STOCK TITAN

Business First Bancshares (BFST) EVP sells 1,875 shares, keeps RSUs

(Neutral)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Business First Bancshares, Inc. executive Donald Chad Carter, EVP of Correspondent Banking, sold 1,875 shares of common stock on August 6, 2026 at $31.64 per share. After the sale, he directly holds 12,642 common shares, including employer 401(k) stock-fund units equivalent to 6,799 shares, plus 9,319 time-based restricted stock units that vest in installments on future anniversaries of their grant dates.

Positive

  • None.

Negative

  • None.
Insider Carter Donald Chad
Role EVP, Correspondent Banking
Sold 1,875 shs ($59K)
Type Security Shares Price Value
Sale COMMON STOCK F1 1,875 $31.64 $59K
holding Restricted Stock Units F2 -- -- --
Holdings After Transaction: COMMON STOCK — 12,642 shares (Direct); Restricted Stock Units — 9,319 shares (Direct)
Footnotes (2)
  1. F1. Includes units of the employer stock fund through the issuer's 401(k) plan equivalent to 6,799 shares of common stock of the issuer.
  2. F2. Includes: (a) 2,584 time-based restricted stock units granted on December 12, 2024, which will vest in two substantially equal installments on the second and third anniversary of the issuance date; (b) 2,715 time-based restricted stock units granted to the reporting person on March 1, 2025, which will vest in two substantially equal installments on the second and third anniversary of the issuance date; and (c) 4,020 time-based restricted stock units granted to the reporting person on March 2, 2026, which will vest in three substantially equal installments on the first, second, and third anniversary of the issue date.
Shares sold 1,875 shares of common stock Open-market or private sale on August 6, 2026
Sale price $31.64 per share Price for 1,875 BFST common shares sold by EVP Carter
Shares held after sale 12,642 common shares Direct holdings following the August 6, 2026 transaction
401(k) equivalent shares 6,799 shares Employer stock fund units in 401(k) counted within direct holdings
RSUs underlying shares 9,319 shares Time-based restricted stock units convertible into common stock
RSU grant 1 2,584 RSUs Granted December 12, 2024, vesting in two future installments
RSU grant 2 2,715 RSUs Granted March 1, 2025, vesting in two future installments
RSU grant 3 4,020 RSUs Granted March 2, 2026, vesting in three future installments
Restricted Stock Units financial
"The security title is listed as Restricted Stock Units with underlying Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
employer stock fund financial
"Includes units of the employer stock fund through the issuer's 401(k) plan."
time-based restricted stock units financial
"Includes time-based restricted stock units granted that will vest in installments."
Time-based restricted stock units are a form of employee compensation where individuals are granted company shares that are earned over a set period, often as a reward for staying with the company. These shares typically become fully owned and transferable only after passing specific time milestones, encouraging long-term commitment. For investors, they highlight a company's focus on employee retention and can influence future stock supply and company stability.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did BFST executive Donald Chad Carter report?

Donald Chad Carter reported selling 1,875 shares of BFST common stock at $31.64 per share. Following this open-market sale, he continues to hold 12,642 common shares directly and 9,319 time-based restricted stock units that convert into common stock over future vesting dates.

How many Business First Bancshares (BFST) shares does Donald Chad Carter hold after the sale?

After the reported sale, Carter holds 12,642 BFST common shares directly. This figure includes units of the employer stock fund in the company 401(k) plan, which are equivalent to 6,799 common shares, in addition to separate awards of restricted stock units.

At what price did the BFST EVP sell his Business First Bancshares shares?

Carter sold 1,875 BFST common shares at $31.64 per share. The transaction is reported as a sale in the open market or a private transaction, and it reduced but did not eliminate his remaining direct equity and restricted stock unit holdings in the company.

What restricted stock units does BFST executive Donald Chad Carter hold?

Carter holds time-based restricted stock units covering 9,319 BFST common shares. These RSUs come from grants made in December 2024, March 2025, and March 2026, and are scheduled to vest in multiple installments on future anniversaries of their respective grant dates.

How are Donald Chad Carter’s BFST 401(k) holdings reflected in the Form 4?

The Form 4 states that his direct holdings include 401(k) employer stock fund units equivalent to 6,799 BFST shares. Those units are counted within the reported 12,642 directly held common shares after the transaction, alongside his other directly owned shares.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Carter Donald Chad

(Last)(First)(Middle)
500 LAUREL STREET, SUITE 101

(Street)
BATON ROUGE LOUISIANA 70801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Business First Bancshares, Inc. [ BFST ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Correspondent Banking
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
COMMON STOCK08/06/2026S1,875D$31.6412,642(1)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.0000 (2) (2)Common Stock9,3199,319(2)D
Explanation of Responses:
1. Includes units of the employer stock fund through the issuer's 401(k) plan equivalent to 6,799 shares of common stock of the issuer.
2. Includes: (a) 2,584 time-based restricted stock units granted on December 12, 2024, which will vest in two substantially equal installments on the second and third anniversary of the issuance date; (b) 2,715 time-based restricted stock units granted to the reporting person on March 1, 2025, which will vest in two substantially equal installments on the second and third anniversary of the issuance date; and (c) 4,020 time-based restricted stock units granted to the reporting person on March 2, 2026, which will vest in three substantially equal installments on the first, second, and third anniversary of the issue date.
/s/ Heather Roemer, as attorney-in-fact for Donald Chad Carter08/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)