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BANK OF MONTREAL /CAN/ SEC Filings

BERZ NYSE

Welcome to our dedicated page for BANK OF MONTREAL /CAN/ SEC filings (Ticker: BERZ), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on BANK OF MONTREAL /CAN/'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into BANK OF MONTREAL /CAN/'s regulatory disclosures and financial reporting.

Rhea-AI Summary

Bank of Montreal is issuing US$442,000 of senior medium-term capped barrier enhanced return notes linked to the Russell 2000® Index. These unsecured notes offer 200% leveraged upside on index gains, capped at a 16.25% maximum return, and do not pay periodic interest.

If the index falls more than 15% from the initial level, investors lose 1% of principal for each additional 1% decline and can lose their entire investment at maturity. A 15% buffer preserves principal for moderate declines. The notes are not listed, carry Bank of Montreal credit risk, and had an estimated initial value of $970.70 per $1,000 on pricing.

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Bank of Montreal is issuing US$2,425,000 of senior Medium-Term Notes, Series K, as autocallable barrier notes with memory coupons due May 4, 2027, linked to the S&P 500, NASDAQ-100 and Russell 2000 indexes.

The notes pay a contingent coupon of 0.925% per month (about 11.10% per year) on observation dates when all three indexes close at or above their coupon barrier levels, with unpaid coupons potentially paid later under a memory feature. Beginning July 30, 2026, the notes redeem early at par plus due coupons if all indexes are at or above their initial levels.

If not called, investors receive full principal at maturity unless a trigger event has occurred and the least-performing index finishes below its initial level, in which case repayment is reduced one-for-one with that index’s loss and can be zero. The notes are unsecured obligations, not insured deposits, and their estimated initial value is $985.85 per $1,000 in principal.

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Rhea-AI Summary

Bank of Montreal is offering US$1,696,000 of Senior Medium-Term Notes, Series K Barrier Enhanced Return Notes due February 5, 2029, linked to the least performing of the S&P 500 Index and the Nasdaq-100 Technology Sector Index.

The notes provide 132% leveraged upside on any positive performance of the worst-performing index, but if that index falls more than 30% from its initial level, investors lose 1% of principal for each 1% decline and can lose their entire investment. The notes pay no interest, are unsecured obligations subject to Bank of Montreal’s credit risk, and will not be listed on an exchange.

The price to the public is 100% of principal, with a 0.25% agent’s commission and 99.75% proceeds to Bank of Montreal. The estimated initial value is $982.04 per $1,000, reflecting structuring and hedging costs.

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Rhea-AI Summary

Bank of Montreal is issuing $3,705,000 of Senior Medium-Term Notes, Series K, in the form of Callable Barrier Notes with Contingent Coupons due February 5, 2029. These notes are linked to the least performing of the S&P 500 Index, NASDAQ-100 Index and Russell 2000 Index.

Investors may receive semiannual contingent coupons at a rate of 4.075% per period (approximately 8.15% per year) if, on each observation date, all three indices are at or above their coupon barrier levels, set at 60% of their respective initial levels. The issuer can call the notes in whole, beginning July 31, 2026, paying principal plus any due coupon on the call settlement date.

If the notes are not called and no trigger event occurs, investors receive full principal at maturity plus any final coupon. A trigger event occurs if, on the valuation date, the final level of any index is below its trigger level, also set at 60% of its initial level; in that case, repayment is reduced in proportion to the loss of the least performing index and can be zero. The estimated initial value is $981.97 per $1,000 of principal, reflecting structuring and hedging costs.

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Bank of Montreal is offering US$1,068,000 of Senior Medium-Term Notes, Series K, autocallable barrier notes with contingent coupons due March 4, 2027, linked to the capital stock of The Campbell’s Company (CPB).

The notes pay a 0.875% monthly contingent coupon (approximately 10.50% per year) only if CPB’s closing level on each observation date is at or above the coupon barrier of $20.99, which is 75% of the $27.98 initial level. Starting July 30, 2026, the notes are automatically redeemed at par plus any coupon if CPB closes above the call level, set at 100% of the initial level.

If not called and CPB finishes below the $20.99 trigger level on the valuation date, investors receive shares equal to the physical delivery amount (or a cash equivalent), which can be worth substantially less than principal. The notes are unsecured obligations of Bank of Montreal, not insured deposits, and their estimated initial value is $963.31 per $1,000 principal amount.

