Bakkt (NYSE: BKKT) files Rule 144 for 27,681 shares, $355K market value

Rhea-AI Filing Summary

Bakkt Holdings (BKKT) has a notice on file for a planned sale of common stock under Rule 144. The planned transaction covers 27,681 common shares to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $355,172.10, on or around 12/09/2025 on the NYSE. The shares were acquired as restricted stock that vested under a registered compensation plan on three dates in 2025, in amounts of 10,417 shares, 5,900 shares, and 11,364 shares, all treated as compensation. The issuer reports 24,038,434 common shares outstanding, providing context for the scale of this planned sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	27681	355172.10	24038434	12/09/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	05/19/2025	Restricted stock vesting under a registered plan	Issuer			10417	05/19/2025	Compensation
Common	09/17/2025	Restricted stock vesting under a registered plan	Issuer			5900	09/17/2025	Compensation
Common	05/31/2025	Restricted stock vesting under a registered plan	Issuer			11364	05/31/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Bakkt (BKKT) disclose in this Form 144 notice?

The notice states that common shares of Bakkt Holdings (BKKT) are planned to be sold under Rule 144, specifying the number of shares, market value, broker, and exchange.

How many Bakkt (BKKT) shares are planned to be sold and on which exchange?

The filing shows a planned sale of 27,681 common shares of Bakkt Holdings on the NYSE.

What is the aggregate market value of the Bakkt (BKKT) shares to be sold?

The aggregate market value of the 27,681 Bakkt common shares listed for sale is $355,172.10.

Through which broker are the Bakkt (BKKT) shares expected to be sold?

The planned sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, New York, NY 10004.

When were the Bakkt (BKKT) shares being sold under this Form 144 acquired?

The securities were acquired as restricted stock vesting under a registered plan on 05/19/2025 (10,417 shares), 05/31/2025 (11,364 shares), and 09/17/2025 (5,900 shares), all as compensation.

How many Bakkt (BKKT) shares are reported as outstanding in this notice?

The notice reports 24,038,434 common shares outstanding for Bakkt Holdings, giving context for the relative size of the planned sale.

What representation does the seller make in the Bakkt (BKKT) Form 144?

The person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.