Welcome to our dedicated page for Bimini Capital SEC filings (Ticker: BMNM), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
SEC filings for Bimini Capital Management provide essential transparency into the company's financial condition, business operations, risk factors, and corporate governance. As an OTC-traded company meeting certain size thresholds, Bimini Capital files periodic reports with the Securities and Exchange Commission that offer detailed disclosure beyond what is typically available in press releases or earnings announcements. Investors can access quarterly reports on Form 10-Q, annual reports on Form 10-K, current reports on Form 8-K for material events, and proxy statements providing information about board elections and executive compensation.
When reviewing Bimini Capital's SEC filings, investors should focus on several critical areas. The financial statements reveal the composition and market value of the mortgage-backed securities portfolio, outstanding repurchase agreement balances and terms, management fee income from Orchid Island Capital, and quarterly profitability across both business segments. The Management's Discussion and Analysis section provides valuable context about performance drivers, market conditions, prepayment trends, interest rate sensitivity, and management's outlook. The Risk Factors section, typically found in Form 10-K annual reports and updated in quarterly filings, outlines the various risks facing the business including interest rate risk, prepayment risk, leverage risk, and relationship concentration with Orchid Island Capital.
Filings also disclose important details about the management agreement with Orchid Island Capital, including fee calculation methodologies, termination provisions, and any amendments to the arrangement. Note disclosures in the financial statements provide information about accounting policies, fair value measurements for securities, repurchase agreement details including counterparties and interest rates, and stockholders' equity changes. For investors concerned about corporate governance, proxy statements reveal board composition, director independence, executive compensation structures, and any related party transactions requiring disclosure.
Current reports on Form 8-K announce material events such as earnings releases, management agreement modifications, strategic transactions, or significant portfolio changes. These timely filings often provide the first detailed disclosure of important developments affecting the company. Given the specialized nature of Bimini Capital's business model and the complexity of mortgage-backed securities investing, careful review of SEC filings is essential for investors seeking to understand the company's financial position, operational performance, and risk profile in the context of evolving mortgage and interest rate markets.
Bimini Capital Management, Inc. director Frank E. Jaumot filed an amended beneficial ownership report for the company’s Class A Common Stock. The amendment states that on December 19, 2025, he sold 534,495 shares of common stock at $1.55 per share.
Following this sale, Jaumot now beneficially owns 36,027 shares of Bimini Capital Class A Common Stock, representing approximately 0.3% of the company’s outstanding Class A shares. The filing also notes that this Amendment No. 2 is being made solely to correct the date of Amendment No. 1 and that Jaumot has not engaged in any other transactions in the issuer’s securities during the last 60 days.
Bimini Capital Management director reports 14.8% ownership stake. Director Robert J. Dwyer filed an amended ownership report showing he beneficially owns 1,476,339 shares of Bimini Capital Management, Inc. Class A common stock, representing approximately 14.8% of the outstanding class. He has sole voting and dispositive power over all of these shares.
Dwyer acquired all shares using personal funds or as compensation for serving as a director. On December 19, 2025, he purchased 100,000 shares of common stock at $1.55 per share. He states the holdings are for investment purposes and indicates he may buy additional shares for cash or as director fees, or sell shares in the future, but currently has no plans related to major corporate actions such as mergers, changes in control, or significant restructurings.
Bimini Capital Management, Inc. insider G. Hunter Haas IV has updated his beneficial ownership in the company’s Class A common stock. He now beneficially owns 1,491,517 shares, representing approximately 14.9% of the outstanding Class A common stock, and holds sole voting and dispositive power over these shares.
Haas, who serves as President, Chief Investment Officer, Chief Financial Officer and Treasurer of Bimini Capital Management, acquired the shares using personal funds or as compensation. On December 19, 2025, he purchased 192,247 shares at $1.55 per share. He states that the holdings are for investment purposes and that he may buy additional shares for cash or receive more equity as compensation.
The filing notes that Haas has not been involved in specified criminal or civil securities law proceedings over the past five years and that, aside from potential future equity-based compensation, he has no other contracts or arrangements concerning Bimini’s securities.
Robert E. Cauley, Chairman and CEO of Bimini Capital Management, Inc., filed Amendment No. 4 to report his beneficial ownership of the company’s Class A common stock. He beneficially owns 1,560,215 shares, representing about 15.5% of the outstanding Class A common stock. Cauley holds sole voting and dispositive power over 1,546,247 shares and shares voting and dispositive power with his adult children over 13,968 shares.
On December 19, 2025, he acquired 192,248 shares of common stock at a price of $1.55 per share. The filing states that he holds the shares for investment purposes and may buy additional shares for cash or receive them as compensation, while also potentially selling shares in the future. He reports no criminal or civil securities law judgments in the past five years and notes there are no special contracts or arrangements with others regarding these securities beyond possible future equity-based compensation.
Bimini Capital Management director Frank E. Jaumot has significantly reduced his stake in the company. On December 19, 2025, he sold 534,495 shares of Class A Common Stock at $1.55 per share. Following this sale, he beneficially owns 36,027 shares, representing about 0.3% of Bimini Capital Management’s outstanding Class A Common Stock.
Jaumot is a director of the company and a United States citizen. The filing states that he has not been involved in specified criminal or civil securities law proceedings during the last five years and that there are no applicable special contracts or arrangements relating to his holdings. He reports no other transactions in Bimini Capital’s securities in the last 60 days.
Bimini Capital Management, Inc. director and 10% owner reported buying additional shares of the company’s Class A common stock. On 12/19/2025, the reporting person purchased 100,000 shares of Class A common stock at a price of $1.55 per share. After this transaction, the reporting person beneficially owned a total of 1,476,339 Class A common shares held directly.
Bimini Capital Management, Inc. insider activity shows a senior executive increasing their stake in the company. On 12/19/2025, a reporting person who is a director, chief executive officer, and 10% owner acquired 192,248 shares of Class A common stock in an open-market purchase at a price of $1.55 per share. Following this transaction, the individual beneficially owns 1,560,215 shares of Bimini Capital Management Class A common stock, held directly.
Bimini Capital Management, Inc. insider G. Hunter Haas, IV, who serves as Chief Financial Officer, director, and a 10% owner, reported buying additional shares of the company’s Class A common stock. On 12/19/2025, he purchased 192,247 shares at a price of $1.55 per share. Following this transaction, he beneficially owned 1,491,517 shares, held directly. This filing reflects an increase in his personal investment stake and updates the public record of insider ownership.
Bimini Capital Management, Inc. director filed a report showing an open-market purchase of company stock. On 12/19/2025, the reporting person bought 50,000 shares of Class A common stock at a price of $1.55 per share, coded as a purchase transaction. After this transaction, the reporting person directly beneficially owned 50,000 shares of Bimini Capital Management, Inc. common stock.
Bimini Capital Management, Inc. entered into a First Amendment to its existing Rights Agreement with Broadridge Corporate Issuer Solutions, Inc. on December 10, 2025. The amendment extends the expiration date of the stockholder rights from December 21, 2025 to December 21, 2030 and increases the Purchase Price under the plan from $4.76 to $10.20. This type of Rights Agreement is often used as a shareholder rights plan, sometimes called a “poison pill,” to deter concentrated ownership without board approval. The amendment did not require stockholder approval, though the company plans to submit it to stockholders for approval at its 2026 annual meeting. The company also issued a press release announcing the amendment.