Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal (BMO) is offering US$2,832,000 of Senior Medium-Term Notes, Series K — capped buffer enhanced return notes linked to the iShares® MSCI EAFE ETF (ticker: EFA). The notes pay no interest, provide 150.00% upside leverage subject to a Maximum Redemption Amount of $1,152.00 per $1,000 (a 15.20% capped return), and include a 10.00% buffer against losses on the Reference Asset. If the Reference Asset falls below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer and may lose up to 90.00% of principal. The notes mature on June 29, 2027, are cash‑settled, unsecured obligations of BMO, and are subject to BMO credit risk and limited liquidity; initial estimated value was $994.94 per $1,000 on the pricing date.
Bank of Montreal priced US$1,328,000 Senior Medium-Term Notes, Series K, a structured note due December 27, 2027 linked to the least performing of the S&P 500® and Russell 2000® indices.
The notes offer a 13.35% digital return if the Least Performing Reference Asset’s Final Level is at or above 65.00% of its Initial Level, and otherwise pay principal adjusted by the Percentage Change of the Least Performing Reference Asset (losing 1% of principal for each 1% decline beyond the 35.00% drop threshold). Payments are unsecured obligations of the Bank of Montreal and subject to its credit risk.
Bank of Montreal (BMO) priced US$10,000,000 of Senior Medium-Term Notes, Series K — Callable Barrier Notes due December 27, 2027 — linked to the least performing of the EURO STOXX 50®, NASDAQ-100® and Russell 2000® indices. The notes pay a monthly Coupon of 1.15% per month (approximately 13.80% per annum) and are callable by the issuer beginning October 22, 2026. Payment at maturity depends on whether a Trigger Event occurs: if the Final Level of the Least Performing Reference Asset is below its Initial Level after a Trigger Event, principal is reduced pro rata by that asset’s percentage change; otherwise principal is returned in full plus the final Coupon. The Pricing Date was June 23, 2026, Settlement Date June 25, 2026, and Valuation Date December 21, 2027. The cover shows an estimated initial value of $989.92 per $1,000 principal amount.
Bank of Montreal priced structured notes linked to the lowest performing of IGV, the Dow Jones Industrial Average and XLF due June 28, 2029. The securities carry a contingent quarterly coupon of 11.30% per annum (paid only if the lowest performing Underlier on each calculation day is at or above 65% of its starting value) and an automatic call feature if the lowest performing Underlier closes at or above its starting value on specified quarterly calculation days. If not called, principal at maturity depends on the lowest performing Underlier: you receive $1,000 if that Underlier’s ending value is at or above 65% of its starting value, otherwise the maturity payment equals $1,000 × performance factor (full downside to the lowest Underlier). The pricing date was June 23, 2026, issue date June 26, 2026, and stated maturity June 28, 2029. The initial offering price is $1,000 with an estimated initial value of $968.76 per security; the securities are unsecured obligations of Bank of Montreal and are subject to its credit risk.
Bank of Montreal (issuer) is offering Market Linked Securities—auto-callable, contingent coupon notes linked to the lowest performing common stock of Salesforce, Inc., Netflix, Inc. and ServiceNow, Inc.. The preliminary pricing supplement sets an Original Offering Price of $1,000 per security, an estimated initial value of $965.20 (floor at pricing not less than $910.00) and a minimum contingent coupon rate of 23.55% per annum. Pricing date is June 30, 2026, issue date is July 6, 2026 and stated maturity is July 3, 2029. Payments and automatic call mechanics depend on the lowest performing Underlier relative to call, coupon and downside threshold values (call threshold = 90% of starting value; coupon/downside threshold = 60% of starting value). Investors bear full credit risk of Bank of Montreal and full downside exposure to the lowest performing Underlier at maturity; contingent coupons may not be paid if threshold conditions fail.
