Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal (BMO) priced US$964,000 of Senior Medium-Term Notes, Series K — Step Down Autocallable Barrier Notes linked to the MerQube US Large-Cap Vol Advantage Index (MQUSLVA). Pricing Date: May 28, 2026; Settlement Date: May 29, 2026; Maturity Date: May 30, 2031. The notes pay scheduled automatic redemption amounts on specified Observation Dates if the Reference Asset is at or above the Call Level; Call Amounts per $1,000 range from $1,176.50 up to $1,882.50 depending on the Observation Date. At maturity, if a Trigger Event occurs (Final Level < Trigger Level = 60.00% of Initial Level), holders receive $1,000 + [$1,000 × Percentage Change], which may be less than principal. Estimated initial value on the Pricing Date: $882.01 per $1,000.
Bank of Montreal priced US$1,372,000 of Senior Medium-Term Notes, Series K — Callable Barrier Notes with Contingent Coupons linked to the least performing of the S&P 500®, Russell 2000® and the Nasdaq-100 Technology Sector indices. The notes pay a contingent coupon of 0.5917% per month (approximately 7.10% per annum) when each reference asset on an Observation Date is at or above its Coupon Barrier Level.
The Pricing Date was May 28, 2026, Settlement Date May 29, 2026 and Maturity Date May 31, 2030. The notes are callable by the issuer beginning on May 25, 2027 on Observation Dates. At maturity, if any Reference Asset’s Final Level is below its Trigger Level (60.00% of its Initial Level), a Trigger Event occurs and the cash payout equals $1,000 plus $1,000 times the Percentage Change of the Least Performing Reference Asset, which may be less than principal.
Bank of Montreal (BMO) priced a US$375,000 issuance of Senior Medium-Term Autocallable Barrier Notes linked to the least performing of Amazon.com, Inc. and Alphabet Inc. (Class A). The notes settle on May 29, 2026 and mature on June 01, 2029. They pay a 2.5375% contingent coupon per quarter (about 10.15% per annum) when each reference asset on an Observation Date is at or above its coupon barrier. The estimated initial value on the Pricing Date was $934.30 per $1,000 principal. If not autocalled, principal at maturity depends on the performance of the Least Performing Reference Asset versus a 60.00% trigger level; a breach of the trigger can reduce maturity payments proportionally.
Bank of Montreal (BMO) priced US$995,000 in Senior Medium-Term Notes, Series K: Autocallable Barrier Notes with Contingent Coupons due April 28, 2028. The notes pay contingent monthly coupons of 0.8667% per month (approximately 10.40% per annum) if each reference asset closes on an Observation Date at or above its Coupon Barrier.
If not autocalled, maturity payment depends on the Least Performing Reference Asset. Holders receive $1,000 per $1,000 principal unless a Trigger Event occurs; if a Trigger Event occurs, maturity payment = $1,000 + $1,000×Percentage Change of the Least Performing Reference Asset (which may be less than principal or zero). Estimated initial value on the Pricing Date was $947.70 per $1,000.
Bank of Montreal priced US$450,000 in Senior Medium-Term Notes, Series K: Autocallable Barrier Notes with Contingent Coupons due May 31, 2029, linked to the least performing of the VanEck® Gold Miners ETF (GDX) and the Nasdaq-100 Technology Sector Index (NDXT).
The notes pay monthly contingent coupons of 0.8958% per month (approximately 10.75% per annum) if each reference asset is at or above its coupon barrier on an observation date, feature automatic redemption if both assets are at or above their call levels on an observation date beginning November 24, 2026, and return at maturity is linked to the performance of the least performing reference asset with trigger levels at 50% of initial levels.
Bank of Montreal priced a $5,283,000 offering of Senior Medium-Term Autocallable Barrier Notes, Series K, linked to the common stock of RH. The notes pay a 3.75% coupon per quarter (approximately 15.00% per annum), have a Pricing Date of May 28, 2026, a Settlement Date of May 29, 2026 and mature on May 31, 2029.
