Bank Nova Scotia SEC Filings

Bank of Nova Scotia filed a preliminary 424B2 pricing supplement for senior unsecured Market Linked Securities tied to the common stock of Oklo Inc. (OKLO), featuring an auto-call and contingent coupon with memory, maturing on November 20, 2026.

Each security has a $1,000 face amount and pays a monthly contingent coupon only if the stock closes at or above the coupon threshold, set at 50% of the starting price. The contingent coupon rate will be at least 32.00% per annum. From May 2026 to October 2026, the notes are automatically called if the stock closes at or above the starting price, returning face value plus the applicable coupon(s).

If not called, principal is repaid in full only if the final stock price is at or above the downside threshold (50% of the starting price); otherwise investors lose more than 50%, up to all principal. The Bank’s estimated value is $880.00–$900.55 per $1,000. Per-security economics: original offering price $1,000, agent discount $15.75, proceeds to issuer $984.25. The notes are not listed and are subject to the credit risk of BNS.

Bank of Nova Scotia (BNS) filed a preliminary 424(b)(2) pricing supplement for Autocallable Trigger Notes linked to the least performing of the Nasdaq‑100 and Russell 2000. The notes pay no interest and may be automatically called on the call observation date (expected November 27, 2026) if each index is at or above its initial level, returning $1,000 plus a call premium (expected to be at least 14.30%) per $1,000 note on the call payment date.

If not called, the maturity payout (expected December 1, 2027) depends on the least performing index: gains equal 250.00% of that index’s positive return; if any index is ≤ its initial level but each is ≥ 75.00% of its initial level, principal is returned; if any index is < 75.00% of its initial level, losses match the least performer’s decline, up to full loss of principal. The initial estimated value is expected between $900.00 and $930.00 per $1,000 note. Underwriting commissions are up to 0.80% with proceeds to BNS of at least 99.20%. The notes are unsecured obligations of BNS, not FDIC or CDIC insured, and will not be listed.

The Bank of Nova Scotia filed a preliminary 424(b)(2) pricing supplement for Capped Buffered Enhanced Participation Basket‑Linked Notes due December 10, 2026. The notes are tied to an equally weighted basket of AMD, Arm (ADS), NVIDIA, Palo Alto Networks, Snowflake, and Vertiv.

The payoff offers 200.00% participation in basket gains, capped at a maximum payment of $1,200.00 per $1,000 principal (equivalent to gains up to 10%). A 15.00% buffer protects principal only to that threshold; if the basket falls more than 15%, losses match the decline beyond the buffer, up to 85.00% of principal. The notes pay no interest, are unsecured and unsubordinated, and will not be listed. The initial estimated value is expected between $900.00 and $930.00 per $1,000. Underwriting commissions are up to 1.93%. Any payment is subject to the issuer’s creditworthiness.

The Bank of Nova Scotia filed a preliminary pricing supplement for unsecured Digital Notes linked to the EURO STOXX 50 Index. The notes pay no interest and the payment at maturity (expected about 24 to 27 months after trade date) depends on index performance.

If the final index level is at or above 85.00% of the initial level, holders receive the maximum payment amount, expected to be between $1,143.30 and $1,168.50 per $1,000. If the final level is below 85.00%, the payout declines with an accelerated downside: approximately 1.1765% loss for every 1% drop beyond the 15.00% threshold, up to a total loss of principal.

The initial estimated value is expected between $952.50 and $982.50 per $1,000, less than the original issue price due to internal funding and hedging costs. The notes are senior unsecured obligations of the Bank, not insured by CDIC/FDIC, will not be listed, and any payment is subject to the Bank’s creditworthiness. The table indicates 100.00% proceeds to the Bank and 0.00% underwriting commissions at issuance. A tax redemption feature may apply if tax law changes increase required additional amounts.

The Bank of Nova Scotia is offering Contingent Income Auto-Callable Securities linked to Tesla, Inc. (TSLA) under its Senior Note Program, Series A. The notes pay a contingent quarterly coupon of $40.90 per $1,000 (equivalent to 16.36% per annum) for each determination date on which Tesla’s closing price is at or above 50.00% of the initial share price (the downside threshold). If Tesla’s price on any non-final determination date is at or above 100.00% of the initial share price (the call threshold), the notes are automatically redeemed for $1,000 plus the applicable coupon. Pricing is expected on October 31, 2025, with maturity on or about November 3, 2028.

