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Bristol Myers Squibb’s Shanahan receives 6,281 shares

The installment was one-third of the restricted stock units granted on November 1, 2024, with 3,213 shares withheld for taxes.

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Form Type
4

Rhea-AI Filing Summary

At Bristol Myers Squibb (BMY), EVP, Chief Supply Chain & Ops Karin Shanahan reported vesting of 6,281 restricted stock units on November 1, 2026, converting into 6,281 common shares. The vesting was one-third of units granted on November 1, 2024. 3,213 shares were withheld for taxes at a reported $62.48 per share; no Rule 10b5-1 plan is reported.

Insider Shanahan Karin
Role EVP, Chief Supply Chain & Ops
Type Security Shares Price Value
Exercise Restricted Stock Units F4, F5 6,281 $0.00 $0.00
Exercise Common Stock, $0.10 par value F1 6,281 $0.00 $0.00
Tax Withholding Common Stock, $0.10 par value F2 3,213 $62.48 $201K
Holding Common Stock, $0.10 par value F3 -- -- --
Holdings After Transaction: Restricted Stock Units — 6,281 contracts (Direct); Common Stock, $0.10 par value — 28,956 shares (Direct); Common Stock, $0.10 par value — 1,457.717 shares (Indirect, BMS Savings and Investment Program)
Footnotes (5)
  1. F1. Represents vesting of one-third of restricted stock units granted on November 1, 2024.
  2. F2. Shares withheld for payment of taxes upon vesting of awards.
  3. F3. Based on recent 401(k) plan statement.
  4. F4. Each restricted stock unit converts into one share of common stock upon vesting.
  5. F5. The restricted stock units vest in three equal annual installments beginning on November 1, 2025.
Restricted stock units vested 6,281 units November 1, 2026
Common shares acquired upon vesting 6,281 shares November 1, 2026
Shares withheld for taxes 3,213 shares Upon vesting on November 1, 2026
Reported price per share $62.48 per share Shares withheld for taxes upon vesting
Indirect common shares in BMS Savings and Investment Program 1,457.717 shares Based on a recent 401(k) plan statement
restricted stock units financial
"vesting of one-third of restricted stock units granted"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
annual installments financial
"vest in three equal annual installments"
BMS Savings and Investment Program financial
"Based on recent 401(k) plan statement"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares were withheld for taxes from Karin Shanahan's BMY award?

Karin Shanahan had 3,213 common shares withheld for taxes upon vesting, at a reported price of $62.48 per share. The vesting involved one-third of restricted stock units granted on November 1, 2024.

What BMY shares did Karin Shanahan hold indirectly?

The ownership entry lists 1,457.717 Bristol Myers Squibb common shares held indirectly through the BMS Savings and Investment Program. The entry is based on a recent 401(k) plan statement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shanahan Karin

(Last)(First)(Middle)
BRISTOL-MYERS SQUIBB COMPANY
ROUTE 206 AND PROVINCE LINE ROAD

(Street)
PRINCETON NEW JERSEY 08543

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BRISTOL MYERS SQUIBB CO [ BMY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, Chief Supply Chain & Ops
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $0.10 par value11/01/2026M6,281(1)A$032,169D
Common Stock, $0.10 par value11/01/2026F3,213(2)D$62.4828,956D
Common Stock, $0.10 par value1,457.717(3)IBMS Savings and Investment Program
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(4)11/01/2026M6,281 (5)11/01/2027Common Stock, $0.10 par value6,281$06,281D
Explanation of Responses:
1. Represents vesting of one-third of restricted stock units granted on November 1, 2024.
2. Shares withheld for payment of taxes upon vesting of awards.
3. Based on recent 401(k) plan statement.
4. Each restricted stock unit converts into one share of common stock upon vesting.
5. The restricted stock units vest in three equal annual installments beginning on November 1, 2025.
Remarks:
/s/ Amy Fallone, attorney-in-fact for Karin Shanahan11/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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