Smartbird holder plans $88K stock sale for taxes

Shareholder Nadia Catherine Carlsten files a Rule 144 notice to sell Smartbird, Inc. stock primarily to cover taxes from vested RSUs.

Rhea-AI Filing Summary

Smartbird, Inc. (BIRD) received a Rule 144 notice from shareholder Nadia Catherine Carlsten covering a planned sale of 36,315 shares of common stock through Charles Schwab & Co., Inc. on September 2, 2026. The filing states the shares are being sold to cover tax obligations from the settlement of vested Restricted Stock Units.

The notice also reports that Carlsten previously sold 117,459 shares of Smartbird common stock on June 25, 2026. The common stock is listed on NASDAQ.

Key Figures

Shares to be sold: 36,315 shares Aggregate market value of planned sale: $88,341.00 Shares outstanding: 9,315,794 shares +3 more

6 metrics

Shares to be sold 36,315 shares Planned sale under Rule 144 dated September 2, 2026

Aggregate market value of planned sale $88,341.00 Value associated with 36,315 shares in the Rule 144 notice

Shares outstanding 9,315,794 shares Smartbird, Inc. common stock outstanding referenced in the notice

Shares sold in past 3 months 117,459 shares Sale reported for June 25, 2026 by Nadia Catherine Carlsten

Aggregate value of past 3-month sale $494,632.00 Value of 117,459 shares sold on June 25, 2026

Date of notice September 2, 2026 Filing date of the Rule 144 notice for Smartbird, Inc.

Key Terms

Rule 144, Restricted Stock Units, equity compensation, Restricted Stock Lapse

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"settlement of vested Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

equity compensation financial

"09/02/2026 | Equity Compensation"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

Restricted Stock Lapse financial

"Restricted Stock Lapse - See Remarks"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing for Smartbird, Inc. (BIRD) disclose?

It discloses that Nadia Catherine Carlsten filed a Rule 144 notice to sell 36,315 shares of Smartbird common stock on September 2, 2026, stating the sale is to cover tax obligations from the settlement of vested Restricted Stock Units.

How many Smartbird (BIRD) shares are covered by this new Rule 144 notice?

The notice covers a planned sale of 36,315 shares of Smartbird, Inc. common stock through Charles Schwab & Co., Inc., with the transaction date listed as September 2, 2026.

Why is Nadia Catherine Carlsten selling Smartbird (BIRD) shares under Rule 144?

The remarks state the shares are being sold to cover tax obligation arising from the settlement of vested Restricted Stock Units, indicating the sale is linked to equity compensation vesting.

What prior Smartbird (BIRD) stock sales by Carlsten are reported in this Form 144?

The filing reports a prior sale on June 25, 2026 of 117,459 shares of Smartbird, Inc. common stock, with an aggregate value of $494,632.00 during the past three months.

On which exchange is Smartbird, Inc. (BIRD) common stock listed in this filing?

The Form 144 identifies Smartbird, Inc. common stock as traded on NASDAQ, in connection with the planned sale of 36,315 shares under Rule 144.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/02/2026 - 04:07 PM EDT Accepted by SEC EDGAR 09/02/2026 - 04:07 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002139664
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Smartbird, Inc.
SEC File Number	001-40963
Address of Issuer	425 PAGE MILL RD SUITE 200 PALO ALTO CALIFORNIA 94306
Phone	628-225-4848
Name of Person for Whose Account the Securities are To Be Sold	Carlsten Nadia Catherine
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	36315	88341.00	9315794	09/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/02/2026	Restricted Stock Lapse - See Remarks	Smartbird, Inc.			36315	09/02/2026	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Nadia Catherine Carlsten 425 PAGE MILL RD SUITE 200 PALO ALTO CA 94306	Smartbird, Inc.	06/25/2026	117459	494632.00

144: Remarks and Signature

Remarks	Shares sold to cover tax obligation from settlement of vested Restricted Stock Units.
Date of Notice	09/02/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Nadia Catherine Carlsten
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)