BETA Technologies CEO receives 133,868 shares

Available on EDGAR 11/12/2026 - 04:31 PM EST Accepted by SEC EDGAR 11/12/2026 - 04:30 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

BETA Technologies, Inc. President and Chief Executive Officer and director Kyle Clark reported that performance-based restricted stock units vested on November 9, 2026, resulting in 133,868 shares for him and 13,386 shares for his spouse. The issuer withheld shares for tax obligations: 67,537 shares from Clark and 6,754 from his spouse on November 9 at $28.52 per share, and 30,822 shares from Clark and 2,723 from his spouse on November 10 at $28.09 per share, in connection with restricted stock unit settlements.

Indirect holdings reported on November 9 included 4,885,936 shares held by The Godric's Hollow Trust and 1,624,907 shares held by The Burrow Trust. Clark disclaimed beneficial ownership of those securities except to the extent of his pecuniary interest.

Insider Trade Summary

6 transactions reported

Mixed 6 txns

Insider Clark Kyle

Role SEE REMARKS

Type	Security	Shares	Price	Value
Tax Withholding	Class A common stock F3	30,822	$28.09	$866K
Tax Withholding	Class A common stock F3, F5	2,723	$28.09	$76K
Grant/Award	Class A common stock F1	133,868	$0.00	$0.00
Tax Withholding	Class A common stock F2	67,537	$28.52	$1.93M
Grant/Award	Class A common stock F4, F5	13,386	$0.00	$0.00
Tax Withholding	Class A common stock F2, F5	6,754	$28.52	$193K
Holding	Class A common stock F5	--	--	--
Holding	Class A common stock F5	--	--	--

Holdings After Transaction: Class A common stock — 774,424 shares (Direct); Class A common stock — 53,655 shares (Indirect, By Spouse); Class A common stock — 4,885,936 shares (Indirect, By The Godric's Hollow Trust); Class A common stock — 1,624,907 shares (Indirect, By The Burrow Trust)

Holdings Before and After: Class A common stock, 738,915 to 774,424 shares (Direct); Class A common stock, 49,746 to 53,655 shares (Indirect, By Spouse)

Footnotes (5)

1. F1. Represents shares of Class A common stock received upon the vesting of performance-based restricted stock units ("PSUs") awarded to the Reporting Person on October 9, 2026, which vested based on the Issuer's satisfaction of certain performance criteria.
2. F2. Represents shares of Class A common stock withheld by the Issuer, at the Issuer's sole option, to satisfy tax withholding obligations in connection with the settlement of PSUs.
3. F3. Represents shares of Class A common stock withheld by the Issuer, at the Issuer's sole option, to satisfy tax withholding obligations in connection with the settlement of restricted stock units.
4. F4. Represents shares of Class A common stock received upon the vesting of PSUs awarded to the spouse of the Reporting Person on October 9, 2026, which vested based on the Issuer's satisfaction of certain performance criteria.
5. F5. The Reporting Person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Key Figures

PSU shares vested to Kyle Clark: 133,868 shares PSU shares vested to spouse: 13,386 shares Shares withheld from Kyle Clark for PSU tax obligations: 67,537 shares +5 more

8 metrics

PSU shares vested to Kyle Clark 133,868 shares November 9, 2026

PSU shares vested to spouse 13,386 shares November 9, 2026

Shares withheld from Kyle Clark for PSU tax obligations 67,537 shares November 9, 2026; $28.52 per share

Shares withheld from spouse for PSU tax obligations 6,754 shares November 9, 2026; $28.52 per share

Shares withheld from Kyle Clark for RSU tax obligations 30,822 shares November 10, 2026; $28.09 per share

Shares withheld from spouse for RSU tax obligations 2,723 shares November 10, 2026; $28.09 per share

The Godric's Hollow Trust shares held indirectly 4,885,936 shares Reported November 9, 2026

The Burrow Trust shares held indirectly 1,624,907 shares Reported November 9, 2026

Key Terms

performance-based restricted stock units, PSUs, restricted stock units, tax withholding obligations, +1 more

5 terms

performance-based restricted stock units financial

"vesting of performance-based restricted stock units"

Performance-based restricted stock units are a type of employee equity award that converts into company shares only if predefined financial or operational targets are met over a set period. Think of it like a bonus check that becomes stock only when specific goals are hit; it ties pay to results, aligning managers’ incentives with shareholders. Investors care because these awards affect future share count, executive incentives, and signal how management’s success will be measured and rewarded.

PSUs financial

"settlement of PSUs"

PSUs are company shares promised to employees or executives that only become actual stock if the business hits specific performance targets over a set period. For investors, PSUs matter because they link pay to measurable outcomes — similar to a conditional bonus that converts into ownership — which can influence management decisions, dilution of shares, and signals about confidence in future results.

restricted stock units financial

"settlement of restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligations financial

"to satisfy tax withholding obligations"

pecuniary interest financial

"except to the extent of their pecuniary interest therein"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BETA shares vested for Kyle Clark and his spouse?

133,868 shares vested for Clark on November 9, 2026, and 13,386 shares vested for his spouse. The performance-based restricted stock units vested based on the issuer's satisfaction of certain performance criteria.

How many BETA shares were withheld for taxes, and at what prices?

On November 9, 2026, the issuer withheld 67,537 shares from Clark and 6,754 shares from his spouse at $28.52 per share for tax obligations related to performance-based restricted stock units. On November 10, it withheld 30,822 shares from Clark and 2,723 shares from his spouse at $28.09 per share for tax obligations related to restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Clark Kyle

(Last) (First) (Middle)

C/O BETA TECHNOLOGIES, INC.

1150 AIRPORT DRIVE

(Street)

SOUTH BURLINGTON VERMONT 05403

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BETA Technologies, Inc. [ BETA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SEE REMARKS

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A common stock	11/09/2026		A		133,868(1)	A	$0	872,783	D
Class A common stock	11/09/2026		F		67,537(2)	D	$28.52	805,246	D
Class A common stock	11/10/2026		F		30,822(3)	D	$28.09	774,424	D
Class A common stock	11/09/2026		A		13,386(4)	A	$0	63,132	I	By Spouse(5)
Class A common stock	11/09/2026		F		6,754(2)	D	$28.52	56,378	I	By Spouse(5)
Class A common stock	11/10/2026		F		2,723(3)	D	$28.09	53,655	I	By Spouse(5)
Class A common stock								4,885,936	I	By The Godric's Hollow Trust(5)
Class A common stock								1,624,907	I	By The Burrow Trust(5)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of Class A common stock received upon the vesting of performance-based restricted stock units ("PSUs") awarded to the Reporting Person on October 9, 2026, which vested based on the Issuer's satisfaction of certain performance criteria.

2. Represents shares of Class A common stock withheld by the Issuer, at the Issuer's sole option, to satisfy tax withholding obligations in connection with the settlement of PSUs.

3. Represents shares of Class A common stock withheld by the Issuer, at the Issuer's sole option, to satisfy tax withholding obligations in connection with the settlement of restricted stock units.

4. Represents shares of Class A common stock received upon the vesting of PSUs awarded to the spouse of the Reporting Person on October 9, 2026, which vested based on the Issuer's satisfaction of certain performance criteria.

5. The Reporting Person disclaims beneficial ownership of such securities except to the extent of their pecuniary interest therein.

Remarks:

President and Chief Executive Officer

	/s/ Brian Dunkiel, as attorney-in-fact	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)