[144] BKV Corp SEC Filing

Rhea-AI Filing Summary

BKV Corp insider notice reports a proposed sale under Rule 144 of 15,000 common shares through Charles Schwab with an aggregate market value of $347,816, and lists prior sales by the same person totaling 40,187 shares during the past three months for gross proceeds of $660,491 across three transactions. The shares to be sold were acquired on 08/22/2024 as equity compensation (RSU/PSU) from BKV Corp. The filing includes the seller's representation that they are not aware of undisclosed material adverse information. The notice identifies the broker as Charles Schwab & Co., Inc. and the planned approximate sale date as 10/01/2025.

Positive

• Transparent disclosure of proposed sale under Rule 144 with broker, share counts, and acquisition details
• Securities were acquired as equity compensation (RSU/PSU), indicating the sale relates to vested awards rather than an outside transaction
• Seller represents no undisclosed material information, which is a compliance standard for such filings

Negative

• Insider selling activity is ongoing: 40,187 shares sold in the past three months and 15,000 shares proposed for sale, which could concern some investors
• Filing lacks context on the seller's role or any Rule 10b5-1 plan adoption date, limiting insight into whether sales are routine or timed

Insights

Securities Analyst

TL;DR: Insider plans to sell equity-compensation shares; recent sales show ongoing disposition but amounts are small relative to total shares outstanding.

The filing shows a proposed Rule 144 sale of 15,000 common shares acquired as RSUs/PSUs on 08/22/2024, to be executed via Charles Schwab on or about 10/01/2025. The same insider sold 10,000, 10,000 and 9,187 shares in July–September 2025 for combined gross proceeds of $660,491. With 84,711,220 shares outstanding reported in this form, the sales disclosed here represent a de minimis percentage of outstanding stock, suggesting limited immediate market impact. The disclosure and representation regarding material nonpublic information are standard and appropriate for compliance.

Corporate Governance Expert

TL;DR: The notice documents routine insider selling of vested equity awards and includes required representations; governance risk appears limited from the filing alone.

The securities were granted as equity compensation and the seller has followed Rule 144 disclosure procedures by filing a Form 144 and identifying the broker. The aggregated recent disposals total 40,187 shares, and the proposed sale is 15,000 shares. Absent additional context—such as executive role, timing relative to company events, or larger sales—the filing reflects compliant transfer of vested awards rather than an obvious governance red flag. The filing does not state any plan adoption date under Rule 10b5-1.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Shares	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	15000	347816.00	84711220	10/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/22/2024	RSU / PSU	BKV Corp			15000	08/22/2024	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Lindsay B Larrick 1200 17TH ST., STE 2100 DENVER CO 80202	BKV Corp	07/01/2025	10000	231307.00
Lindsay B Larrick 1200 17TH ST., STE 2100 DENVER CO 80202	BKV Corp	08/12/2025	10000	216200.00
Lindsay B Larrick 1200 17TH ST., STE 2100 DENVER CO 80202	BKV Corp	09/02/2025	9187	212984.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What is reported in the BKV Form 144 filing?

The form reports a proposed sale of 15,000 common shares (aggregate market value $347,816) acquired as RSU/PSU on 08/22/2024, to be sold via Charles Schwab around 10/01/2025.

How many shares did the insider sell in the past three months according to the filing?

The filing lists three recent sales totaling 40,187 shares for gross proceeds of $660,491.

Were the shares acquired by purchase or compensation?

The securities were acquired as equity compensation (RSU/PSU) from BKV Corp on 08/22/2024.

Which broker is handling the proposed sale?

The proposed sale names Charles Schwab & Co., Inc. as the broker.

Does the filing indicate any undisclosed material information?

The seller signed the notice representing they do not know of any material adverse information about the issuer that has not been publicly disclosed.