STOCK TITAN

Bar Harbor SVP buys 99.962 shares at $40.08

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BAR HARBOR BANKSHARES (BHB) reported that Senior Vice President Joseph Patrick Scully acquired 99.9620 shares of common stock on September 18, 2026, through participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan. Following this award, he holds 20,487.5100 shares directly.

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Negative

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Insider Scully Joseph Patrick
Role Senior Vice President
Type Security Shares Price Value
Grant/Award Common Stock F1 99.962 $40.08 $4K
Holdings After Transaction: Common Stock — 20,487.51 shares (Direct)
Footnotes (1)
  1. F1. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.
Shares acquired 99.9620 shares Grant or award acquisition on September 18, 2026
Reported price per share $40.0800 per share Attributed to the 99.9620 acquired shares
Shares held after transaction 20,487.5100 shares Directly held by Joseph Patrick Scully after the acquisition
Dividend Reinvestment and Direct Stock Purchase and Sale Plan financial
"These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan"
Rule 16b-3(d) regulatory
"in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934"
Rule 16b-3(d) is a narrow SEC safe-harbor that shields company insiders (officers, directors and large shareholders) from liability for short‑swing profits when their buys or sells of company stock are made under a pre-established, written plan or contract that removes the insider’s ability to time trades. For investors, this matters because it permits predictable, automated insider transactions — like scheduled sales for diversification or payroll withholding — without triggering forced disgorgement, so such planned trades are treated differently from opportunistic insider trading.
Securities and Exchange Act of 1934 regulatory
"exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended"
A U.S. federal law that set the rules for trading public securities, requiring companies and market participants to disclose regular financial information, keep trading records, and follow fair-dealing standards, and it created the government agency that enforces those rules. It matters to investors because these requirements act like a safety and transparency system—making company performance and trading behavior easier to verify and reducing the risk of fraud and unfair advantage.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BHB report for Senior Vice President Joseph Patrick Scully?

He acquired 99.9620 shares of Bar Harbor Bankshares common stock on September 18, 2026, as a grant or award through the company’s Dividend Reinvestment and Direct Stock Purchase and Sale Plan, a transaction exempt under Rule 16b-3(d).

At what price were the new BHB shares attributed to Scully in the Form 4?

The acquired 99.9620 BHB shares were reported at a price of $40.0800 per share, as part of Scully’s participation in the Dividend Reinvestment and Direct Stock Purchase and Sale Plan.

How many BHB shares does Scully hold after this reported transaction?

After the September 18, 2026 acquisition, Joseph Patrick Scully directly holds 20,487.5100 shares of Bar Harbor Bankshares common stock, as reported in the Form 4 filing.

Was Scully’s BHB stock acquisition under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not affirmed, and the footnote states the shares were acquired through the Dividend Reinvestment and Direct Stock Purchase and Sale Plan under an exemption in Rule 16b-3(d).

What type of plan was used for this BHB share acquisition?

The shares were acquired via the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, which allows participation in dividend reinvestment and direct stock purchases, and this transaction is described as exempt under Rule 16b-3(d).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Scully Joseph Patrick

(Last)(First)(Middle)
PO BOX 400
82 MAIN STREET

(Street)
BAR HARBOR MAINE 04609

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BAR HARBOR BANKSHARES [ BHB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Senior Vice President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/18/2026A(1)V99.962A$40.0820,487.51D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares were acquired through the reporting person's participation in the Bar Harbor Bankshares Dividend Reinvestment and Direct Stock Purchase and Sale Plan, in a transaction exempt under Rule 16b-3(d) under the Securities and Exchange Act of 1934, as amended.
/s/ Olivia Erickson, Attorney-in-Fact09/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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