Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the S&P 500® Index and the EURO STOXX 50® Index. The notes have a $10 principal amount per note, a trade date of May 28, 2026, settlement on May 29, 2026, a final valuation on May 29, 2029, and a maturity date of June 1, 2029.
The Contingent Coupon Rate will be set on the Trade Date at between 10.00% and 10.50% per annum (equal quarterly payments if each Underlier meets its Coupon Barrier). Each Underlier's Coupon Barrier and Downside Threshold equal 70% of its Initial Underlier Value. If notes are autocalled on a Call Observation Date, holders receive principal plus the final contingent coupon; if not called, principal is repaid at maturity only if each Underlier is at or above its Downside Threshold. If any Underlier is below its Downside Threshold at the Final Valuation Date, holders suffer a loss equal to the negative return of the Least Performing Underlier and may lose a significant portion or all of their investment. The issuer is Bank of Montreal and payments are subject to its credit risk.
Bank of Montreal proposes an offering of Senior Medium-Term Notes in multiple tranches under its Series J shelf, including fixed-to-floating rate tranches and a floating-rate tranche. The Notes are bail-inable and subject to conversion under subsection 39.2(2.3) of the Canada Deposit Insurance Corporation Act. Interest structures include initial fixed-rate periods followed by Compounded SOFR-based floating periods for the fixed/floating tranches, and quarterly Compounded SOFR-based interest for the floating tranche. Redemption features include optional redemptions, tax redemptions and par-call mechanics; net proceeds will be contributed to the general funds of Bank of Montreal.
Bank of Montreal (BMO) priced additional MicroSectors U.S. Big Oil -3 Inverse Leveraged ETNs due February 17, 2045. The tranche will total an expected aggregate principal amount of $125,000,000 (1,000,000 ETNs at $125 principal per ETN after a 1-for-5 reverse split). The ETNs seek to deliver a daily-reset -3x leveraged inverse return to the Solactive MicroSectors U.S. Big Oil Index, net of a 0.95% p.a. Daily Investor Fee, any negative Daily Interest (Federal Funds Effective Rate minus an Interest Rate Spread initially 2.00% p.a., adjustable up to 4.00% p.a.) and a 0.125% Redemption Fee (if applicable). The pricing supplement cautions that the ETNs are path-dependent, intended as short-term trading tools (not buy-and-hold), may experience "decay" from daily leverage resetting, are unsecured obligations of BMO and may result in a total loss of principal. The additional ETNs are expected to settle on or about May 27, 2026 and will trade under ticker NRGD.
Bank of Montreal (BMO) priced additional MicroSectors U.S. Big Oil -3 Inverse Leveraged ETNs due February 17, 2045. The tranche will total an expected aggregate principal amount of $125,000,000 (1,000,000 ETNs at $125 principal per ETN after a 1-for-5 reverse split). The ETNs seek to deliver a daily-reset -3x leveraged inverse return to the Solactive MicroSectors U.S. Big Oil Index, net of a 0.95% p.a. Daily Investor Fee, any negative Daily Interest (Federal Funds Effective Rate minus an Interest Rate Spread initially 2.00% p.a., adjustable up to 4.00% p.a.) and a 0.125% Redemption Fee (if applicable). The pricing supplement cautions that the ETNs are path-dependent, intended as short-term trading tools (not buy-and-hold), may experience "decay" from daily leverage resetting, are unsecured obligations of BMO and may result in a total loss of principal. The additional ETNs are expected to settle on or about May 27, 2026 and will trade under ticker NRGD.
Bank of Montreal priced US$500,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to Lemonade, Inc. due May 28, 2027. The notes pay a 2.0083% monthly contingent coupon (approximately 24.10% per annum) if the reference stock meets monthly coupon barrier tests. The notes are automatic‑callable beginning December 22, 2026 if the reference stock closes at or above the Call Level. At maturity, if the Final Level is below the Trigger Level ($28.53), investors receive a reduced cash amount tied to the percentage change in the reference stock; physical delivery of shares is not available. The initial estimated value on the pricing date was $960.59 per $1,000 principal.
Bank of Montreal priced US$500,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to Lemonade, Inc. due May 28, 2027. The notes pay a 2.0083% monthly contingent coupon (approximately 24.10% per annum) if the reference stock meets monthly coupon barrier tests. The notes are automatic‑callable beginning December 22, 2026 if the reference stock closes at or above the Call Level. At maturity, if the Final Level is below the Trigger Level ($28.53), investors receive a reduced cash amount tied to the percentage change in the reference stock; physical delivery of shares is not available. The initial estimated value on the pricing date was $960.59 per $1,000 principal.