These are principal-at-risk unsecured obligations of BNS. If the final share price is below the downside threshold, repayment is reduced 1-for-1 with Tesla’s decline, and you could lose most or all principal. The issue price is $1,000 per note; fees total $22.50 per $1,000 (sales commission and structuring), implying $977.50 in proceeds to BNS per note. The estimated value on the pricing date is expected between $934.56 and $964.56. The securities will not be listed and all payments are subject to BNS credit risk.

Bank of Nova Scotia priced Market Linked Securities linked to Dell Technologies common stock under its Senior Note Program. These auto-callable, contingent coupon notes pay a 13.00% per annum coupon monthly, if and only if Dell’s stock closes on each calculation day at or above the coupon threshold price of $97.2335 (65% of the starting price). The notes may be automatically called on any monthly calculation day from April 2026 to September 2026 if Dell’s stock closes at or above the starting price of $149.59, returning face amount plus the final coupon.

If not called, at maturity on October 22, 2026 investors receive $1,000 only if the ending price is at or above the downside threshold of $97.2335; otherwise, repayment is $1,000 times the performance factor, resulting in losses greater than 35% and potentially total loss of principal. The Bank’s estimated value is $946.31 per $1,000. Per-security economics: offering price $1,000, agent discount $15.75, proceeds to issuer $984.25 (aggregate proceeds $207,676.75 on a $211,000 offering). Payments are subject to the credit risk of Bank of Nova Scotia; the notes are not listed and are not insured.

The Bank of Nova Scotia priced $5,306,000 Autocallable Contingent Coupon Trigger Notes linked to Charter Communications, Inc. common stock. The notes pay a $12.00 contingent coupon per $1,000 monthly if Charter’s closing price is at or above 58.00% of the $255.34 initial price on each observation date. The notes may be automatically called if, on any call observation date from April to October 2026, the stock closes at or above the initial price; if called, investors receive $1,000 plus the coupon for that date.

If not called, at maturity on November 19, 2026 investors receive $1,000 plus the final coupon if the final price is at or above the 58.00% trigger. If below the trigger, the payoff is $1,000 + ($1,000 × reference asset return), resulting in a 1% loss for each 1% decline from the initial price, up to total loss. The initial estimated value is $972.45 per $1,000. Underwriting/structuring total 2.15% ($114,079), with proceeds to the issuer of 97.85% ($5,191,921). The notes are unsecured obligations of BNS and will not be listed.

The Bank of Nova Scotia (BNS) is offering $6,139,000 of Trigger Performance Leveraged Upside Securities (Trigger PLUS) linked to an unequally weighted basket of five international equity indices, maturing on November 3, 2028. These senior unsecured notes pay no interest and return principal only under specific conditions: at maturity, if the final basket value is above the initial value, holders receive $1,000 plus 146.25% of the basket’s positive return; if the final value is at or below the initial value but at or above the 80% trigger level, holders receive $1,000; if below the trigger, repayment is reduced 1% for each 1% decline, up to total loss.

The basket weights are: EURO STOXX 50 40.00%; TOPIX 25.00%; FTSE 100 17.50%; Swiss Market Index 10.00%; S&P/ASX 200 7.50%. The issue price is $1,000 per note; estimated value on the pricing date is $953.50 per $1,000. Commissions and fees total $30 per $1,000 ($25 sales commission and $5 structuring fee), resulting in $5,954,830 in proceeds to BNS. The notes are not listed, provide no dividends or coupons, and all payments are subject to BNS credit risk.

The Bank of Nova Scotia is offering unsecured, unsubordinated Autocallable Notes linked to the Russell 2000 Index under a 424(b)(2) pricing supplement. The notes pay no interest, may be automatically called if the index closes at or above the initial level on designated observation dates (first expected ~12–14 months after trade, second ~26 months), and otherwise mature after ~39 months.

If called, holders receive $1,000 plus an applicable call premium. If held to maturity and the index is at or above the initial level, holders receive a maximum payment amount expected between $1,333.60 and $1,391.20 per $1,000. If the final level is below the initial level, repayment is reduced one-for-one with the index decline, down to a total loss of principal. Payments are subject to the issuer’s credit.

The initial estimated value is expected between $918.80 and $948.80 per $1,000, reflecting internal funding and hedging. Per-note economics list underwriting commissions of 3.32% and proceeds to the issuer of 96.68%. The notes will not be listed, offer price return only (no dividends), and proceeds are for general corporate purposes. They are not insured by the CDIC or FDIC.