Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal (BMO) priced a US$789,000 offering of Senior Medium-Term Notes, Series K — Market Linked Notes due May 07, 2029 — linked to the least performing of iShares MSCI EAFE ETF (EFA) and the EURO STOXX 50® Index (SX5E). The notes pay no interest and provide 100.00% Upside Leverage on the Least Performing Reference Asset up to a Maximum Redemption Amount of $1,385.00 per $1,000 principal. If the Least Performing Reference Asset declines, investors receive only the principal. The public offering price was 100% and the issuer’s estimated initial value was $967.58 per $1,000. All payments are subject to BMO credit risk and customary market‑disruption and adjustment provisions.
Bank of Montreal (BMO) priced US$1,342,000 of Senior Medium-Term Notes, Series K — Digital Return Barrier Notes due August 05, 2027. The notes pay a 12.25% digital return if the Least Performing Reference Asset (the lower of the S&P 500® and Russell 2000®) finishes at or above 75.00% of its April 30, 2026 Initial Level. If the Least Performing Reference Asset falls below that barrier, investors suffer a 1:1 principal loss (1% lost for each 1% decline), potentially losing up to 100% of principal. The notes are unsecured obligations of Bank of Montreal, issued in minimum denominations of $1,000, not listed, and subject to BMO credit risk. The initial estimated value was $979.96 per $1,000 principal and the offering price was $1,000 per $1,000.
Bank of Montreal priced US$673,000 of Senior Medium-Term Notes, Series K, Autocallable Barrier Enhanced Return Notes due May 07, 2029, linked to the least performing of DJIA, Russell 2000 and S&P 500. The notes provide 200.00% upside leverage on the least performing index if not auto‑redeemed and feature a 70.00% barrier. Beginning on May 06, 2027, the notes will auto‑redeem on any Observation Date if each index closes above its initial level; Call Amounts are $130 and $260 per $1,000 on specified observation rounds. If not redeemed and the Least Performing Reference Asset falls below the barrier, investors lose 1% of principal per 1% decline, potentially losing up to 100% of principal. All payments are subject to Bank of Montreal credit risk.
Bank of Montreal is offering US$39,000 of Senior Medium-Term Notes, Series K — market-linked notes due May 07, 2029 linked to the least performing of the NASDAQ-100 Index (NDX) and the VanEck® Semiconductor ETF (SMH). The notes pay no interest, are unsecured, and will not be listed.
Holders receive 1-to-1 upside exposure to the Least Performing Reference Asset up to a Maximum Redemption Amount of $1,260.00 per $1,000 (a 26.00% cap). If the Least Performing Reference Asset finishes below its initial level, holders receive only principal. All payments are subject to Bank of Montreal credit risk.
Bank of Montreal (BMO) priced US$1,681,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Enhanced Return Notes linked to the S&P 500® Index with a May 07, 2029 maturity. The notes pay no interest and offer 125.00% upside leverage on positive index performance if not auto‑redeemed.
The notes can be automatically redeemed on May 06, 2027 if the S&P 500 closing level is at or above its Call Level, triggering a Call Amount that represents approximately 10.00% per annum return. If not called and the index finishes below a 70.00% Barrier Level, holders suffer full downside exposure (lose 1% of principal per 1% index decline). Payments are unsecured and subject to BMO credit risk.
Bank of Montreal priced US$2,418,000 of Senior Medium-Term Notes, Series K — Digital Return Barrier Notes due May 05, 2031. The notes pay a fixed Digital Return of 68.00% if the S&P 500® Futures Excess Return Index rises up to that level, or a one-to-one upside above it. If the Reference Asset falls below a Barrier Level of 70.00% (406.96) of the Initial Level, investors lose 1% of principal for each 1% decline; losses may reach 100% of principal. Key dates: Pricing Date April 30, 2026; Settlement May 05, 2026; Valuation Date April 30, 2031; Maturity May 05, 2031. Notes are unsecured obligations of Bank of Montreal, issued in $1,000 denominations, not exchange-listed, and subject to the issuer’s credit risk. BMOCM is selling agent and calculation agent. The initial estimated value was $983.33 per $1,000; public price was 100% ($2,418,000).
Bank of Montreal (BMO) is pricing US$3,661,000 of Senior Medium-Term Notes, Series K — Capped Buffer Enhanced Return Notes due November 05, 2027 — linked to the S&P 500® Index. The notes provide 150.00% upside exposure subject to a $1,130.00 Maximum Redemption Amount per $1,000 principal (a 13.00% cap). Investors receive full principal at maturity only if the index does not decline by more than 20.00% (the Buffer Level). If the Final Level is below the Buffer Level, holders lose 1% of principal for each 1% decline beyond 20.00%, up to an 80.00% loss. The notes are unsecured obligations of BMO, non‑interest bearing, not exchange‑listed, and subject to BMO credit risk.
Bank of Montreal priced US$310,000 of Senior Medium-Term Notes, Series K, autocallable barrier notes linked to Fair Isaac Corporation (FICO). The notes price on April 30, 2026, settle May 05, 2026 and mature May 07, 2029. They pay a contingent coupon of 4.375% per quarter (approximately 17.50% per annum) when the Reference Asset closes at or above the $512.50 coupon barrier on observation dates. The notes are automatically redeemed if the Reference Asset closes at or above the Call Level (100% of the Initial Level) on an Observation Date. At maturity, if not called and if the Final Level is below the Trigger Level ($512.50, 50.00% of Initial Level), holders receive $1,000 + ($1,000 x Percentage Change), which can be less than principal and potentially zero. The estimated initial value was $947.68 per $1,000. Terms are subject to calculation-agent determinations, anti-dilution adjustments and the risk disclosures in the product and prospectus supplements.
Bank of Montreal (BMO) is offering US$2,458,000 of Senior Medium‑Term Notes, Series K — Capped Contingent Risk Absolute Return Buffer Notes linked to the S&P 500® Index. The notes mature on May 07, 2029, pay no interest and are unsecured obligations of the Bank.
Per $1,000 principal: upside participation is 1:1 up to a Maximum Redemption Amount of $1,350.00 (a 35.00% cap). If the index falls but remains at or above the Buffer Level (80.00% of the Initial Level), investors receive a positive buffered payout up to a Maximum Downside Redemption Amount of $1,200.00. If the index falls below the Buffer Level, losses occur 1% for each 1% decline beyond the 20.00% buffer, with potential principal loss up to 80.00%. All payments are subject to BMO credit risk.
Bank of Montreal (BMO) priced equity index‑linked senior medium‑term notes with a stated maturity of May 3, 2030. The securities link to an unequally weighted Basket (75% S&P 500®; 25% MSCI EAFE®), carry a 100% upside participation rate subject to a maximum return of 44.80%, and provide a 25% buffered downside (threshold value 75). The original offering price is $1,000 per security, the issuer’s estimated initial value was $955.50 per security on the pricing date, and the offering aggregate shown is $5,034,000.00. Investors face issuer credit risk, no periodic interest, potential postponement of the calculation day, uncertain U.S. tax treatment, and limited secondary‑market liquidity.