STOCK TITAN

BK Technologies (BKTI) director Horowitz reports new RSUs, option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

BK Technologies Corp director Joshua Horowitz reported new equity awards and updated his holdings. He received a grant of 461 restricted stock units on January 26, 2026 at a price of $0, bringing his directly held common stock (including RSUs) to 28,461 shares. Each RSU represents a right to receive one share of common stock and will vest in three equal annual installments beginning on the first anniversary of the grant date, contingent on his continued board service.

Horowitz also reports holding a stock option covering 2,238 shares of common stock at an exercise price of $32.58, expiring on January 16, 2035, which vests in three equal annual installments starting one year after grant. Separately, 90,000 shares of common stock are reported as indirectly owned by Palm Global Small Cap Master Fund LP, with Palm Management (US) LLC and Horowitz potentially deemed beneficial owners but expressly disclaiming beneficial ownership beyond their pecuniary interest.

Positive

  • None.

Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Horowitz Joshua

(Last) (First) (Middle)
C/O BK TECHNOLOGIES CORPORATION
7100 TECHNOLOGY DRIVE

(Street)
WEST MELBOURNE FL 32904

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BK Technologies Corp [ BKTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/26/2026 A 461(1) A $0 28,461(2) D
Common Stock 90,000 I By Palm Global Small Cap Master Fund LP(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy) $32.58 01/16/2026(3) 01/16/2035 Common Stock 2,238 2,238 D
Explanation of Responses:
1. Represents a grant of restricted stock units ("RSUs") under the Issuer's 2025 Incentive Compensation Plan. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs vest in three equal annual installments beginning on the first anniversary of the grant date and on each anniversary date thereafter, subject to the Reporting Person's continued service as a director of the Issuer through such date.
2. Includes the following RSUs, which will vest as follows: (i) 4,890 RSUs, which will vest in two equal annual installments beginning on February 6, 2026; and (ii) 461 RSUs, which will vest in three equal annual installments beginning on January 26, 2027.
3. The stock options vest and become exercisable in three equal annual installments beginning on the first anniversary of the grant date and on each anniversary date thereafter, subject to the Reporting Person's continued service as a director of the Issuer through such date.
4. Palm Management (US) LLC, as the investment manager of Palm Global Small Cap Master Fund LP ("Palm Global"), may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Due to his positions as a portfolio manager and special limited partner of Palm Global and as an employee of Palm Management (US) LLC, the Reporting Person may be deemed to be a beneficial owner of the shares of Common Stock disclosed as directly owned by Palm Global. Palm Management (US) LLC and the Reporting Person expressly disclaim such beneficial ownership except to the extent of their pecuniary interest therein.
Remarks:
Power of Attorney is attached hereto as Exhibit 24.
/s/ Scott A. Malmanger, as Attorney-in-Fact 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did BKTI director Joshua Horowitz report?

Joshua Horowitz, a director of BK Technologies Corp (BKTI), reported an award of 461 restricted stock units (RSUs) of common stock on January 26, 2026 at a price of $0 under the company’s 2025 Incentive Compensation Plan.

How do Joshua Horowitz’s new RSUs in BK Technologies (BKTI) vest?

The 461 RSUs granted to Joshua Horowitz vest in three equal annual installments beginning on the first anniversary of the January 26, 2026 grant date and on each anniversary thereafter, subject to his continued service as a director.

What is Joshua Horowitz’s total direct BKTI share ownership after this Form 4?

After the reported RSU grant, Joshua Horowitz beneficially owns 28,461 shares of BK Technologies common stock directly, which includes previously granted RSUs scheduled to vest on future dates.

What stock options does Joshua Horowitz hold in BK Technologies Corp?

Joshua Horowitz holds a stock option covering 2,238 shares of BK Technologies common stock with an exercise price of $32.58 per share. The option expires on January 16, 2035 and vests in three equal annual installments beginning one year after the grant date, subject to his continued service as a director.

What indirect BKTI holdings are associated with Palm Global Small Cap Master Fund LP?

The filing shows 90,000 shares of BK Technologies common stock as indirectly owned By Palm Global Small Cap Master Fund LP. Palm Management (US) LLC and Joshua Horowitz may be deemed beneficial owners of these shares, but they expressly disclaim beneficial ownership except to the extent of their pecuniary interest.

Are there additional unvested RSUs disclosed for Joshua Horowitz at BK Technologies?

Yes. The total 28,461 directly held shares include RSUs scheduled to vest as follows: 4,890 RSUs vesting in two equal annual installments beginning on February 6, 2026, and 461 RSUs vesting in three equal annual installments beginning on January 26, 2027.
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United States
WEST MELBOURNE