Bank of Montreal offers Senior Medium‑Term Notes, Series K — market‑linked, auto‑callable securities due June 28, 2029. The securities have an original offering price of $1,000 and an estimated initial value of $957.76 per security. They pay a contingent quarterly coupon at a 10.30% per annum rate only if the lowest performing Underlier on each calculation day is at or above its coupon threshold (65% of starting value). If an automatic call occurs when the lowest performing Underlier is at or above its starting value on a calculation day, holders receive the face amount plus a final contingent coupon. At maturity, if not called, repayment depends on the ending value of the lowest performing Underlier: holders receive $1,000 if that Underlier is at or above its downside threshold (65% of starting value), but will suffer proportional losses — potentially the entire principal — if that Underlier falls below that threshold.
The securities are unsecured obligations of Bank of Montreal, not FDIC‑insured, carry credit risk of the issuer, limited secondary‑market liquidity, complex tax treatment, and material conflict‑of‑interest disclosures for dealers and hedging counterparties.
Bank of Montreal priced a preliminary offering of senior medium-term notes, Series K: equity index linked, auto-callable securities with a contingent coupon and principal at risk linked to the lowest performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the S&P 500® Index.
Key terms: pricing date June 30, 2026, issue date July 6, 2026, stated maturity July 6, 2029. Original offering price is $1,000 per security; estimated initial value is $964.50 (stated floor at $910.00). Contingent coupon rate will be at least 12.01% per annum, paid quarterly only if the lowest performing Underlier meets its coupon threshold. At maturity, principal protection applies only if the lowest performing Underlier’s ending value is at or above its downside threshold (75% of starting value); otherwise principal is reduced proportionally.
The Bank of Montreal preliminary pricing supplement describes a primary offering of Market Linked Senior Medium-Term Notes (Series K) — auto-callable, contingent-coupon securities linked to the lowest performing of the Nasdaq-100 Index, the Russell 2000 Index and the SPDR S&P 500 ETF Trust. The original offering price is $1,000 per security with estimated initial value $966.50 (floor at pricing $910.00). Pricing date is July 6, 2026, issue date July 9, 2026 and stated maturity is July 11, 2029. Contingent coupons are monthly when the lowest-performing underlier equals or exceeds its coupon threshold; the contingent coupon rate will be at least 10.32% per annum. If not called, maturity payment is either face amount or $1,000 × performance factor of the lowest performing underlier; the downside threshold is 70% of starting value, meaning declines beyond 30% reduce principal. Payments are unsecured obligations of Bank of Montreal and subject to its credit risk.
Bank of Montreal priced US$4,555,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to the least performing of Broadcom Inc. (AVGO), Alphabet Inc. Class A (GOOGL) and NVIDIA Corporation (NVDA). The Pricing Date was June 22, 2026, Settlement Date June 25, 2026, and Maturity Date June 25, 2029.
The notes pay a Contingent Coupon of 6.27% per quarter (≈25.08% per annum) if each reference asset on an Observation Date is ≥ its Coupon Barrier (70% of Initial Level). They are autocallable beginning on September 22, 2026 if each Reference Asset closes at or above 100% of its Initial Level on an Observation Date. At maturity, if any Reference Asset’s Final Level is below its Trigger Level (70% of Initial Level), holders may receive a Physical Delivery Amount in the Least Performing Reference Asset (or cash at issuer election) that can be substantially less than principal. The cover lists an estimated initial value of $959.66 per $1,000 principal amount.
Bank of Montreal priced US$4,180,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons due June 24, 2031 linked to the least performing of the Russell 2000® Index, XLU and XBI. The Pricing Date was June 22, 2026, Settlement Date June 24, 2026, and Valuation Date June 18, 2031.
The notes pay monthly contingent coupons of $6.958 per $1,000 if each Reference Asset closes at or above its Coupon Barrier on an Observation Date (Coupon Barrier = 70% of Initial Level). The notes are subject to automatic redemption if, on any Observation Date beginning June 21, 2027, each Reference Asset closes at or above its Call Level (100% of Initial Level). At maturity, if any Reference Asset’s Final Level is below its Trigger Level (60% of Initial Level), investors receive $1,000 × the Least Performing Reference Asset’s Percentage Change, which can be less than principal and may be zero. The estimated initial value on the Pricing Date was $947.31 per $1,000 principal.