Bank of Montreal priced US$608,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the least performing of AMD, Broadcom and Microsoft. The notes pay a contingent coupon of 2.0208% per month (~24.25% per annum) when each reference stock is at or above its 60% Coupon Barrier on observation dates and are automatically redeemable if, on an observation date, each reference asset is at or above its Call Level (100% of initial levels). If not called, maturity payment depends on the least performing reference asset versus its Initial Level, with a Trigger Level set at 50% of Initial Level for each reference asset; investors receive cash only and the estimated initial value on the pricing date was $944.29 per $1,000 principal. The notes settle on May 28, 2026 and mature on May 29, 2029. Terms include anti-dilution adjustments, market-disruption provisions and tax treatment discussed in the product supplement.
Bank of Montreal priced US$608,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the least performing of AMD, Broadcom and Microsoft. The notes pay a contingent coupon of 2.0208% per month (~24.25% per annum) when each reference stock is at or above its 60% Coupon Barrier on observation dates and are automatically redeemable if, on an observation date, each reference asset is at or above its Call Level (100% of initial levels). If not called, maturity payment depends on the least performing reference asset versus its Initial Level, with a Trigger Level set at 50% of Initial Level for each reference asset; investors receive cash only and the estimated initial value on the pricing date was $944.29 per $1,000 principal. The notes settle on May 28, 2026 and mature on May 29, 2029. Terms include anti-dilution adjustments, market-disruption provisions and tax treatment discussed in the product supplement.
Bank of Montreal priced US$6,199,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to the least performing of the S&P 500®, NASDAQ-100® and Russell 2000®. The notes price on May 22, 2026, settle May 28, 2026 and mature August 31, 2027. They pay monthly contingent coupons of 1.0417% per month when all reference assets close at or above their coupon barriers; an automatic redemption can occur if all reference assets close above their call levels on an observation date. At maturity, principal repayment depends on the performance of the least performing reference asset and may be less than principal if a trigger event occurs. The estimated initial value was $988.23 per $1,000 on the pricing date.
Bank of Montreal priced US$6,199,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to the least performing of the S&P 500®, NASDAQ-100® and Russell 2000®. The notes price on May 22, 2026, settle May 28, 2026 and mature August 31, 2027. They pay monthly contingent coupons of 1.0417% per month when all reference assets close at or above their coupon barriers; an automatic redemption can occur if all reference assets close above their call levels on an observation date. At maturity, principal repayment depends on the performance of the least performing reference asset and may be less than principal if a trigger event occurs. The estimated initial value was $988.23 per $1,000 on the pricing date.
Bank of Montreal issues US$1,000,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the MerQube US Large-Cap Vol Advantage Index. The notes pay a contingent monthly coupon of 1.3333% (approximately 16.00% per annum) when the Reference Asset meets the Coupon Barrier and carry an automatic redemption feature beginning on November 23, 2026. The notes mature on May 25, 2029 with a principal repayment at maturity that may be reduced if a Trigger Event occurs (Final Level below the Trigger Level of 3,305.77, which is 75.00% of the Initial Level). The pricing supplement states an estimated initial value of $948.54 per $1,000 principal and a public offering price of 100% (agent’s commission 0.90%, proceeds to Bank of Montreal $991,000). Investors should read the listed risk sections and related prospectus materials.
Bank of Montreal issues US$1,000,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the MerQube US Large-Cap Vol Advantage Index. The notes pay a contingent monthly coupon of 1.3333% (approximately 16.00% per annum) when the Reference Asset meets the Coupon Barrier and carry an automatic redemption feature beginning on November 23, 2026. The notes mature on May 25, 2029 with a principal repayment at maturity that may be reduced if a Trigger Event occurs (Final Level below the Trigger Level of 3,305.77, which is 75.00% of the Initial Level). The pricing supplement states an estimated initial value of $948.54 per $1,000 principal and a public offering price of 100% (agent’s commission 0.90%, proceeds to Bank of Montreal $991,000). Investors should read the listed risk sections and related prospectus materials.
