Welcome to our dedicated page for Bank Of Montreal SEC filings (Ticker: BMO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Bank of Montreal filings document its U.S. reporting as a Canadian financial institution that files Form 6-K reports and identifies as a Form 40-F filer. Recent disclosures include quarterly earnings releases, interim consolidated financial statements, dividend declarations, officer certifications, annual meeting voting results and the bank's Code of Conduct.
The filings also cover registration-statement matters on Form F-3 and Form S-8, including incorporation by reference and legal opinions. Capital and funding disclosures include earnings coverage ratios for subordinated indebtedness, Class B preferred shares and other equity instruments, providing formal records of governance, capital structure and recurring bank reporting obligations.
Bank of Montreal priced a preliminary offering of senior medium-term, equity-linked notes (face amount $1,000 per security) linked to the Class A common stock of Oklo Inc. (ticker: OKLO). The notes are auto-callable monthly, pay contingent monthly coupons (memory feature) at a contingent coupon rate set on pricing (at least 32.50% per annum), and mature on May 11, 2028 if not called. The initial estimated value at pricing is $943.50 per security (not less than $920.00), and the original offering price is $1,000. Principal at maturity is linked to the Underlier: if the ending value is below the downside threshold (60% of the starting value), the maturity payment equals $1,000 × (ending value / starting value), exposing investors to full downside with no upside participation beyond contingent coupons. Pricing date is May 8, 2026 and issue date is May 13, 2026.
Bank of Montreal (BMO) offers US$690,000 principal amount of Senior Medium-Term Notes, Series K — Barrier Notes with Contingent Coupons due October 25, 2027 linked to the least performing of IWM, QQQ and SPY. The notes pay contingent quarterly coupons of 2.7125% (about 10.85% per annum) when each reference asset on an Observation Date is at or above its coupon barrier (75.00% of initial levels). At maturity you receive $1,000 per $1,000 principal unless a Trigger Event occurs; if a Trigger Event occurs you receive $1,000 adjusted by the Percentage Change of the Least Performing Reference Asset, which can be less than principal and possibly zero. The estimated initial value was $987.72 per $1,000 on the Pricing Date.
Bank of Montreal priced US$250,000 in Senior Medium-Term Notes, Series K — Autocallable Buffer Notes linked to the least performing common stock of Newmont Corporation and Freeport-McMoRan Inc. The notes pay a monthly Coupon of 1.575% per month (approximately 18.90% per annum), may be automatically redeemed beginning on May 20, 2026, and mature on July 24, 2026. If not called, principal at maturity depends on the Least Performing Reference Asset relative to its Buffer Level (80.00% of Initial Level). A Trigger Event occurs if a Reference Asset’s Final Level is below its Buffer Level on the Valuation Date; in that case the payout uses a Downside Leverage Factor (~125.00%), and investors can lose up to 80.00% of principal. The estimated initial value on the Pricing Date was $989.45 per $1,000.
Bank of Montreal priced US$3,292,000 of Senior Medium-Term Notes, Series K — Buffer Enhanced Return Notes linked to the S&P 500® Futures Excess Return Index. The notes mature on April 24, 2031, have a 194.00% Upside Leverage Factor and an 80.00% Buffer (20.00% Buffer Percentage). If the Reference Asset finishes at or above its Initial Level, investors receive leveraged upside; if it falls but remains above the Buffer Level, investors receive principal only; declines beyond the Buffer incur losses of 1% principal per 1% decline, up to an 80.00% loss.
Payments are unsecured obligations of Bank of Montreal, non‑interest bearing, not exchange listed, and subject to the Bank’s credit risk. The estimated initial value was $981.07 per $1,000; price to public is 100%.
