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BETA Technologies CFO receives 33,467 vested shares

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Form Type
4

Rhea-AI Filing Summary

BETA Technologies CFO Herman Cueto received 33,467 Class A common shares on November 9, 2026, upon vesting of performance-based restricted stock units awarded October 9, 2026; vesting was based on the issuer’s satisfaction of certain performance criteria. At its sole option, the issuer withheld 16,610 shares from PSU settlement that day and 792 shares from restricted stock unit settlement on November 10, 2026, to satisfy tax-withholding obligations.

Insider Cueto Herman
Role CHIEF FINANCIAL OFFICER
Type Security Shares Price Value
Tax Withholding Class A common stock F3 792 $28.09 $22K
Grant/Award Class A common stock F1 33,467 $0.00 $0.00
Tax Withholding Class A common stock F2 16,610 $28.52 $474K
Holdings After Transaction: Class A common stock — 106,530 shares (Direct)
Holdings Before and After: Class A common stock, 90,465 to 106,530 shares (Direct)
Footnotes (3)
  1. F1. Represents shares of Class A common stock received upon the vesting of performance-based restricted stock units ("PSUs") awarded to the Reporting Person on October 9, 2026, which vested based on the Issuer's satisfaction of certain performance criteria.
  2. F2. Represents shares of Class A common stock withheld by the Issuer, at the Issuer's sole option, to satisfy tax withholding obligations in connection with the settlement of PSUs.
  3. F3. Represents shares of Class A common stock withheld by the Issuer, at the Issuer's sole option, to satisfy tax withholding obligations in connection with the settlement of restricted stock units.
Shares received upon PSU vesting 33,467 shares Class A common stock; November 9, 2026
Shares withheld for tax obligations 16,610 shares PSU settlement; November 9, 2026
Shares withheld for tax obligations 792 shares Restricted stock unit settlement; November 10, 2026
Reported price per share $28.5200 per share 16,610 shares withheld on November 9, 2026
Reported price per share $28.0900 per share 792 shares withheld on November 10, 2026
performance-based restricted stock units financial
"vesting of performance-based restricted stock units"
Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.
tax withholding obligations financial
"to satisfy tax withholding obligations"
restricted stock units financial
"settlement of restricted stock units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BETA shares did CFO Herman Cueto receive from vested PSUs?

Herman Cueto received 33,467 Class A common shares on November 9, 2026, upon vesting of performance-based restricted stock units. The units were awarded October 9, 2026, and vested based on the issuer’s satisfaction of certain performance criteria.

How many BETA shares were withheld for Herman Cueto’s taxes?

The issuer withheld 16,610 shares on November 9, 2026, in connection with PSU settlement, and 792 shares on November 10, 2026, in connection with restricted stock unit settlement. The issuer made the withholdings at its sole option to satisfy tax-withholding obligations.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cueto Herman

(Last)(First)(Middle)
C/O BETA TECHNOLOGIES, INC.
1150 AIRPORT AVENUE

(Street)
SOUTH BURLINGTON VERMONT 05403

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BETA Technologies, Inc. [ BETA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF FINANCIAL OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A common stock11/09/2026A33,467(1)A$0123,932D
Class A common stock11/09/2026F16,610(2)D$28.52107,322D
Class A common stock11/10/2026F792(3)D$28.09106,530D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of Class A common stock received upon the vesting of performance-based restricted stock units ("PSUs") awarded to the Reporting Person on October 9, 2026, which vested based on the Issuer's satisfaction of certain performance criteria.
2. Represents shares of Class A common stock withheld by the Issuer, at the Issuer's sole option, to satisfy tax withholding obligations in connection with the settlement of PSUs.
3. Represents shares of Class A common stock withheld by the Issuer, at the Issuer's sole option, to satisfy tax withholding obligations in connection with the settlement of restricted stock units.
/s/ Brian Dunkiel, as attorney-in-fact11/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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