Smartbird officer plans $4.3K stock sale

Smartbird officer Ann Mitchell files a Rule 144 notice to sell 1,755 shares mainly to cover tax from vested RSUs, following a smaller sale in June 2026.

Rhea-AI Filing Summary

Smartbird, Inc. (BIRD) has a notice under Rule 144 reporting that officer Ann Mitchell intends to sell 1,755 shares of common stock through Charles Schwab on September 2, 2026, with an aggregate market value of $4,275, on NASDAQ.

The shares relate to a restricted stock lapse from equity compensation, and the sale is described as covering a tax obligation from the settlement of vested Restricted Stock Units. In the prior three months, Ann Mitchell sold 1,587 shares for aggregate proceeds of $7,174 on June 2, 2026.

Key Figures

Planned shares to be sold: 1,755 shares Aggregate market value of planned sale: $4,275 Shares sold in prior 3 months: 1,587 shares +2 more

5 metrics

Planned shares to be sold 1,755 shares Common stock sale planned under Rule 144 on September 2, 2026

Aggregate market value of planned sale $4,275 Value of 1,755 shares of Smartbird common stock in planned sale

Shares sold in prior 3 months 1,587 shares Common stock sold by Ann Mitchell on June 2, 2026

Aggregate proceeds from prior sale $7,174 Value of 1,587 shares sold on June 2, 2026

Date of notice September 2, 2026 Date the Rule 144 notice was signed and filed

Key Terms

Rule 144, Restricted Stock Units, Equity Compensation

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"settlement of vested Restricted Stock Units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Equity Compensation financial

"09/02/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

FAQ

What does the Form 144 filing disclose for Smartbird, Inc. (BIRD)?

It discloses that officer Ann Mitchell plans to sell 1,755 shares of Smartbird common stock on September 2, 2026 under Rule 144, with an aggregate market value of $4,275, related to equity compensation.

Why is Ann Mitchell selling Smartbird (BIRD) shares according to the notice?

The notice states the shares are sold to cover a tax obligation arising from the settlement of vested Restricted Stock Units, following a restricted stock lapse tied to equity compensation.

How many Smartbird (BIRD) shares has Ann Mitchell sold recently?

In addition to the planned sale of 1,755 shares, the filing reports that Ann Mitchell sold 1,587 shares of Smartbird common stock on June 2, 2026, for aggregate proceeds of $7,174 during the past three months.

Through which broker and market will the Smartbird (BIRD) shares be sold?

The planned sale of 1,755 shares will be executed through Charles Schwab & Co., Inc. and is listed as trading on NASDAQ, with an aggregate market value of $4,275 as reported in the notice.

Who is the insider named in the Smartbird (BIRD) Form 144 filing?

The insider is Ann Mitchell, identified as an officer of Smartbird, Inc. The filing gives her address at the company’s Palo Alto office and reports her intended and recent Rule 144 sales of common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:08 PM Accepted by SEC EDGAR 09/02/2026 - 04:07 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001971623
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Smartbird, Inc.
SEC File Number	001-40963
Address of Issuer	425 PAGE MILL RD SUITE 200 PALO ALTO CALIFORNIA 94306
Phone	628-225-4848
Name of Person for Whose Account the Securities are To Be Sold	Mitchell Ann
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	1755	4275.00	9315794	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/02/2026	Restricted Stock Lapse - See Remarks	SMARTBIRD INC			1755	09/02/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ann Mitchell 425 PAGE MILL RD SUITE 200 PALO ALTO CA 94306	Smartbird, Inc.	06/02/2026	1587	7174.00

144: Remarks and Signature

Remarks	Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.
Date of Notice	09/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Ann Mitchell
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)