Bar Harbor SVP buys 71.315 BHB shares in plan

Senior Vice President John Mogan Williams increased his BAR HARBOR BANKSHARES equity position through dividend reinvestment and 401(k) plan holdings.

Rhea-AI Filing Summary

BAR HARBOR BANKSHARES (BHB) reported that Senior Vice President John Mogan Williams acquired additional common stock on September 18, 2026 through company-sponsored plans. He received 71.315 shares at $40.08 per share and 2.7612 shares at $40.14 per share under the Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in transactions described as exempt under Rule 16b-3(d). The filing also reports 4,340.61 shares of common stock held indirectly through a 401(k) plan.

Insider Trade Summary

Grant/Award: 74.0762 shares

Grant/Award 3 txns

Insider Williams John Mogan

Role Senior Vice President

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	71.315	$40.08	$3K
Grant/Award	Common Stock F2	2.7612	$40.14	$110.83
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 17,877.9075 shares (Direct); Common Stock — 4,340.61 shares (Indirect, by 401(k))

Footnotes (2)

1. F1. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.
2. F2. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.

Key Figures

Shares acquired via plan: 71.315 shares Purchase price per share (first acquisition): $40.08 per share Additional shares acquired via plan: 2.7612 shares +2 more

5 metrics

Shares acquired via plan 71.315 shares Common stock acquired on September 18, 2026 through dividend reinvestment and direct stock purchase plan

Purchase price per share (first acquisition) $40.08 per share Price for 71.315 common shares acquired on September 18, 2026

Additional shares acquired via plan 2.7612 shares Common stock acquired on September 18, 2026 through the same plan

Purchase price per share (second acquisition) $40.14 per share Price for 2.7612 common shares acquired on September 18, 2026

Indirect 401(k) holdings 4,340.61 shares Common stock held indirectly through a 401(k) plan as of September 18, 2026

Key Terms

Dividend Reinvestment and Direct Stock Purchase and Sale Plan, Rule 16b-3(d), 401(k)

3 terms

Dividend Reinvestment and Direct Stock Purchase and Sale Plan financial

"These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan"

Rule 16b-3(d) regulatory

"in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934"

Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.

401(k) financial

"Indirect ownership of common stock reported as held by 401(k) plan"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did BHB report for Senior Vice President John Mogan Williams?

John Mogan Williams reported acquiring 71.315 BAR HARBOR BANKSHARES common shares at $40.08 and 2.7612 shares at $40.14 on September 18, 2026, through the Dividend Reinvestment and Direct Stock Purchase and Sale Plan.

How many BHB shares does John Mogan Williams hold through a 401(k) plan?

The filing states that John Mogan Williams has 4,340.61 shares of BAR HARBOR BANKSHARES common stock held indirectly through a 401(k) plan as of September 18, 2026.

Were the recent BHB share acquisitions by John Mogan Williams market purchases?

No. The acquisitions of 71.315 and 2.7612 BAR HARBOR BANKSHARES shares were made through participation in the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan, not open-market purchases.

Were John Mogan Williams’ BHB transactions made under a Rule 10b5-1 trading plan?

No Rule 10b5-1 trading plan is reported. The footnotes state the acquisitions were made through the company’s dividend reinvestment and direct stock purchase plan and are described as exempt under Rule 16b-3(d) of the Securities Exchange Act.

What type of security did John Mogan Williams acquire in BHB?

All reported transactions involve BAR HARBOR BANKSHARES common stock. The filing shows share acquisitions via dividend reinvestment and a separate line indicating indirect ownership through a 401(k) plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/22/2026 - 10:58 AM Accepted by SEC EDGAR 09/22/2026 - 10:58 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Williams John Mogan

(Last) (First) (Middle)

PO BOX 400

82 MAIN STREET

(Street)

BAR HARBOR MAINE 04609

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ BHB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Vice President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/18/2026		A(1)	V	71.315	A	$40.08	17,875.1463	D
Common Stock	09/18/2026		A(2)	V	2.7612	A	$40.14	17,877.9075	D
Common Stock								4,340.61	I	by 401(k)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.

2. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.

	/s/ Olivia Erickson, Attorney-in-Fact	09/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)