Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal priced US$4,047,000 of Senior Medium-Term Notes, Series K: autocallable barrier notes with memory coupons due May 07, 2029 and linked to the least performing of Broadcom Inc. (AVGO) and NVIDIA Corporation (NVDA). The notes pay contingent quarterly coupons of 3.8125% per quarter (≈15.25% per year) when both reference assets meet coupon barriers. The notes are automatically redeemable if, on an Observation Date beginning November 04, 2026, both reference assets are at or above their Call Levels (100% of Initial Level). At maturity, if a Trigger Event occurs (the Final Level of any Reference Asset is below its Trigger Level, 50% of Initial Level), holders receive: $1,000 × (1 + Percentage Change of the Least Performing Reference Asset), which may be less than the principal. The estimated initial value was $953.93 per $1,000 on the Pricing Date.
Bank of Montreal (BMO) priced US$4,117,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the least performing of the S&P 500® and Russell 2000®. The notes price at 100% of principal with an estimated initial value of $981.28 per $1,000 principal. Observation Dates may trigger automatic redemption with scheduled Call Amounts of $122.50, $245.00 and $367.50. If not called, maturity payoff depends on the least performing reference asset versus a Trigger Level equal to 60.00% of its Initial Level; a Trigger Event produces a downside, loss-bearing cash payment.
Bank of Montreal (BMO) priced US$425,000 of senior medium-term Autocallable Barrier Notes (Series K) due May 07, 2029, linked to the least performing of the S&P 500®, Russell 2000® and Nasdaq-100 Technology Sector indices. The notes pay a contingent coupon of 1.0417% per month (approximately 12.50% per annum) on each monthly coupon date if each reference asset is at or above its 70% coupon barrier on the applicable observation date, and include an automatic redemption feature beginning on November 04, 2026 if all indices are at or above their call levels on an observation date. At maturity, if not autocalled and if any reference asset is below its 70% trigger level on the valuation date, holders receive $1,000 plus $1,000 times the percentage change of the least performing reference asset (which can be less than $1,000 and may be zero). The pricing date was April 30, 2026, settlement May 05, 2026, and the issuer’s estimated initial value was $989.95 per $1,000 principal amount.
Bank of Montreal priced US$498,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes linked to the Least Performing of the S&P 500®, Russell 2000® and Nasdaq-100 Technology Sector Index. The notes were priced on April 30, 2026, settle on May 05, 2026, and mature on May 05, 2028. They pay a 1.00% per month contingent coupon when each reference asset is at or above its coupon barrier (70% of initial levels) on observation dates. Beginning November 02, 2026, the notes are callable if each reference asset is at or above its Call Level (100% of initial levels) on an Observation Date, in which case investors receive principal plus the applicable contingent coupon. At maturity, if not called, holders receive $1,000 per $1,000 unless a Trigger Event occurs (any Final Level below 70% of initial), in which case the cash payoff equals $1,000 plus the Percentage Change of the least performing reference asset. The public offering price was 100% and the estimated initial value was $986.37 per $1,000.
Bank of Montreal is offering US$646,000 in Senior Medium-Term Notes, Series K: Contingent Risk Absolute Return Barrier Notes linked to the EURO STOXX 50® Index. The notes provide 145.00% upside leverage on any appreciation and a capped positive downside payoff up to $1,400.00 per $1,000 if the index stays above a 60.00% Barrier Level. Pricing Date was April 30, 2026, settlement May 05, 2026, and maturity May 05, 2032. All payments are subject to the credit risk of Bank of Montreal; the notes do not pay interest and will not be listed on an exchange.
Bank of Montreal priced US$1,469,000 of Senior Medium-Term Notes, Series K — Contingent Risk Absolute Return Barrier Notes due May 05, 2031 linked to the EURO STOXX 50® Index. The notes offer a 153.00% upside leverage on positive index performance and a capped positive payout up to $1,400.00 per $1,000 if the Final Level declines but does not breach a 60.00% Barrier Level. If the index falls below the Barrier Level (3,528.91, which is 60.00% of the Initial Level of 5,881.51), investors suffer pro rata losses and may lose up to 100% of principal. The notes are unsecured obligations of Bank of Montreal, non‑interest bearing, not exchange‑listed, and subject to the issuer’s credit risk. The issuer’s estimated initial value was $970.74 per $1,000; price to public equals face (100%) for total proceeds of $1,469,000.
Bank of Montreal priced US$4,957,000 Senior Medium-Term Notes, Series K (Digital Return Barrier Notes) due June 07, 2027. The notes pay a Digital Return of 8.75% at maturity if the Final Level of the Least Performing Reference Asset (S&P 500®, NASDAQ-100®, or Russell 2000®) is at least 60.00% of its Pricing Date level. If the Least Performing Reference Asset falls below that Barrier, investors receive principal reduced in direct proportion to the Percentage Change and may lose up to 100% of principal. The notes are unsecured obligations of Bank of Montreal, do not pay interest, will not be listed, and are subject to the issuer's credit risk. The public offering price was 100% of principal; the issuer's estimated initial value was $988.19 per $1,000.
Bank of Montreal priced $2,006,000 of Senior Medium‑Term Notes, Series K — Contingent Risk Absolute Return Barrier Notes due May 05, 2032 linked to the S&P 500® Futures Excess Return Index. The notes provide an 180.00% upside leverage on positive Percentage Change and a capped positive payout on moderate declines up to a $1,400.00 Maximum Downside Redemption Amount per $1,000. The notes use an Initial Level of 581.37 and a Barrier Level of 348.82 (60.00% of Initial Level); if the Final Level falls below the Barrier Level investors suffer proportional losses and may lose up to 100% of principal. Pricing Date was April 30, 2026 with Settlement on May 05, 2026. All payments are subject to the issuer’s credit risk and the notes will not be listed.
Bank of Montreal is offering Capped Trigger GEARS linked to the Russell 2000® Index with a stated term of approximately 4 years and a scheduled maturity on May 15, 2030. Each Security has an Original Issue Price of $10.00 and a Principal Amount of $10.00 per Security.
At maturity the payment depends on the Underlier Return: if positive you receive $10 plus the lesser of (Underlier Return × 1.50) or the Maximum Gain; if final index level is at or above a 75% Downside Threshold you receive principal; if below that threshold you suffer full downside equal to the index decline. Payments are unsecured obligations of Bank of Montreal and subject to its credit risk.
Bank of Montreal (BMO) offers US$2,557,000 of Senior Medium-Term Notes, Series K — Capped Buffer Enhanced Return Notes linked to the EURO STOXX 50® Index due November 05, 2027. The notes provide 200.00% upside exposure subject to a Maximum Redemption Amount of $1,192.50 per $1,000 and a 10.00% buffer against declines; losses apply beyond the buffer at a 1:1 rate, exposing investors to up to 90.00% principal loss.
The offering price was 100% of principal (agents’ commission 2.25%), the estimated initial value was $971.41 per $1,000, and payments are unsecured obligations of Bank of Montreal.