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Braemar Hotels & Resorts (BHR) officer discloses initial stock and preferred holdings

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Braemar Hotels & Resorts Inc. executive officer Jim Plohg, who serves as Executive Vice President, General Counsel and Secretary, reported his initial ownership in the company. He directly holds 17,474 shares of common stock. He also reports holdings of Series B Preferred Stock in several forms: 201 shares directly, 498 shares indirectly through JKP Ventures LLC, 1,851 shares through a retirement account, 2,550 shares through his spouse's retirement account, and additional 300-share positions held in each of three minor children's retirement accounts. The filing is made as a single-reporting-person statement of beneficial ownership.

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Plohg Jim A

(Last) (First) (Middle)
14185 DALLAS PARKWAY
SUITE 1200

(Street)
DALLAS TX 75254

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/16/2025
3. Issuer Name and Ticker or Trading Symbol
Braemar Hotels & Resorts Inc. [ BHR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Exec. VP, GC and Secretary
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 17,474 D
Series B Preferred Stock 201 D
Series B Preferred Stock 498 I By: JKP Ventures LLC
Series B Preferred Stock 1,851 I Retirement Account
Series B Preferred Stock 2,550 I By: Spouse's Retirement Account
Series B Preferred Stock 300 I By: Minor Child's Retirement Account
Series B Preferred Stock 300 I By: Minor Child's Retirement Account
Series B Preferred Stock 300 I By: Minor Child's Retirement Account
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
/s/ Jim Plohg 12/22/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider ownership did Braemar Hotels & Resorts Inc. (BHR) report for Jim Plohg?

The filing shows that Jim Plohg, an executive officer of Braemar Hotels & Resorts Inc., reported beneficial ownership of company securities including common stock and Series B Preferred Stock held directly and through various personal, family, and LLC accounts.

How many Braemar Hotels & Resorts (BHR) common shares does Jim Plohg directly own?

Jim Plohg directly owns 17,474 shares of common stock of Braemar Hotels & Resorts Inc.

What Series B Preferred Stock interests did Jim Plohg report in Braemar Hotels & Resorts (BHR)?

He reported 201 shares of Series B Preferred Stock directly, plus indirect holdings including 498 shares through JKP Ventures LLC, 1,851 shares through a retirement account, 2,550 shares through his spouse's retirement account, and 300-share positions in each of three minor children's retirement accounts.

In what capacity is Jim Plohg related to Braemar Hotels & Resorts Inc. (BHR)?

Jim Plohg is an officer of Braemar Hotels & Resorts Inc., serving as Executive Vice President, General Counsel and Secretary.

Is the Braemar Hotels & Resorts (BHR) ownership report for Jim Plohg an individual or joint filing?

The report is indicated as a Form filed by one reporting person, meaning it reflects only Jim Plohg's beneficial ownership.

What types of indirect ownership did Jim Plohg disclose in Braemar Hotels & Resorts (BHR) stock?

He disclosed indirect ownership of Series B Preferred Stock through JKP Ventures LLC, a retirement account, his spouse's retirement account, and minor children's retirement accounts.

Braemar Hotels & Resorts Inc

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199.88M
54.42M
15.89%
46.83%
1.24%
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