Welcome to our dedicated page for Biofrontera SEC filings (Ticker: BFRI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Biofrontera Inc. (NASDAQ: BFRI) SEC filings page provides access to the company’s official disclosures as filed with the U.S. Securities and Exchange Commission. Biofrontera is a U.S.-based biopharmaceutical company focused on dermatology and photodynamic therapy (PDT), commercializing Ameluz® and the RhodoLED® lamp series for actinic keratoses and developing additional indications such as superficial basal cell carcinoma and acne vulgaris.
Through its current and periodic reports, investors can review how Biofrontera describes its business, risk factors and financial condition. Form 8-K filings document material events, including quarterly financial results, strategic transactions with Biofrontera AG to acquire all U.S. rights to Ameluz® and RhodoLED®, private placements of Series C and Series D convertible preferred stock, and the divestiture of the Xepi® antibiotic cream license. Other 8-Ks detail Nasdaq listing compliance notices and stockholder meeting outcomes.
Annual reports on Form 10-K and quarterly reports on Form 10-Q (when available) typically include information on revenues from dermatology products, operating expenses, liquidity, and discussions of clinical and regulatory progress for Ameluz®-PDT. These filings also outline the company’s reliance on product sales, competition in dermatology, intellectual property matters, and other risks relevant to its PDT-focused business model.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents, helping users quickly understand topics such as revenue trends, changes in earnout structures, capital raises, and outcomes of clinical and regulatory milestones. Investors can also use this page to monitor Form 4 insider transaction reports, as well as proxy and registration statements that discuss governance, capital structure and preferred stock offerings.
By combining real-time EDGAR updates with AI-generated insights, this page offers a structured view of Biofrontera’s regulatory history, financial reporting, and material corporate events tied to its dermatology and photodynamic therapy strategy.
VV Beteiligungen Aktiengesellschaft filed an Initial Statement of Beneficial Ownership (Form 3) reporting indirect holdings in Biofrontera Inc. (BFRI) arising through affiliates. The filing notes an event date of 09/16/2025 and identifies the reporting person as a Director. VV Beteiligungen reports 400,000 shares of common stock held indirectly by Biofrontera AG and 58,884 shares held indirectly by Deutsche Balaton Aktiengesellschaft. In addition, the filer reports Series D convertible preferred stock convertible into 4,831,172 shares of common stock at a conversion price of $0.6249 per share; the preferred has no expiration and conversion is limited so the holder and affiliates cannot exceed 19.99% ownership on conversion. The filing states the reporting person and its affiliates collectively hold approximately 62.2% of the outstanding voting stock of Biofrontera AG and disclaim direct beneficial ownership except to the extent of indirect pecuniary interest.
Delphi Unternehmensberatung AG reported an initial beneficial ownership statement for Biofrontera Inc. (BFRI). The filing discloses 400,000 common shares held indirectly by Biofrontera AG and 58,884 common shares held indirectly by Deutsche Balaton Aktiengesellschaft. It also reports convertible preferred stock representing 4,831,172 underlying common shares held indirectly by Biofrontera AG, convertible at $0.6249 with a 19.99% ownership cap on conversion.
Hansjoerg Plaggemars filed an Initial Form 3 reporting his relationship to Biofrontera Inc. (BFRI). He is a director and explains he serves on the supervisory board of Biofrontera AG, which holds a 10% stake in the issuer. He also holds management roles in entities that together control ~62.2% of Biofrontera AG. The filing states no securities are beneficially owned by the reporting person.
Wilhelm Konrad Thomas Zours filed an initial Section 16 Form 3 reporting indirect beneficial ownership in Biofrontera Inc. (BFRI). He reports 400,000 common shares held by Biofrontera AG and 58,884 common shares held by Deutsche Balaton Aktiengesellschaft, both held indirectly. He also reports convertible preferred stock exercisable into 4,831,172 common shares at $0.6249 per share; the preferred has no expiration but conversion is capped to avoid >19.99% ownership on conversion. The filing includes managerial roles and ownership chains explaining indirect holdings.
