Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal issues US$481,000 Senior Medium-Term Notes, Series K — Capped Buffer Enhanced Return Notes linked to the S&P 500® Index. The notes pay no interest, provide 125.00% upside exposure capped at a Maximum Redemption Amount of $1,658.60 per $1,000, include a 10.00% downside buffer, and mature on June 02, 2031. Payments are subject to Bank of Montreal credit risk and the notes will not be listed on any exchange.
Bank of Montreal is offering US$490,000 of Senior Medium-Term Notes, Series K — 30.25% Digital Return Notes linked to the American Depositary Receipts of Novo Nordisk A/S (ticker NVO). The notes pay a 30.25% Digital Return at maturity if the Final Level of the reference ADRs is greater than or equal to the Initial Level of $45.51; otherwise investors receive the principal of $1,000 per note. The notes mature on June 04, 2029, do not bear interest, are unsecured obligations of Bank of Montreal, and are subject to the issuer’s credit risk. The public offering price is 100% of principal, with an agent’s commission of 0.75%, and an estimated initial value of $973.75 per $1,000 on the Pricing Date.
Bank of Montreal (BMO) priced US$225,000 Senior Medium‑Term Notes, Series K — Autocallable Barrier Enhanced Return Notes due June 01, 2029 linked to the least performing of the Dow Jones Industrial Average, NASDAQ-100 and Russell 2000. The notes offer a 150.00% upside leverage on the least performing reference asset and an automatic redemption feature on June 02, 2026 if each index closes above its Call Level (100.00% of initial). If automatically redeemed, holders receive principal plus a Call Amount (approximate return 13.25% per annum). If not redeemed and the least performing index falls below its Barrier Level (55.00% of initial), holders suffer downside loss equal to the percentage decline in that index, potentially losing up to 100% of principal. Notes pay no interest and are unsecured obligations of BMO.
Bank of Montreal is offering senior medium-term, Nasdaq-100®-linked notes with a $1,000 face amount and an original offering price of $1,000 per security. The pricing date is June 29, 2026, the issue date is July 2, 2026, and the stated maturity date is July 5, 2028.
The securities offer 200% upside participation up to a maximum return that will be at least $250.00 per security (at least 25.00%) and provide a 10% downside buffer (threshold = 90% of the starting value). The initial estimated value on the preliminary pricing supplement is $970.30 (will not be less than $920.00 at pricing). Proceeds to Bank of Montreal are shown as $974.25 per security after an agent discount of $25.75.
Bank of Montreal is offering senior medium-term, market-linked notes linked to the Russell 2000 Index with a stated maturity of July 5, 2028. The securities have a face amount of $1,000 per security, an estimated initial value of $970.30 (floor at $920.00), and pay no interest. Investors participate in upside at a 200% rate up to a minimum $267 maximum return (26.70%) and receive a 10% buffered downside (threshold = 90% of the starting value). The pricing date is June 29, 2026 and the issue date is July 2, 2026. These are unsecured obligations of Bank of Montreal and are subject to issuer credit risk, complex payoff mechanics, limited secondary market liquidity, and uncertain U.S. federal tax treatment.
Bank of Montreal priced a preliminary offering of senior medium‑term notes—Equity Index Linked Securities—linked to the S&P 500® Index with a face amount of $1,000 per security. The securities pay a cash maturity amount on July 5, 2029 and provide 150% upside participation subject to a maximum return that will be at least 30.40% ($304.00). The securities include a 15% buffer (threshold = 85% of the starting value) so investors suffer 1:1 losses for declines beyond the buffer (up to 85% loss of face at worst). The preliminary estimated initial value is $969.00 per security (stated not to be less than $920.00 at pricing). The original offering price is $1,000.00 with an agent discount of $28.25 and proceeds to BMO of $971.75 per security.
Bank of Montreal (BMO) is offering Capped Leveraged Index Return Notes linked to the Invesco S&P 500® Equal Weight ETF (RSP) due May 26, 2028. The notes are senior unsecured debt with a $10.00 principal per unit, a public offering price of $10.00 per unit and aggregate offering proceeds of $15,545,590. The initial estimated value at pricing was $9.71 per unit. Payments at maturity depend on the Ending Value of the Underlying Fund versus the Starting Value of $208.25 and a Threshold Value of $187.43. The notes provide a 200% participation rate in positive performance subject to a Capped Value of $11.771 per unit (a 17.71% return over principal). If the Ending Value is below the Threshold Value, holders can lose principal; if Ending Value is between Threshold and Starting Value, holders receive principal.
The offering price exceeds the initial estimated value due to underwriting and hedging-related charges, and payments are subject to BMO credit risk. The notes include an underwriting discount of $0.20 and a hedging-related charge of $0.05 per unit. The notes will not be listed, are sold in minimum blocks of 100 units, and secondary market liquidity is discretionary and price-dependent.
Bank of Montreal (BMO) is offering Accelerated Return Notes® linked to the Invesco S&P 500® Equal Weight ETF (ticker RSP), due July 30, 2027. The notes have a $10.00 principal per unit and were offered at a public offering price of $10.000 per unit, aggregating $38,009,260.00.
The issuer's initial estimated value on the pricing date was $9.74 per unit. The notes provide a leveraged upside with a Participation Rate of 300% and a Capped Value of $11.307 per unit (a 13.07% capped return). The Starting Value is listed as $208.25; the Ending Value is an average of specified calculation days in July 2027. Principal is at risk if the Ending Value is below the Starting Value.
Bank of Montreal is offering Accelerated Return Notes® linked to the Russell 2000® Index with a public offering of $43,777,670 at $10.00 per unit. The notes mature on July 30, 2027 and provide a leveraged upside at a Participation Rate of 300% subject to a Capped Value of $12.072 per unit. The issuer’s initial estimated value was $9.71 per unit on the pricing date; the public offering price exceeds that estimate due to underwriting and hedging charges. Payments at maturity depend on the Ending Value of the Russell 2000® Index versus the Starting Value (2,936.570), and are unsecured obligations subject to BMO’s credit risk.
Bank of Montreal is offering Senior Medium-Term Notes, Series K—market-linked securities due June 8, 2027—whose return depends on the lowest performing share among Dollar General (DG), The Home Depot (HD) and Tractor Supply (TSCO). Each $1,000 face amount will pay a contingent fixed return of 31.60% ($316) at maturity only if the lowest performing Underlier’s ending value is at or above 70% of its starting value; otherwise the holder absorbs the full decline of that lowest performing Underlier and can lose more than 30%, up to the full principal. The pricing date was May 28, 2026, the issue date June 2, 2026, and the estimated initial value at pricing was $945.48 per security. The securities are unsecured obligations of Bank of Montreal and carry issuer credit risk, limited secondary-market liquidity, complex payoff mechanics and uncertain U.S. federal tax treatment.