STOCK TITAN

Baker Hughes (BKR) SVP trades shares under Rule 10b5-1 plan

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Baker Hughes executive Rebecca L. Charlton, SVP, Controller & CAO, reported a combination of RSU vesting, tax withholding, and an open-market sale of Class A Common Stock.

On June 1, 2026, 11,651 restricted stock units were exercised into the same number of common shares as the final installment of a June 1, 2023 grant. In connection with this vesting, 4,585 shares were disposed of to cover tax obligations.

On June 3, 2026, Charlton sold 5,088 shares in an open-market transaction at an average price of $64.22 per share. The filing notes this sale was made pursuant to a Rule 10b5-1 trading plan adopted on February 24, 2026. After these transactions, Charlton directly holds 15,997 shares of Baker Hughes Class A Common Stock.

Positive

  • None.

Negative

  • None.
Insider Charlton Rebecca L
Role SVP, Controller & CAO
Sold 5,088 shs ($327K)
Type Security Shares Price Value
Sale Class A Common Stock 5,088 $64.22 $327K
Exercise Restricted Stock Unit 11,651 $0.00 --
Exercise Class A Common Stock 11,651 $0.00 --
Tax Withholding Class A Common Stock 4,585 $62.97 $289K
Holdings After Transaction: Class A Common Stock — 15,997 shares (Direct, null); Restricted Stock Unit — 0 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026. Represents the last of three equal annual installments that vest annually beginning on the first anniversary of the June 1, 2023 grant date.
Open-market sale 5,088 shares at $64.22 Class A Common Stock sold on June 3, 2026
RSUs exercised 11,651 shares Restricted stock units converted on June 1, 2026
Tax-withholding shares 4,585 shares Disposed to cover tax liability on June 1, 2026
Shares held after transactions 15,997 shares Direct Class A Common Stock ownership following transactions
Net buy/sell shares -5,088 shares Net sell direction across reported transactions
restricted stock unit financial
"Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
Rule 10b5-1 trading plan financial
"This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
derivative exercise/conversion financial
"Exercise or conversion of derivative security"
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Charlton Rebecca L

(Last)(First)(Middle)
575 NORTH DAIRY ASHFORD ROAD, SUITE 100

(Street)
HOUSTON TEXAS 77079-1121

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Controller & CAO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/01/2026M11,651A(1)25,670D
Class A Common Stock06/01/2026F4,585D$62.9721,085D
Class A Common Stock06/03/2026S(2)5,088D$64.2215,997D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Unit(1)06/01/2026M11,651 (3) (3)Class A Common Stock11,651$00D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
2. This transaction is pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 24, 2026.
3. Represents the last of three equal annual installments that vest annually beginning on the first anniversary of the June 1, 2023 grant date.
Remarks:
/s/ Fernando Contreras, Attorney-in-fact06/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Baker Hughes (BKR) executive Rebecca Charlton report?

Rebecca Charlton reported RSU vesting, tax withholding, and an open-market sale. 11,651 restricted stock units converted into common shares, 4,585 shares were withheld for taxes, and 5,088 shares were sold in the market under a Rule 10b5-1 trading plan.

How many Baker Hughes (BKR) shares did Rebecca Charlton sell and at what price?

Rebecca Charlton sold 5,088 Baker Hughes Class A Common shares. The open-market sale occurred at an average price of $64.22 per share, according to the Form 4, and was executed pursuant to a pre-established Rule 10b5-1 trading plan.

How many Baker Hughes (BKR) shares does Rebecca Charlton hold after these transactions?

After the reported transactions, Rebecca Charlton directly holds 15,997 Baker Hughes Class A Common shares. This figure reflects the RSU conversion, related tax-withholding disposition, and the subsequent 5,088-share open-market sale disclosed in the Form 4 filing.

What RSU activity did the Baker Hughes (BKR) Form 4 disclose for Rebecca Charlton?

The Form 4 shows 11,651 restricted stock units converted into the same number of Baker Hughes Class A Common shares. This vesting represented the last of three equal annual installments from a June 1, 2023 grant, completing that RSU award’s vesting schedule.

Was Rebecca Charlton’s Baker Hughes (BKR) share sale made under a Rule 10b5-1 plan?

Yes. The filing states the sale was made pursuant to a Rule 10b5-1 trading plan. That plan was adopted by Rebecca Charlton on February 24, 2026, indicating the transaction was pre-planned rather than an ad hoc market-timing decision.

Why were some Baker Hughes (BKR) shares disposed of for Rebecca Charlton in this Form 4?

The filing reports a 4,585-share disposition categorized as tax-withholding. These shares were delivered to satisfy tax obligations associated with the 11,651 restricted stock units that vested and converted into Baker Hughes Class A Common shares on June 1, 2026.