If not auto‑redeemed, principal at maturity is tied to RH's Final Level versus an Initial Level of $149.15; a Trigger Event occurs if the Final Level is below the Trigger Level of $74.58 (50.00% of Initial Level). The public offering price was 100% of principal and the Pricing Supplement reports an estimated initial value of $961.70 per $1,000 principal.
Bank of Montreal priced US$2,687,000 of Senior Medium‑Term Notes, Series K: Autocallable Barrier Notes due May 31, 2029, linked to the least performing of the NASDAQ-100, Russell 2000 and Dow Jones Industrial Average. The notes pay contingent quarterly coupons of 2.15% per quarter (about 8.60% per annum) if each reference asset on an Observation Date is at or above a Coupon Barrier equal to 65.00% of its Initial Level. Beginning on November 24, 2026, notes will autocall if each reference asset is at or above its Call Level (100% of Initial Level) on an Observation Date; on an automatic redemption investors receive principal plus the applicable contingent coupon. If not called, maturity payoff depends on the Least Performing Reference Asset: investors receive $1,000 unless a Trigger Event occurs (Final Level below the Trigger Level, which equals 65.00% of Initial Level), in which case the payoff equals $1,000 plus $1,000 times the Percentage Change of the Least Performing Reference Asset (which may be less than $1,000, possibly zero). The estimated initial value on the Pricing Date was $974.10 per $1,000.
Bank of Montreal priced US$180,000 in Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the S&P 500®, Russell 2000® and the Nasdaq-100 Technology Sector. Pricing Date was May 28, 2026, Settlement May 29, 2026, and Maturity May 31, 2029. The notes pay scheduled Call Amounts on observation dates beginning June 1, 2027, rising to a final Call Amount of $330.00 per $1,000 if not earlier called. At maturity, if a Trigger Event occurs (any reference asset below its Trigger Level of 60.00% of its Initial Level), the cash payoff equals $1,000 × (1 + Percentage Change of the Least Performing Reference Asset), which can be less than principal. The estimated initial value on the Pricing Date was $952.00 per $1,000, and the public offering price to most investors was 100% of principal.
Bank of Montreal offers US$800,000 in Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to QXO, Inc. common stock. The notes priced on May 28, 2026 and settle on May 29, 2026, maturing on November 30, 2027. The notes pay contingent quarterly coupons of 4.8125% per quarter (approximately 19.25% per annum) when the Reference Asset’s closing level on an Observation Date is at or above the Coupon Barrier Level of $8.84 (50.00% of the Initial Level of $17.68). Beginning August 26, 2026, the notes are subject to automatic redemption if the Reference Asset closes at or above the Call Level ($17.68) on an Observation Date; if not autocalled, maturity payment depends on the Final Level versus the Trigger Level ($8.84), with downside risk if the Final Level is below the Trigger Level. The issuer’s estimated initial value was $972.20 per $1,000 principal on the Pricing Date. The notes will be cash-settled at maturity and are unsecured obligations of the issuer.
Bank of Montreal is offering US$605,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the common stock of Intel Corporation (INTC). The Pricing Date is May 28, 2026, Settlement Date May 29, 2026, and Maturity Date June 01, 2029. The notes pay a Contingent Coupon of 6.875% per quarter (approximately 27.50% per annum) on each quarterly coupon date if the Reference Asset closes at or above the Coupon Barrier Level ($72.53, 60.00% of the Initial Level) on an Observation Date. Beginning November 25, 2026, the notes are subject to automatic redemption if the Reference Asset closes at or above the Call Level (100% of the Initial Level) on an Observation Date, in which case holders receive principal plus the applicable Contingent Coupon. If not redeemed, payment at maturity is cash only and depends on Intel's Final Level on the Valuation Date; a Trigger Event occurs if the Final Level is below the Trigger Level ($72.53), potentially reducing repayment below principal. The estimated initial value on the Pricing Date was $925.60 per $1,000 principal amount.