BNY Mellon (NYSE: BK) EVP uses stock withholding to cover tax on RSUs

Rhea-AI Filing Summary

Bank of New York Mellon Corp executive Rajashree Datta reported two Form 4 transactions reflecting tax withholding on equity compensation, not open-market trading. On the same date, a total of 1,900 and 6,541 shares of common stock were disposed of at $119.10 per share to cover tax liabilities tied to vesting restricted stock units, as described in the footnote.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Datta Rajashree

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NY 10286

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Executive VP

3. Date of Earliest Transaction (Month/Day/Year)
02/28/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/28/2026		F		1,900(1)	D	$119.1	74,908	D
Common Stock	02/28/2026		F		6,541(1)	D	$119.1	68,367	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares withheld in payment of tax liability due to the vesting of previously disclosed Restricted Stock Unit awards.

	/s/ Jean Weng, Attorney-in-Fact	03/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transactions did BK executive Rajashree Datta report?

Rajashree Datta reported two Form 4 transactions disposing of common stock. The transactions were related to tax withholding on vesting restricted stock units, not open-market trading, and were coded as tax-liability payments using previously awarded shares.

How many Bank of New York Mellon (BK) shares were used for tax withholding?

The filing shows two dispositions of BK common stock: 1,900 shares and 6,541 shares. Both were withheld to satisfy tax liabilities arising from the vesting of previously disclosed restricted stock unit awards, according to the accompanying footnote.

At what price were the BK shares valued in Rajashree Datta’s Form 4?

The Form 4 reports a transaction price of $119.10 per share for both dispositions. This price was used to value the 1,900 and 6,541 shares withheld to cover tax liabilities from vesting restricted stock unit awards.

Was Rajashree Datta’s BK Form 4 a regular sale of shares?

The transactions were not regular open-market sales. Both entries are coded as tax-withholding dispositions, meaning shares were delivered to satisfy tax liabilities triggered by vesting restricted stock units, rather than discretionary selling in the market.

What does transaction code F mean in the BK Form 4 for Rajashree Datta?

Transaction code F indicates payment of an exercise price or tax liability by delivering securities. In this case, it reflects BK shares withheld to pay taxes due on the vesting of previously disclosed restricted stock unit awards held by Rajashree Datta.