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Bank of Montreal is offering US$1,831,000 of Series K senior medium‑term barrier notes due February 5, 2029, linked to the Russell 2000® Index and the S&P 500® Index.

The notes pay a contingent coupon of 4.20% per semiannual period (approximately 8.40% per annum) only if, on each observation date, both indices are at or above 75% of their initial levels. At maturity, investors receive full principal back if no trigger event occurs. If either index finishes below its 75% trigger level, repayment is reduced one‑for‑one with the percentage loss of the worst‑performing index, and can fall to zero.

The notes are unsecured obligations of Bank of Montreal, not insured by any deposit insurance scheme. The estimated initial value is $975.57 per $1,000 principal amount, reflecting structuring and hedging costs, and the issuer expects to treat the notes as pre‑paid contingent income‑bearing derivative contracts for U.S. federal tax purposes.

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Bank of Montreal is offering US$3,538,000 of senior medium-term autocallable barrier notes due February 4, 2028, linked to the Class A common stock of CrowdStrike Holdings, Inc. (CRWD).

The notes pay a 2.8875% contingent coupon per quarter (about 11.55% per year) when CrowdStrike’s share price is at or above the $220.70 coupon barrier on observation dates. The notes can be automatically redeemed starting April 29, 2026 if the stock closes at or above its initial level of $441.41, returning principal plus the coupon. If not called and the final stock level is below the $220.70 trigger, investors receive shares (or cash) worth less than their principal, potentially down to zero. The estimated initial value is $972.27 per $1,000 face amount, reflecting fees and hedging costs.

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Bank of Montreal is issuing $1,777,000 of Senior Medium-Term Notes, Series K, autocallable barrier notes with contingent coupons due February 1, 2029, linked to the Class A common stock of Block, Inc.

The notes pay a contingent coupon of 5.25% per quarter (about 21% per year) if on an observation date Block’s share price is at or above the coupon barrier of $42.30, which is 70% of the $60.43 initial level. Beginning April 28, 2026, the notes are automatically redeemed if the stock closes above the initial level, returning principal plus that period’s coupon. If held to maturity without being called, investors receive full principal only if the final stock level is at or above the $42.30 trigger level; if it is lower, repayment is reduced in line with the stock’s loss and can fall to zero. The estimated initial value is $957.82 per $1,000 principal amount on the pricing date.

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Bank of Montreal is issuing US$8,132,000 of senior medium-term Series K callable barrier notes due February 5, 2029, linked to the least performing of the S&P 500 Index, NASDAQ-100 Index and Russell 2000 Index.

The notes pay a semiannual contingent coupon of 3.65% (about 7.30% per year) only if on each observation date all three indices are at or above 60% of their initial levels. If the bank calls the notes on or after July 31, 2026, investors receive principal plus any due coupon.

If the notes are not called and any index closes below its 60% trigger level on the valuation date, repayment of principal is reduced in line with the loss of the worst index and can fall to zero. The estimated initial value is $967.88 per $1,000, and the notes are unsecured obligations subject to the detailed risk factors referenced.

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Bank of Montreal is issuing US$925,000 of Senior Medium-Term Notes, Series K, autocallable barrier notes with contingent coupons due February 5, 2029. The notes are linked to the least-performing of the S&P 500 Index, NASDAQ-100 Index and Russell 2000 Index.

Investors can receive a 2.15% quarterly contingent coupon (about 8.60% annually) if on each observation date all three indices are at or above their coupon barrier levels, set at 70% of their initial levels. Starting July 31, 2026, the notes are automatically redeemed if each index is at or above its initial level, returning principal plus the coupon.

If the notes are not called and any index finishes below its trigger level (also 70% of its initial level) on the valuation date, principal is reduced in line with the loss of the worst-performing index, and repayment may be zero. The estimated initial value is $970.13 per $1,000 of principal, below face value, reflecting fees and hedging costs.

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FAQ

How many BANK OF MONTREAL /CAN/ (BERZ) SEC filings are available on StockTitan?

StockTitan tracks 1625 SEC filings for BANK OF MONTREAL /CAN/ (BERZ), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for BANK OF MONTREAL /CAN/ (BERZ)?

The most recent SEC filing for BANK OF MONTREAL /CAN/ (BERZ) was filed on February 3, 2026.