 if each index is at or above its call level, returning principal plus any due coupons. If the notes are not called and a trigger event occurs and the final level of the least performing index is below its initial level, principal is reduced in line with that index’s loss and can fall to zero. The notes are unsecured obligations of Bank of Montreal, with an estimated initial value of $994.79 per $1,000 in principal amount.
Bank of Montreal is offering US$1,235,000 of senior medium-term autocallable barrier notes due January 25, 2027, linked to the common stock of AbbVie Inc. The notes pay a contingent monthly coupon at a rate of 0.8458% (approximately 10.15% per year) when AbbVie’s share price on an observation date is at or above a coupon barrier of $176.92, which is 78% of the $226.82 initial level.
Beginning June 22, 2026, the notes will be automatically redeemed if AbbVie’s share price is above the initial level on an observation date, returning principal plus the applicable coupon. If the notes are not called and AbbVie’s final level is below the $176.92 trigger level, investors will incur a loss of principal matching the stock’s negative return, potentially losing their entire investment. The estimated initial value is $969.50 per $1,000 principal amount, below the issue price, reflecting fees and hedging costs.