Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal is offering senior medium-term Market Linked Notes (ETF Linked Notes) tied to the SPDR® Gold Trust (GLD) with a stated maturity date of May 31, 2030. The offering price is $1,000 per note and the excerpt shows a total original offering of $1,146,000. On maturity the cash payment per note will be principal plus an upside participation equal to 100% of the underlier return up to a maximum return of 35.70% (maximum maturity payment of $1,357.00 per note). If the ending value is less than or equal to the starting value, repayment will be the principal amount only, subject to the issuer’s credit risk. The starting value on the pricing date was $412.77. The calculation day is May 28, 2030, and the maturity and calculation dates are subject to postponement for market disruption events.
Bank of Montreal priced and is offering structured, Nasdaq-100®-linked senior medium-term notes with a face amount of $1,000 per security and a total offering of $3,001,000. The securities pay no interest, mature on June 2, 2028, and link principal and return to the Nasdaq-100 Index®.
Key economic terms: starting value 30,223.89, upside participation rate 200% subject to a 23.20% maximum return ($232), a 10% buffer (threshold = 90% of starting value) and estimated initial value $961.06 per security as of pricing.
Bank of Montreal priced Market Linked Securities — leveraged upside, buffered downside, linked to the Russell 2000® Index maturing June 2, 2028. The securities carry a face amount of $1,000 each and an estimated initial value of $967.50 per security on the pricing date.
The payout at maturity depends on the ending value of the Russell 2000 relative to the starting value 2,936.570. Investors participate at a 200% upside participation rate up to a maximum return of 26.00% ($260.00). There is a 10% buffer (threshold = 90% of starting value); if the ending value is below the threshold, holders incur 1-to-1 downside and may lose up to 90% of face amount at maturity. The calculation day is May 30, 2028, subject to postponement.
Bank of Montreal priced Senior Medium-Term Notes, Series K: equity index-linked market notes tied to the EURO STOXX 50® with an issue date of June 2, 2026 and a stated maturity of June 1, 2029. Each note has a $1,000 principal amount and an estimated initial value of $954.54 per note on the pricing date. The notes pay no interest, provide 100% upside participation up to a 25.90% maximum return (maximum maturity payment of $1,259.00 per note), and repay principal at maturity if the ending value is less than or equal to the starting value, subject to the issuer’s credit risk.
Bank of Montreal priced Market Linked Senior Medium-Term Notes, Series K, equity index linked to the S&P 500® Index with a stated maturity of December 1, 2028. Each security has a face amount $1,000 and an original offering price of $1,000. Investors receive a contingent fixed return of 21.35% ( $213.50 per security) only if the ending value is greater than or equal to the starting value. The starting value is 7,563.63 (closing value on the pricing date May 28, 2026) and the threshold value is 6,807.267 (equal to 90% of the starting value). There is a buffer amount of 10%: if the ending value declines by more than 10%, investors have 1-to-1 downside exposure and may lose up to 90% of the face amount. The issuer's estimated initial value per security on the pricing date was $964.82, and proceeds to the Bank were $974.25 per security after an agent discount of $25.75.
Bank of Montreal is offering indexed, non‑interest notes linked to the S&P 500® Index with a $1,000 principal amount per note and total original issue amount of $675,000. Trade date is May 28, 2026, original issue date June 2, 2026, and stated maturity date June 28, 2028 (determination date June 26, 2028, subject to postponement).
Payments at maturity depend on the index performance versus an initial level of 7,563.63. Upside participation is 140% capped at a maximum settlement amount of $1,281.40 per $1,000. A buffer protects declines up to 12.50% (buffer level = 87.50% of initial), but losses accrue beyond that at approximately 1.1429% of principal per 1% index decline below the buffer. The issuer reports an estimated initial value of $994.11 per $1,000, which is below the original issue price.
The Bank of Montreal is offering Market Linked Senior Medium-Term Notes, Series K: equity-linked, auto-callable notes tied to the Class A common stock of Rocket Companies, Inc., with a $1,000 face amount per security. Pricing date is June 3, 2026 and issue date is June 8, 2026. On the preliminary pricing supplement the estimated initial value is $968.70 per security (not less than $920.00 at pricing). The securities pay quarterly contingent coupons (the contingent coupon rate will be at least 20.25% per annum) subject to a 60% coupon/downside threshold of the starting value, are unsecured obligations of Bank of Montreal and may be automatically called if the Underlier meets the trigger on a calculation day. Principal at maturity depends on the ending value; if ending value is below the 60% downside threshold you can lose more than 40% of face amount. Tax and secondary-market treatments are described with withholding for non-U.S. holders and limited secondary-market liquidity.
Bank of Montreal published a preliminary pricing supplement for Senior Medium-Term Notes, Series K—market-linked securities with a face amount of $1,000 each that pay a contingent fixed return and return principal at risk linked to the lowest performing of the common stock of Fiserv, Inc. (FISV) and PayPal Holdings, Inc. (PYPL).
The offering shows a contingent fixed return to be set on the pricing date of at least 24.45% ($244.50), a threshold equal to 70% of each underlier’s starting value, a stated maturity date of June 11, 2027, a calculation day of June 8, 2027, a strike date of May 29, 2026, and a pricing date of June 1, 2026. The preliminary estimated initial value is $965.50 (not less than $915.50), original offering price is $1,000, agent discount is $23.25, and proceeds to BMO per security are $976.75.
Bank of Montreal is offering US$2,750,000,000 of Senior Medium-Term Notes, Series J across three tranches: US$750,000,000 due 2029, US$750,000,000 due 2032 and US$1,250,000,000 due 2037.
The tranches carry fixed rates during initial periods (4.547% to 5.298%) that convert to Compounded SOFR plus respective margins (0.632% to 1.208%) in later floating-rate periods. The Notes are senior unsecured, bail-inable under the CDIC Act and may be converted into common shares upon certain Canadian bail-in events. Net proceeds of approximately US$2,740,425,000 will be used for general corporate purposes.
Bank of Montreal priced US$284,000 of Senior Medium-Term Notes, Series K: Autocallable Barrier Notes with Contingent Coupons linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100 Technology Sector Index, maturing May 01, 2028.
The notes pay monthly contingent coupons of 0.7083% per month (approximately 8.50% per annum) if on each Observation Date all three reference assets are at or above their Coupon Barrier Levels (70.00% of initial levels). Beginning November 25, 2026, the notes are callable if on an Observation Date all three reference assets are at or above their Call Levels (100% of initial levels); automatic redemption returns principal plus the applicable contingent coupon. If not called, maturity payment depends on the least performing reference asset: investors receive $1,000 per $1,000 unless a Trigger Event occurs (Final Level of any reference asset < its Trigger Level, each set at 70.00% of initial), in which case the cash payment equals $1,000 plus $1,000 multiplied by the percentage change of the least performing asset and may be less than principal. The estimated initial value on the Pricing Date was $964.70 per $1,000 principal.