STOCK TITAN

BNY Mellon (NYSE: BNY) calls Series H preferred stock and Depositary Shares

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation will redeem all outstanding shares of its Series H Noncumulative Perpetual Preferred Stock and the related depositary shares. There are 5,825 preferred shares and 582,500 Depositary Shares outstanding.

The redemption date will be June 20, 2026, with cash payment of the $1,000 per Depositary Share redemption price made on June 22, 2026. After the redemption date, these securities will no longer be outstanding and dividends on the Series H Preferred Stock represented by the Depositary Shares will stop accruing.

Positive

  • None.

Negative

  • None.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Series H preferred shares outstanding 5,825 shares Outstanding Series H Noncumulative Perpetual Preferred Stock to be redeemed
Depositary Shares outstanding 582,500 Depositary Shares Each represents 1/100th of a Series H preferred share
Redemption price per Depositary Share $1,000 per Depositary Share Cash Redemption Payment for each Depositary Share
Redemption price per preferred share $100,000 per preferred share Equivalent value per share of Series H Preferred Stock
Assets under custody/administration $59.4 trillion Assets under custody and/or administration as of March 31, 2026
Assets under management $2.1 trillion Assets under management as of March 31, 2026
Redemption Date June 20, 2026 Date on which Series H preferred and Depositary Shares are redeemed
Payment Date June 22, 2026 Business day when Redemption Payment will be made
Noncumulative Perpetual Preferred Stock financial
"its Series H Noncumulative Perpetual Preferred Stock (the “Series H Preferred Stock”)"
A noncumulative perpetual preferred stock is a type of equity that pays regular dividends indefinitely but has no maturity date, and if the issuer skips a dividend payment those missed payments are not owed later. It sits above common shares in priority for income and liquidation, so it can offer steady income like a bond while still carrying equity risk. Investors should note the permanent nature and the risk that skipped dividends are permanently lost, making yield and issuer stability key considerations.
Depositary Shares financial
"all of the corresponding depositary shares (“Depositary Shares”), each representing a 1/100th interest"
Depositary shares are tradable certificates that represent a fractional piece of a larger security held by a third-party bank, like owning a slice of a single big pie instead of the whole pie. They let companies issue and investors buy smaller, more affordable portions of preferred stock or other instruments; holders usually receive proportional dividends and market pricing similar to ordinary shares, but may have limited voting rights and different liquidity or tax implications, which can affect income and resale value.
Redemption Date financial
"on June 20, 2026 (the “Redemption Date”)"
The redemption date is the specific day when a debt-like security (such as a bond, preferred share, or certificate) must be repaid by the issuer and the investor receives the principal plus any final interest or dividends. It matters to investors because it tells when cash will return, shapes the effective return and price of the security, and creates reinvestment and timing considerations—like knowing when a loan is due so you can plan what to do with the returned money.
assets under custody and/or administration financial
"BNY oversees $59.4 trillion in assets under custody and/or administration"
Assets under custody and/or administration are the financial holdings a bank or services firm physically safeguards (custody) or keeps track of and manages paperwork for (administration) on behalf of clients. Think of custody as a secure vault holding valuables and administration as the record-keeper who tallies transactions and handles statements. Investors watch this number because larger balances usually mean steady fee income, scale advantages and market trust, while declines can signal revenue pressure or client flight.
assets under management financial
"and $2.1 trillion in assets under management"
Assets under management (AUM) is the total value of all the investments that a financial company or fund is responsible for overseeing on behalf of its clients. It’s like a big bucket that shows how much money the firm is managing for people or organizations. A higher AUM often indicates a larger, more trusted company, and it can influence how much money they earn and the services they can offer.
Depository Trust Company financial
"will be redeemed in accordance with the applicable procedures of The Depository Trust Company"
A central securities depository that holds stocks, bonds and other securities in electronic form and handles the transfer and finalizing of trades between brokerages. For investors it acts like a secure electronic vault and central bookkeeping hub that speeds transactions, reduces the chance of lost or duplicated certificates, and determines whether holdings are eligible for trading, dividends and other corporate actions through your broker.

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FAQ

What did BNY (BNY) announce about its Series H preferred stock?

BNY announced it will redeem all Series H preferred stock and related Depositary Shares. The company plans to call 5,825 Series H preferred shares and 582,500 Depositary Shares, fully retiring this preferred class and ending future dividends on these securities after the redemption date.

How many BNY (BNY) Series H Depositary Shares will be redeemed?