Bank of Montreal (BMO) is offering US$1,547,000 of Senior Medium-Term Notes, Series K — Buffer Enhanced Return Notes due April 24, 2031, linked to the S&P 500® Futures Excess Return Index. The notes provide 178.50% upside leverage if the Reference Asset rises, a 30.00% buffer on losses, and permit up to a 70.00% principal loss if the Reference Asset falls more than 30.00% by the Valuation Date. The notes pay no interest, are unsecured obligations of BMO, will not be listed, and are subject to BMO credit risk. The estimated initial value was $981.82 per $1,000 principal; public price is $1,000 per $1,000 (99.375% proceeds after a 0.625% agent commission).
Bank of Montreal priced US$677,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes due April 24, 2031. The notes pay a contingent coupon of 0.5833% per month (approximately 7.00% per annum) if each Reference Asset meets its monthly coupon barrier on Observation Dates. The notes are linked to the NASDAQ-100 (NDX), Russell 2000 (RTY) and the Dow Jones Industrial Average (INDU), settle April 24, 2026, and mature April 24, 2031. If not called, principal repayment at maturity depends on the least performing Reference Asset and a 70.00% trigger barrier; a Trigger Event reduces the final payment by the Percentage Change of the least performing index. The estimated initial value was $935.18 per $1,000 on the Pricing Date.
Bank of Montreal (BMO) is offering Trigger Autocallable Contingent Yield Notes linked to the least performing of the Nasdaq-100, Russell 2000 and S&P 500 with a term of approximately three years and an Original Issue Price of $10 per Note. The Notes pay a quarterly Contingent Coupon (set at least 12.00% per annum on the Trade Date) only when each Underlier is at or above its Coupon Barrier (75% of Initial Underlier Value). The Notes are callable on quarterly Call Observation Dates if each Underlier is at or above its Initial Underlier Value; failure to be called and a Final Underlier Value below the Downside Threshold (60% of Initial Underlier Value) for any Underlier exposes investors to full downside equal to the negative return of the Least Performing Underlier. Estimated initial value at pricing is $9.97 per Note (not less than $9.67), and all payments remain subject to BMO credit risk.
Bank of Montreal priced US$2,048,000 in Senior Medium-Term Notes, Series K: autocallable barrier notes with memory coupons linked to the least performing of AMZN, GOOG (Class C) and NVDA. The notes pay a contingent monthly coupon of 1.0417% per month (≈12.50% per annum) if observation conditions are met and may autocalL beginning October 21, 2026.
At maturity on April 24, 2029, if not autocalled, repayment is based on the least performing reference asset; a Trigger Event (Final Level below the 50% Trigger Level) can reduce principal pro rata. The estimated initial value on the pricing date was $978.97 per $1,000.
Bank of Montreal priced US$1,910,000 Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Memory Coupons due April 24, 2029, linked to the least performing of the NASDAQ-100, Russell 2000 and the Dow Jones Industrial Average. The notes pay a contingent coupon of 2.025% per quarter (approximately 8.10% per annum) when each reference asset is at or above its coupon barrier on an Observation Date and include a Memory Coupon feature. The notes may be automatically redeemed beginning on October 21, 2026 if each reference asset is at or above its Call Level (100% of initial levels). At maturity, if a Trigger Event has occurred (any final level below its Trigger Level of 65.00% of initial level), payment equals $1,000 plus the percentage change of the least performing reference asset, which could be less than principal and may be zero. Pricing Date was April 21, 2026; estimated initial value on that date was $967.60 per $1,000. Price to public was 100% and Agent's commission was 2.35%.
Bank of Montreal (BMO) priced US$670,000 of Senior Medium-Term Notes, Series K — Autocallable Barrier Notes with Contingent Coupons due April 24, 2031, linked to the least performing of the Russell 2000® Index (RTY) and the Nasdaq-100 Technology Sector Index (NDXT). The notes pay a contingent quarterly coupon of 2.6925% (≈10.77% per annum) when both reference assets are at or above 80% coupon barriers on observation dates and are subject to automatic redemption beginning April 21, 2027 if both references are at or above their call levels. At maturity, if not auto‑redeemed and if a Trigger Event occurs (least performing reference below 80% of initial level), principal is reduced proportionally to the least performing reference. The estimated initial value was $948.42 per $1,000 on the pricing date.