BKKT Form 144: 5,342-share proposed sale

BKKT submitted a Form 144 notice to sell 5,342 shares of Common Stock dated 03/20/2026.

Rhea-AI Filing Summary

BKKT submitted a Form 144 notice to sell 5,342 shares of Common Stock dated 03/20/2026. The filing lists the securities as Restricted Stock Units. The record shows a prior 10b5-1 sale of 785 shares on 02/24/2026.

Insights

Corporate Governance Specialist

Form 144 notifies a proposed insider sale of restricted shares; routine disclosure under SEC rules.

The filing lists 5,342 shares of Common Stock associated with Restricted Stock Units and a transaction date of 03/20/2026. This is a notification of intent to sell under Rule 144 framework rather than an executed market trade.

Prior activity includes a 10b5-1 sale of 785 shares on 02/24/2026. Cash‑flow treatment and buyer details are not provided in the excerpt; subsequent filings or broker reports would show execution details if and when the sale occurs.

Key Figures

Proposed shares to sell: 5,342 shares Prior 10b5-1 sale: 785 shares Filing date reference: 03/20/2026 +1 more

4 metrics

Proposed shares to sell 5,342 shares Form 144 notice dated 03/20/2026

Prior 10b5-1 sale 785 shares Executed on 02/24/2026

Filing date reference 03/20/2026 Securities To Be Sold entry date

Past sale date 02/24/2026 10b5-1 Sales for Marc Dannunzio

Key Terms

Form 144, Restricted Stock Units, 10b5-1

3 terms

Form 144 regulatory

"Form 144 notice to sell 5,342 shares dated 03/20/2026"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Units financial

"The filing lists the securities as Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for MARC DANNUNZIO showing 785 shares on 02/24/2026"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does BKKT's Form 144 filing mean?

It notifies regulators of a proposed sale of restricted securities. BKKT's filing lists 5,342 shares tied to Restricted Stock Units with a 03/20/2026 dated sale notice; it does not confirm execution or proceeds.

How many shares did BKKT insiders recently sell under a 10b5-1 plan?

A prior plan-based sale shows 785 shares sold on 02/24/2026. That trade is listed separately from the Form 144 proposed sale and indicates recent insider liquidity activity.

Are the shares in BKKT's Form 144 already sold?

No; Form 144 is a notice of intent to sell under Rule 144. The filing lists the proposed amount of 5,342 shares dated 03/20/2026, not an executed sale or proceeds amount.

What securities type is BKKT proposing to sell in the Form 144?

The filing identifies the securities as Common Stock originating from Restricted Stock Units. The notice couples the share count with the instrument type and the proposed sale date of 03/20/2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/30/2026 - 05:31 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001871559
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Bakkt, Inc.
SEC File Number	001-39544
Address of Issuer	One Liberty Plaza One Liberty Street New York NEW YORK 10006
Phone	332-203-3017
Name of Person for Whose Account the Securities are To Be Sold	MARC DANNUNZIO
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5342	39103.44	30562096	03/30/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/20/2026	Restricted Stock Units	Issuer			5342	03/20/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for MARC DANNUNZIO One Liberty Plaza One Liberty Street New York NY 10006	Common	02/24/2026	785	7924.33

144: Remarks and Signature

Remarks
Date of Notice	03/30/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	09/10/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Marc D'Annunzio
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)