Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal (BMO) is offering US$750,000 of Senior Medium‑Term Notes, Series K — Autocallable Barrier Notes linked to the common stock of Boston Scientific Corporation (BSX). The notes pay a Contingent Coupon of 3.125% per quarter (approximately 12.50% per annum) when the Reference Asset closes at or above a Coupon Barrier of $34.38 (70.00% of the Initial Level) on an Observation Date and include a Memory Coupon Feature. The notes may be automatically redeemed beginning on November 24, 2026 if the Reference Asset closes at or above the Call Level of $49.11 on an Observation Date. At maturity on May 31, 2029, if a Trigger Event occurs (Final Level below the Trigger Level of $34.38), holders receive a cash amount equal to $1,000 × (1 + Percentage Change), which may be less than principal. The public offering price was 100% of principal; estimated initial value was $964.80 per $1,000 on the Pricing Date.
Bank of Montreal (BMO) priced US$800,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the common stock of Oracle Corporation (ORCL). The notes pay a contingent coupon of 4.3375% per quarter (~17.35% per annum) when the Reference Asset meets the Coupon Barrier of $101.85 (50% of the Initial Level). The Initial Level is $203.70; the notes may be automatically redeemed if Oracle closes at or above the Call Level $203.70 on an Observation Date. If not called, principal repayment at maturity on November 30, 2027 depends on Oracle’s Final Level versus the Trigger Level $101.85; a Final Level below the Trigger Level produces a reduced cash payment. Pricing Date is May 28, 2026, settlement May 29, 2026, and the estimated initial value was $978.10 per $1,000.
Bank of Montreal is offering US$4,722,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the Class B common stock of TPG Inc. The notes price at 100% of principal ($1,000 per $1,000) with a 3.575% per quarter contingent coupon (approximately 14.30% per annum) payable quarterly subject to an Observation Date test against a Coupon Barrier of $20.93 (50% of the Initial Level of $41.86).
If an Observation Date meets the Call Level ($41.86) the notes will be automatically redeemed and investors receive principal plus any contingent coupons. If not called, maturity payoff is cash and depends on the Final Level relative to the Trigger Level ($20.93); a Trigger Event (Final Level below $20.93) causes a reduced cash return equal to $1,000 multiplied by the percentage change in the Reference Asset.
Bank of Montreal priced US$229,000 of Senior Medium‑Term Notes, Series K — Autocallable Barrier Notes linked to the least performing of the VanEck® Semiconductor ETF (SMH) and the Dow Jones Industrial Average® (INDU).
The notes were priced on May 28, 2026 with settlement on May 29, 2026, a valuation date of May 25, 2028 and maturity on May 31, 2028. Contingent coupons accrue at 0.9583% per month (approximately 11.50% per annum) if each reference asset on an Observation Date is >= its Coupon Barrier. Automatic redemption can occur beginning on May 25, 2027 if each reference asset closes at or above its Call Level.
Coupon and Trigger Levels equal 70.00% of initial levels: SMH Coupon/Trigger Level $419.88 (Initial Level $599.83) and INDU Coupon/Trigger Level 35,468.28 (Initial Level 50,668.97). The issuer’s estimated initial value was $926.30 per $1,000 of principal. Payment at maturity, if not auto‑redeemed, depends on the Percentage Change of the Least Performing Reference Asset and may be less than principal.
Bank of Montreal priced a US$836,000 offering of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Contingent Coupons due May 31, 2029. The notes link to the least performing of the VanEck® Gold Miners ETF (GDX), the S&P 500® Index (SPX) and the Nasdaq-100 Technology Sector Index (NDXT). The Pricing Date was May 28, 2026, Settlement Date May 29, 2026, Valuation Date May 25, 2029 and Maturity Date May 31, 2029.
The offering price was 100% of principal (public offering price for certain fee-based accounts ranged between $970.00 and $1,000 per $1,000). The notes pay a Contingent Coupon of 0.9583% per month (approximately 11.50% per annum) when each Reference Asset closes >= its Coupon Barrier on an Observation Date. The notes are subject to automatic redemption if, on any Observation Date beginning November 24, 2026, each Reference Asset closes above its Call Level. At maturity, if a Trigger Event occurs (any Reference Asset final level < its Trigger Level), payment equals $1,000 x (1 + Percentage Change of the Least Performing Reference Asset), which may be less than principal and may be zero.
