Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal is offering $1,500,000 aggregate principal of Senior Medium-Term Notes, Series K — redeemable fixed-rate notes due November 14, 2033. The Notes pay interest at 5.00% per annum, payable semi‑annually on each May 14 and November 14, and are redeemable in whole by the issuer on semi‑annual optional redemption dates.
The Notes are denominated in $1,000 increments, priced at an original issue price of $1,000.00 per Note with an underwriting discount of $7.50 per Note. The Notes are unsecured, will not be listed on an exchange, and are bail-inable under the Canada Deposit Insurance Corporation Act, permitting conversion into common shares under specified statutory powers.
Bank of Montreal published a preliminary pricing supplement for Senior Medium‑Term Notes, Series K—equity‑linked, auto‑callable securities with contingent monthly coupons and contingent downside principal risk, offered at an original offering price of $1,000 per security.
The pricing supplement ties each security to the lowest performing of Broadcom Inc. (AVGO), Palantir Technologies Inc. (PLTR) and Tesla, Inc. (TSLA), sets the pricing date as May 18, 2026, the issue date as May 21, 2026 and a stated maturity of May 23, 2029. The securities pay contingent monthly coupons (the contingent coupon rate will be at least 21.03% per annum), are subject to automatic call if the lowest performing underlier closes at or above its starting value on specified calculation days, and expose holders to potential loss of principal if the lowest performing underlier falls below its downside threshold (50% of starting value) at maturity.
Bank of Montreal priced $1,500,000 of Senior Medium-Term Notes, Series K — redeemable fixed-rate notes due May 14, 2036. The Notes pay 5.25% per annum, accrue semi‑annual interest beginning November 14, 2026, and were issued at $1,000.00 per note on May 14, 2026.
The offering is redeemable by the issuer on semi‑annual Optional Redemption Dates beginning May 14, 2027. The Notes are bail-inable under the Canada Deposit Insurance Corporation Act and may be converted into common shares under subsection 39.2(2.3) of the CDIC Act. Original issue price per note was $1,000.00, underwriting discount $10.00 per note, and proceeds to Bank of Montreal $990.00 per note.
Bank of Montreal is offering $3,000,000 of Senior Medium‑Term Notes, Series K. The Notes are redeemable fixed‑rate obligations with a 5.35% per annum coupon, a stated maturity of May 14, 2038, and $1,000 principal per Note. The issuer may redeem the Notes in whole (but not in part) on semi‑annual Optional Redemption Dates beginning May 14, 2028. The Notes are bail‑inable under the CDIC Act and may be converted into common shares of Bank of Montreal in accordance with Canadian bank resolution powers. Original issue price was $1,000.00 per Note; total proceeds to Bank of Montreal were $2,974,500.00 after underwriting discounts.
Bank of Montreal is offering $1,500,000 of Senior Medium-Term Notes, Series K, redeemable fixed-rate notes due May 14, 2029. The Notes are issued at $1,000.00 per Note with a 4.30% fixed annual interest rate, semiannual interest payments beginning November 14, 2026. The issuer may redeem the Notes in whole (but not in part) on semiannual Optional Redemption Dates from May 14, 2027 through November 14, 2028 at 100% of principal plus accrued interest. The Notes are bail-inable and subject to conversion under subsection 39.2(2.3) of the Canada Deposit Insurance Corporation Act, and payments are unsecured and subject to Bank of Montreal credit risk.
Bank of Montreal priced a preliminary offering of non‑interest bearing, equity‑linked notes tied to the S&P 500® Index. Each note has a $1,000 principal amount and a threshold level equal to 85.00% of the initial underlier level; if the final level is at or above the threshold you will receive a threshold settlement amount expected to be between $1,177.30 and $1,208.50 per note. If the final underlier level is below the threshold, holders lose approximately 1.1765% of principal for every 1% the final level is below the threshold and could lose some or all principal. The issuer’s estimated initial value is expected to be between $969.00 and $999.00 per $1,000 note; the original issue price is $1,000. The notes are unsecured obligations of Bank of Montreal, are not exchange‑listed, and are designed to be held to maturity.
Bank of Montreal priced $1,122,000 of Senior Medium‑Term Notes, Series K: redeemable fixed‑rate notes with a 4.85% per annum coupon and a stated maturity of May 14, 2031. The notes were issued at $1,000.00 per note with an underwriting discount of $2.50 per note.
The notes pay interest semi‑annually on the 14th of May and November beginning November 14, 2026, are redeemable in whole (but not in part) on semi‑annual optional redemption dates at 100% of principal, and are not listed on any exchange. These securities are bail‑inable under the Canada Deposit Insurance Corporation Act and may be converted into common shares under that regime.
Bank of Montreal is offering $1,500,000 aggregate principal amount of Senior Medium-Term Notes, Series K—redeemable fixed-rate notes due May 14, 2031. Each Note has a principal amount of $1,000 and a stated fixed interest rate of 4.70% per annum, payable semi-annually on May 14 and November 14, commencing November 14, 2026. The Notes are redeemable by the issuer in whole (but not in part) on semi-annual optional redemption dates at 100% of principal plus accrued interest, and are not repayable at the option of holders prior to maturity. The Notes are unsecured obligations, will not be listed on any exchange, and are bail-inable under the Canada Deposit Insurance Corporation Act, permitting conversion into common shares under specified Canadian resolution powers.
Bank of Montreal priced Senior Medium‑Term Notes, Series K — Redeemable Fixed Rate Notes due May 27, 2031. The Notes pay 4.80% per annum interest payable semi‑annually and have a $1,000 per Note principal amount with an Issue Date of May 27, 2026 and Stated Maturity of May 27, 2031. The issuer may redeem the Notes in whole (but not in part) on semi‑annual Optional Redemption Dates beginning May 27, 2027 at 100% of principal plus accrued interest. The offering price per Note is $1,000.00, the underwriting discount is $15.00 per Note, and proceeds to Bank of Montreal are $985.00 per Note. The Notes are bail‑inable and subject to conversion into common shares under subsection 39.2(2.3) of the Canada Deposit Insurance Corporation Act, with related consent and jurisdictional provisions described in the supplement.
Bank of Montreal priced a preliminary offering of senior medium-term, equity-linked, auto-callable securities tied to the lowest performing common stock of Broadcom, Blackstone and NVIDIA. The face amount and original offering price are $1,000 per security. The issuer’s estimated initial value on the pricing date was $956.70 per security (with a floor of $920.00 at pricing). The securities pay monthly contingent coupons (contingent coupon rate to be set at pricing, at least 18.00% per annum), can be automatically called if the lowest performing underlier meets its starting value on certain calculation days, and mature on or about May 23, 2029. If not called, maturity payment depends on the ending value of the lowest performing underlier; a decline below the downside threshold (50% of starting value) exposes holders to proportional loss of principal. Payments are subject to Bank of Montreal credit risk and complex tax and withholding rules.