Bank of Montreal priced US$2,977,000 of Senior Medium-Term Notes, Series K: Autocallable Barrier Enhanced Return Notes due May 29, 2029, linked to the least performing of the Dow Jones Industrial Average®, NASDAQ-100® and Russell 2000®. The notes offer 150.00% upside leverage to positive performance of the least performing reference asset if not auto‑redeemed. Beginning May 28, 2027, automatic redemption will occur on an Observation Date if each Reference Asset closes above its Call Level, paying principal plus a Call Amount (examples: $174 and $348 per $1,000). If not called, maturity payoffs depend on the Least Performing Reference Asset versus its Initial Level and a Barrier Level at 70.00% of Initial Level; declines below the Barrier produce linear principal loss.
Bank of Montreal priced US$2,977,000 of Senior Medium-Term Notes, Series K: Autocallable Barrier Enhanced Return Notes due May 29, 2029, linked to the least performing of the Dow Jones Industrial Average®, NASDAQ-100® and Russell 2000®. The notes offer 150.00% upside leverage to positive performance of the least performing reference asset if not auto‑redeemed. Beginning May 28, 2027, automatic redemption will occur on an Observation Date if each Reference Asset closes above its Call Level, paying principal plus a Call Amount (examples: $174 and $348 per $1,000). If not called, maturity payoffs depend on the Least Performing Reference Asset versus its Initial Level and a Barrier Level at 70.00% of Initial Level; declines below the Barrier produce linear principal loss.
Bank of Montreal priced a US$3,832,000 offering of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to the MerQube US Large-Cap Vol Advantage Index (MQUSLVA).
The notes were priced on May 22, 2026, settle on May 28, 2026 and mature on May 25, 2029. They pay contingent monthly coupons of 1.2167% per month (approximately 14.60% per annum) when the reference asset closes at or above the coupon barrier. The coupon barrier and trigger level are 3,085.38 (70.00% of the Initial Level). The notes are autocallable beginning on the November 23, 2026 observation date if the Reference Asset is above the Call Level (100.00% of the Initial Level). The estimated initial value on the pricing date was $947.94 per $1,000 principal amount. Terms include a Memory Coupon Feature, potential principal loss at maturity if a Trigger Event occurs, and customary distribution conflicts and limitations described in the supplement.
Bank of Montreal priced a US$3,832,000 offering of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons linked to the MerQube US Large-Cap Vol Advantage Index (MQUSLVA).
The notes were priced on May 22, 2026, settle on May 28, 2026 and mature on May 25, 2029. They pay contingent monthly coupons of 1.2167% per month (approximately 14.60% per annum) when the reference asset closes at or above the coupon barrier. The coupon barrier and trigger level are 3,085.38 (70.00% of the Initial Level). The notes are autocallable beginning on the November 23, 2026 observation date if the Reference Asset is above the Call Level (100.00% of the Initial Level). The estimated initial value on the pricing date was $947.94 per $1,000 principal amount. Terms include a Memory Coupon Feature, potential principal loss at maturity if a Trigger Event occurs, and customary distribution conflicts and limitations described in the supplement.
Bank of Montreal (BMO) priced US$570,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons due May 25, 2029 — linked to the MerQube US Large-Cap Vol Advantage Index (MQUSLVA). The notes pay monthly contingent coupons at 0.9917% per month (≈11.90% per annum) when the Reference Asset closes at or above a Coupon Barrier of 2,644.61 (60.00% of the Initial Level). The Initial Level is 4,407.69. The notes are callable beginning on November 23, 2026 if the Reference Asset closes above the Call Level (100% of Initial Level). At maturity investors receive principal unless a Trigger Event occurs (Final Level < Trigger Level of 2,644.61), in which case the payment equals $1,000 multiplied by the Percentage Change and may be less than principal. The estimated initial value on the Pricing Date was $947.22 per $1,000 principal. Terms include memory coupons, monthly observation dates, and index-specific adjustments and risks described in referenced prospectus materials.
Bank of Montreal (BMO) priced US$570,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons due May 25, 2029 — linked to the MerQube US Large-Cap Vol Advantage Index (MQUSLVA). The notes pay monthly contingent coupons at 0.9917% per month (≈11.90% per annum) when the Reference Asset closes at or above a Coupon Barrier of 2,644.61 (60.00% of the Initial Level). The Initial Level is 4,407.69. The notes are callable beginning on November 23, 2026 if the Reference Asset closes above the Call Level (100% of Initial Level). At maturity investors receive principal unless a Trigger Event occurs (Final Level < Trigger Level of 2,644.61), in which case the payment equals $1,000 multiplied by the Percentage Change and may be less than principal. The estimated initial value on the Pricing Date was $947.22 per $1,000 principal. Terms include memory coupons, monthly observation dates, and index-specific adjustments and risks described in referenced prospectus materials.