Bank of Montreal (BMO) priced US$517,000 of Senior Medium-Term Notes, Series K: Autocallable Barrier Notes with Contingent Coupons due May 31, 2029. The notes pay a contingent coupon of 0.6042% per month (approximately 7.25% per annum) when each reference index is at or above its coupon barrier on observation dates.
The notes reference the S&P 500 (SPX), Russell 2000 (RTY) and Dow Jones Industrial Average (INDU) with Initial Levels of SPX 7,563.63, RTY 2,936.570 and INDU 50,668.97. Coupon and trigger levels are set at 75.00% of each Initial Level. If not autocalled, maturity payment depends on the Least Performing Reference Asset; a Trigger Event (Final Level below Trigger Level) can reduce principal pro rata.
Bank of Montreal priced US$530,000 Senior Medium-Term Notes, Series K — Callable Barrier Notes with Contingent Coupons due April 28, 2028, linked to the least performing of the S&P 500®, Russell 2000® and the Nasdaq-100 Technology Sector indices. The notes pay a monthly contingent coupon of 0.75% per month (approximately 9.00% per annum) when each reference asset closes at or above its coupon barrier on observation dates. The initial estimated value was $963.40 per $1,000 on the pricing date. If not called, maturity payment depends on the least performing reference asset: investors receive $1,000 unless a trigger event occurs (Final Level below 70.00% of Initial Level), in which case principal is reduced pro rata by that asset’s percentage change. The issuer may call the notes beginning on November 24, 2026. This supplement incorporates the product supplement and prospectus supplement dated March 25, 2025.
Bank of Montreal priced US$2,666,000 of Senior Medium‑Term Notes (Series K), Contingent Risk Absolute Return Buffer Notes linked to a three‑asset basket. The notes pay no interest and mature on May 31, 2029 with payments tied to an unequally weighted Basket (50% S&P 500, 30% EFA, 20% EEM).
Payments at maturity: positive Basket performance participates 1:1 up to a Maximum Redemption Amount of $1,365.00 per $1,000 (a 36.50% return). If the Basket falls but remains at or above the Buffer Level of 85.00% of the Initial Level, investors receive a positive absolute return up to the $1,150.00 per $1,000 Maximum Downside Redemption Amount (a 15.00% return). If the Basket declines more than 15.00%, investors lose 1% of principal for each 1% decline beyond the buffer and may lose up to 85.00% of principal.
All payments are subject to Bank of Montreal credit risk; notes are unsecured, unlisted, issued in $1,000 denominations, and have an estimated initial value of $966.20 per $1,000 on the Pricing Date.
Bank of Montreal priced a US$477,000 offering of Senior Medium‑Term Notes, Series K — Autocallable Barrier Enhanced Return Notes linked to Intel Corporation common stock maturing June 01, 2029. The notes provide 150.00% upside leverage to positive stock performance if not auto‑redeemed, carry a 60.00% barrier ($72.53) and are subject to automatic redemption on June 01, 2027 if the closing level of Intel equals or exceeds the Call Level (100% of the Initial Level). If auto‑redeemed investors receive principal plus a Call Amount of $437.50 per $1,000 (about 43.75% per annum). If not auto‑redeemed and Intel falls below the barrier, holders lose 1% of principal for each 1% decline in the Reference Asset; payments are unsecured and subject to Bank of Montreal credit risk.
Bank of Montreal is offering US$902,000 of Senior Medium-Term Notes, Series K — Capped Buffer Enhanced Return Notes linked to the S&P 500® Index, priced on May 28, 2026 with settlement on May 29, 2026 and maturity on November 30, 2028.
The notes provide 200.00% leveraged upside exposure subject to a Maximum Redemption Amount of $1,245.00 per $1,000 (a 24.50% cap). A 10.00% buffer protects against losses up to that threshold; if the index declines beyond the buffer, holders lose 1% of principal for each 1% decline beyond 10.00%, with up to 90.00% principal loss possible.