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Director at Bar Harbor Bankshares (BHB) adds shares through dividend reinvestment plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Bar Harbor Bankshares director Brian D. Shaw acquired additional common shares through a company plan. On 2026-03-20, he received 42.3180 shares of Bar Harbor Bankshares common stock at $31.3300 per share as a grant or award. Following this transaction, he directly holds 18921.0810 shares of common stock. The shares were acquired through participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan in a transaction exempt under Rule 16b-3(d).

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shaw Brian D

(Last)(First)(Middle)
PO BOX 400
82 MAIN STREET

(Street)
BAR HARBOR MAINE 04609

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ BHB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026A(1)V42.318A$31.3318,921.081D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.
/s/ Olivia Erickson, Attorney-in-Fact03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Bar Harbor Bankshares (BHB) director Brian D. Shaw report on this Form 4?

Director Brian D. Shaw reported acquiring additional Bar Harbor Bankshares common stock. He received 42.3180 shares on 2026-03-20 through the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan, classified as a grant or award acquisition and exempt under Rule 16b-3(d).

How many Bar Harbor Bankshares (BHB) shares did Brian D. Shaw acquire and at what price?

Brian D. Shaw acquired 42.3180 shares of Bar Harbor Bankshares common stock at $31.3300 per share. The transaction is reported as a grant or award acquisition, tied to his participation in the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan.

What are Brian D. Shaw’s Bar Harbor Bankshares (BHB) holdings after this Form 4 transaction?

After the reported transaction, Brian D. Shaw directly holds 18921.0810 shares of Bar Harbor Bankshares common stock. This updated balance reflects the addition of 42.3180 shares acquired through the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan on 2026-03-20.

Was the Bar Harbor Bankshares (BHB) Form 4 transaction a market purchase or part of a plan?

The transaction was part of a company plan, not an open-market trade. The 42.3180 shares were acquired through participation in Bar Harbor Bankshares’ Dividend Reinvestment and Direct Stock Purchase and Sale Plan, and the acquisition is noted as exempt under Rule 16b-3(d).

How is the Bar Harbor Bankshares (BHB) Form 4 transaction classified under SEC rules?

The Form 4 transaction is coded “A” for a grant, award, or other acquisition. It is specifically described as exempt under Rule 16b-3(d), meaning it arises from participation in an issuer-sponsored plan rather than a discretionary open-market purchase or sale.
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