Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal priced $575,000 of Senior Medium-Term Notes, Series K — Barrier Notes linked to the common stock of Nektar Therapeutics. Each note pays a monthly Coupon of 2.3958% per month (approximately 28.75% per annum) and matures on October 27, 2026. The Initial Level of the Reference Asset is $98.16 and the Trigger Level is $78.53 (80.00% of the Initial Level). If the Reference Asset closes below the Trigger Level on any trading day during the Monitoring Period, a Trigger Event will be deemed to occur and the holder may receive a reduced number of shares (or an equivalent cash amount) at maturity. The public offering price was 100% of principal and the estimated initial value was $948.97 per $1,000 on the Pricing Date.
Bank of Montreal (BMO) is offering US$6,230,000 in Senior Medium‑Term Notes, Series K — Capped Buffer Notes linked to the MSCI EAFE® Index. The notes mature on May 27, 2027 and provide 1:1 upside participation subject to a Maximum Redemption Amount of $1,149.00 per $1,000 (a 14.90% cap). The notes include an 80% buffer: if the Reference Asset declines by more than 20.00% from its Initial Level, you lose 1% of principal for each 1% decline beyond the buffer (up to an 80.00% loss). The initial estimated value was $993.27 per $1,000. All payments are subject to BMO credit risk and the notes are unsecured and non‑interest bearing.
Bank of Montreal is offering principal-protected and capped equity-linked notes tied to the MSCI EAFE Index® with a $1,000 principal amount per note and an original issue price of $1,000.00 per note. The notes pay no interest and mature based on a determination date expected roughly 25–28 months after the trade date; the stated maturity date is expected to be the second scheduled business day after that determination date.
At maturity, payment depends on the final index level versus the initial index level: upside participation is 160% subject to a cap (maximum settlement amount expected between $1,292.00 and $1,343.36 per $1,000); a buffer protects declines up to 15.00% (you receive principal), but losses accrue beyond that at approximately 1.1765% of principal per 1% index decline below the buffer. Notes are unsecured obligations of Bank of Montreal and are designed to be held to maturity; they will not be listed.
Bank of Montreal offers additional units of its MAX Airlines -3X Inverse Leveraged ETNs due May 28, 2043 (ticker JETD), a series of unsecured notes that provide -3x daily inverse exposure to the Prime Airlines Index. Each note has a $25 principal amount and the notes are designed for daily trading, not buy-and-hold.
The notes reset leverage daily, charge a 0.95% per annum Daily Investor Fee, may incur negative daily interest (US Federal Funds Effective Rate minus an adjustable spread up to 4.00%), and a 0.125% Redemption Fee on holder redemptions. The issuer may call notes, replace the Index, increase the Interest Rate Spread (subject to limits), and has issued an amendment to add $12,500,000 of additional notes, bringing outstanding aggregate principal to $37,500,000 as of April 24, 2026. These ETNs do not guarantee principal, are highly path-dependent, and can reach $0 with a total loss of invested capital.
Bank of Montreal priced $1,063,000 of Senior Medium-Term Notes, Series K — redeemable fixed-rate notes with a 4.80% per annum interest rate and a stated maturity of April 13, 2033. The Notes were issued at $1,000 per Note on April 27, 2026 (trade date April 23, 2026) and are redeemable by the Bank on specified semi-annual Optional Redemption Dates beginning October 27, 2027.
The Notes are unsecured obligations of Bank of Montreal, will not be listed on any exchange, and are bail-inable under subsection 39.2(2.3) of the Canada Deposit Insurance Corporation Act, permitting conversion into common shares under that regime. Original issue price per Note was $1,000, with an underwriting discount of $12.00 per Note and proceeds to Bank of Montreal of $988.00 per Note.
Bank of Montreal is offering $3,283,000 of Senior Medium-Term Notes, Series K — redeemable fixed-rate notes with a principal amount of $1,000 per Note and a stated maturity date of April 13, 2029. The Notes pay interest at 4.30% per annum semi‑annually and are redeemable in whole by the Bank on specified semi‑annual Optional Redemption Dates at 100% of principal plus accrued interest. The Notes are unsecured, not listed, and are bail-inable under the Canada Deposit Insurance Corporation Act, which permits conversion into common shares under the CDIC regime. Original issue price was $1,000.00 per Note; underwriting discount was $6.00 per Note, with proceeds to Bank of Montreal of $994.00 per Note.
Bank of Montreal priced Senior Medium-Term Notes, Series K — redeemable fixed-rate notes due May 14, 2029. The Notes have a $1,000 principal per Note, pay 4.30% per annum interest semi‑annually, and mature on May 14, 2029. The issuer may redeem the Notes in whole on semi‑annual Optional Redemption Dates at 100% plus accrued interest. These are bail-inable notes subject to conversion under subsection 39.2(2.3) of the Canada Deposit Insurance Corporation Act. Original issue price is $1,000.00 per Note, underwriting discount $10.00, and proceeds to Bank of Montreal $990.00 per Note.
Bank of Montreal priced Senior Medium-Term Notes, Series K, redeemable fixed-rate notes due November 14, 2033. Each Note has a principal payment of $1,000 per Note and a fixed interest rate of 5.00% per annum, paid semi-annually beginning November 14, 2026. The Notes are redeemable at the issuer's option on semi-annual Optional Redemption Dates and are bail-inable under subsection 39.2(2.3) of the CDIC Act, permitting conversion into common shares under Canadian resolution powers. The original issue price is $1,000.00 per Note, with an underwriting discount of $20.00 and proceeds to Bank of Montreal of $980.00 per Note. The Notes are unsecured, will not be listed on an exchange, and involve credit and liquidity risks described in the prospectus materials.
Bank of Montreal prices Senior Medium-Term Notes, Series K, redeemable fixed-rate notes with a 4.70% annual coupon and a stated maturity of May 14, 2031. The notes are issued at $1,000 per Note (original issue price) with proceeds to the issuer of $985 per Note after a $15 underwriting discount. The notes are bail-inable under the Canada Deposit Insurance Corporation Act and may be converted into common shares of Bank of Montreal under subsection 39.2(2.3) of the CDIC Act. The issuer may redeem the notes in whole (but not in part) on semi-annual optional redemption dates at 100% of principal plus accrued interest; holders have no put right. Payment at maturity is $1,000 per Note plus accrued interest unless earlier redeemed.
Bank of Montreal offers Market Linked Securities—auto-callable, contingent coupon (with memory) and contingent downside principal-at-risk—linked to the lowest performing of META, NVDA and ORCL, due April 26, 2029. The original offering price is $1,000 per security and the pricing date is April 21, 2026. On the pricing date the issuer's estimated initial value was $961.91 per security. The notes pay monthly contingent coupons (contingent coupon rate 18.63% per annum) only if the lowest performing underlier on each calculation day is at or above its 50% coupon threshold; an automatic call can occur if the lowest performing underlier is at or above its starting value on certain calculation days. If not called, maturity payment depends on the lowest performing underlier's ending value; if that ending value is below 50% of its starting value you can lose more than 50% (possibly all) of the face amount. Payments are unsecured obligations of Bank of Montreal and subject to its credit risk.