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Baker Hughes (BKR) Insider Report: 9,806 RSUs Vest, 2,388 Shares Disposed

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Baker Hughes (BKR) reporting person Amerino Gatti, EVP, Oilfield Services & Equip, reported transactions on 09/03/2025. The filing shows 9,806 restricted stock units (RSUs) treated as acquired under transaction code M, which represent rights to receive one share each of Class A common stock. After the reported activity, Gatti beneficially owned 9,963.563 shares, including 157.563 shares purchased through the Baker Hughes Employee Stock Purchase Plan. The filing also reports the sale/disposition of 2,388 shares at $45 per share, leaving 7,575.563 shares classified as directly owned. The RSU entry represents the first of three equal annual installments vesting beginning one year after the September 3, 2024 grant date.

Positive

  • Receipt of 9,806 RSUs representing future issuance of Class A shares, indicating continued compensation alignment with shareholder interests
  • Participation in the Employee Stock Purchase Plan (157.563 shares) showing additional personal investment in the company

Negative

  • Disposition of 2,388 shares at $45 reduced direct holdings, representing partial monetization of shares

Insights

TL;DR: Insider received vested RSUs and sold a smaller block of shares; net direct ownership remained substantial.

The filing documents non-derivative and derivative activity by a company executive: 9,806 RSUs were reported under code M, which the filer notes equate to one share per unit, and this represents the first annual installment of a three-year vesting schedule from a 2024 grant. The report also shows a disposition of 2,388 shares at $45 and an inclusion of 157.563 ESPP-purchased shares in total beneficial ownership. For investors, this is routine executive compensation vesting and partial monetization rather than a significant shift in control or strategy. Ownership totals remain in the mid-thousands of shares.

TL;DR: Transactions are standard vesting and sale activity; disclosures are complete and include ESPP details.

The Form 4 identifies the reporting person as an executive officer and discloses both the vesting-related acquisition of restricted stock units and a contemporaneous sale. The filing includes required explanatory notes: the RSUs convert one-for-one to Class A shares, the 9,806 RSUs are the first of three annual installments from a 2024 grant, and 157.563 shares stem from the employee purchase plan. Documentation appears to satisfy Section 16 reporting requirements and includes a power of attorney exhibit.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Gatti Amerino

(Last) (First) (Middle)
575 N. DAIRY ASHFORD ROAD, SUITE 100

(Street)
HOUSTON TX 77079

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Baker Hughes Co [ BKR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Oilfield Services & Equip
3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 09/03/2025 M 9,806 A (1) 9,963.563(2) D
Class A Common Stock 09/03/2025 F 2,388 D $45 7,575.563(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit 09_24 (1) 09/03/2025 M 9,806 (3) (3) Class A Common Stock 9,806 $0 19,614 D
Explanation of Responses:
1. Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
2. Includes 157.563 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan.
3. Represents the first of three equal annual installments that vest annually beginning on the first anniversary of the September 3, 2024 grant date.
Remarks:
Exhibit List: Exhibit 24 - Power of Attorney
/s/ Fernando Contreras, Attorney-in-fact 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Baker Hughes insider Amerino Gatti report on Form 4 (BKR)?

The filing reports acquisition of 9,806 restricted stock units (RSUs) (code M) and a disposition of 2,388 shares at $45 on 09/03/2025.

How many shares does Amerino Gatti beneficially own after the reported transactions?

The report lists 9,963.563 shares beneficially owned following the transactions, with 7,575.563 shares listed as directly owned after the sale.

What do the 9,806 RSUs represent in the Form 4?

Each restricted stock unit represents a right to receive one share of Class A Common Stock without payment; these RSUs are the first of three equal annual installments from a grant dated September 3, 2024.

Does the filing disclose participation in an employee purchase plan?

Yes, the filing notes inclusion of 157.563 shares purchased through the Baker Hughes Employee Stock Purchase Plan in the total beneficial ownership.

Who signed the Form 4 filing for Amerino Gatti?

The form was signed by Fernando Contreras, Attorney-in-fact, on behalf of the reporting person on 09/05/2025.
Baker Hughes Co

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Oil & Gas Equipment & Services
Oil & Gas Field Machinery & Equipment
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United States
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