Deutsche Balaton Aktiengesellschaft filed an Initial Statement of Beneficial Ownership reporting direct ownership of 58,884 shares of Biofrontera Inc. (BFRI) and indirect ownership of 400,000 common shares
The filer also reports indirect beneficial ownership of 4,831,172 common shares underlying Series D Convertible Preferred Stock convertible at $0.6249 per share, held by Biofrontera AG. The filer states it and affiliates control ~62.2% of Biofrontera AG voting stock and disclaims direct beneficial ownership except for indirect pecuniary interest. The preferred has no expiration and conversion is limited to prevent over 19.99% ownership on conversion.
Maria del Pilar de la Huerta Martinez filed an Initial Statement of Beneficial Ownership on Form 3 reporting indirect holdings in Biofrontera Inc. (BFRI). The filing states 400,000 shares of common stock are held indirectly by Biofrontera AG and the reporting person may be deemed to beneficially own those shares because she is the sole member of the management board of Biofrontera AG. The filing also reports ownership of Series D convertible preferred stock convertible into 4,831,172 shares of common stock at a conversion price of $0.0006 per share; the preferred is convertible at any time and has no expiration date. The reporting person is identified as a director and a 10% owner for the issuer, and disclaims direct beneficial ownership except for any indirect pecuniary interest. The filing notes that Biofrontera AG has the right to appoint a board representative and that Dr. Heikki Lanckriet has been deputized and filed a separate Section 16 report.
Biofrontera, Inc. reported results from a special shareholder meeting where shareholders holding 8,403,861 votes were present for proposals one, three, and four, and shareholders holding 6,820,211 votes were present for proposal two, constituting a quorum for all proposals. The filing states that the meeting was solicited under Regulation 14A and that there was no solicitation in opposition. The proxy statement filed on August 5, 2025 is cited as the source for the detailed descriptions of the proposals. The document indicates that the meeting "summarizes all matters voted on," but it does not include the vote tallies or explicit outcomes for each proposal within the provided text.
Biofrontera AG and related Reporting Persons disclosed substantial potential ownership of Biofrontera Inc. common stock through conversion rights in Series D Convertible Preferred Stock. BFAG holds 3,019 shares of Series D Preferred Stock convertible, subject to a conversion cap, into up to 4,831,172 common shares but limited by a Maximum Percentage of 19.99%, which currently yields beneficial ownership of 2,493,346 shares (19.54%). Collectively certain Reporting Persons report beneficial ownership of 2,552,230 shares (19.99%). The Series D conversion follows a September 16, 2025 stockholder approval; conversion economics equal $1,000 divided by $0.6249 per share prior to rounding. The Agreement transferring U.S. rights to Ameluz and RhodoLED includes a royalty structure of 12% if U.S. Ameluz revenue is under $65.0 million and 15% if above that threshold. Reporting Persons disclaim formation of a group while acknowledging interlocking ownership and governance relationships.
Biofrontera AG reported acquiring 3,019 shares of Series D convertible preferred stock on 09/16/2025 in a privately negotiated transaction in exchange for assets related to U.S. production and sale of certain products with an estimated market value of $3,019,000. The Series D preferred is convertible at any time at the holder's election and has no expiration date. After the transaction the reporting person beneficially owned 4,831,172 shares of common stock and 3,019 derivative securities. The reporting entity is a director and >10% owner and has an agreement allowing it to appoint one director; Dr. Heikki Lanckriet has been deputized to serve on the issuer's board.
George Patrick Jones, identified as Chief Commercial Officer and Director of Biofrontera Inc. (BFRI), was granted an employee stock option on 09/15/2025 to purchase 100,000 shares of common stock at a $1 exercise price. The option has an expiration date of 08/25/2035 and becomes exercisable in two equal vesting installments: February 25, 2026 and August 25, 2026. Following the reported transaction, Mr. Jones beneficially owns 100,000 option shares on a direct basis. The Form 4 was signed by an attorney-in-fact, Daniel Hakansson, on 09/16/2025.