BNY will redeem 582,500 Depositary Shares tied to its Series H preferred stock. Each Depositary Share represents a 1/100th interest in one Series H preferred share, and all outstanding Depositary Shares will be called and paid out in cash under the announced terms.

What is the redemption price for BNY (BNY) Series H Depositary Shares?

Each BNY Series H Depositary Share will be redeemed for $1,000 in cash. This redemption price equals $100,000 per share of Series H Noncumulative Perpetual Preferred Stock, with the cash Redemption Payment made on the business day following the stated redemption date.

When is the redemption and payment date for BNY (BNY) Series H preferred stock?

The redemption date is June 20, 2026, with payment on June 22, 2026. June 20 is the dividend payment date and marks when the securities cease to be outstanding, while the cash Redemption Payment will be delivered on the next business day.

Will BNY (BNY) continue paying dividends on the Series H preferred stock after redemption?

No, dividends on the Series H preferred stock will stop after the redemption date. Once the Series H preferred shares and related Depositary Shares are redeemed, they will no longer be deemed outstanding and dividend accrual on those securities will end.

How large is BNY’s business in terms of assets under custody and management?

BNY oversees $59.4 trillion in assets under custody or administration and $2.1 trillion in assets under management. These figures, reported as of March 31, 2026, highlight the company’s significant scale across global financial markets and client segments.
Bank of New York Mellon Corp 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York false 0001390777 0001390777 2026-06-12 2026-06-12 0001390777 us-gaap:CommonStockMember 2026-06-12 2026-06-12 0001390777 bk:M6.244FixedToFloatingRateNormalPreferredCapitalSecuritiesOfMellonCapitalIvFullyAndUnconditionallyGuaranteedByTheBankOfNewYorkMellonCorporationMember 2026-06-12 2026-06-12 0001390777 bk:DepositarySharesEachRepresentingA14000thInterestInAShareOfSeriesKNoncumulativePerpetualPreferredStockMember 2026-06-12 2026-06-12
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 12, 2026

 

 

THE BANK OF NEW YORK MELLON CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-35651   13-2614959

(State or other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

240 Greenwich Street

New York, New York

  10286
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 495-1784

Not Applicable

(Former name or former address if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading
Symbol(s)

 

Name of each exchange

on which registered

Common Stock, $0.01 par value   BNY   New York Stock Exchange
6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York Mellon Corporation)   BNY/P   New York Stock Exchange
Depositary Shares, each representing a 1/4,000th interest in a share of Series K Noncumulative Perpetual Preferred Stock   BNY PRK   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


ITEM 8.01.

OTHER EVENTS.

On June 12, 2026, The Bank of New York Mellon Corporation issued a press release announcing that it will redeem 5,825 shares of its Series H Noncumulative Perpetual Preferred Stock (the “Series H Preferred Stock”) and all of the corresponding depositary shares (the “Depositary Shares”), each representing a 1/100th interest in a share of the Series H Preferred Stock, on June 20, 2026 (the “Redemption Date”). A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.

 

ITEM 9.01.

FINANCIAL STATEMENTS AND EXHIBITS.

(d) EXHIBITS

 

Exhibit

Number

  

Description

99.1    Press release dated June 12, 2026.
104    Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

The Bank of New York Mellon Corporation

(Registrant)

Date: June 12, 2026     By:  

/s/ Jean Weng

    Name:   Jean Weng
    Title:   Secretary

Exhibit 99.1

BNY Announces Redemption of 582,500 Depositary Shares, Each Representing a 1/100th Interest in a Share of its Series H Noncumulative Perpetual Preferred Stock

NEW YORK, June 12, 2026 /PRNewswire/ — The Bank of New York Mellon Corporation (“BNY”) (NYSE: BNY), a global financial services company, today announced that it will redeem all outstanding shares of its Series H Noncumulative Perpetual Preferred Stock (the “Series H Preferred Stock”) and all of the corresponding depositary shares (“Depositary Shares”), each representing a 1/100th interest in a share of the Series H Preferred Stock. There are currently 5,825 shares of Series H Preferred Stock and 582,500 Depositary Shares outstanding.

The redemption date for the Series H Preferred Stock and the Depositary Shares will be the dividend payment date on June 20, 2026 (the “Redemption Date”) and payment of the Redemption Payment (as defined below) will be made on June 22, 2026, the first business day following the Redemption Date (the “Payment Date”). The redemption price for the Depositary Shares will equal $1,000 per Depositary Share (equivalent to $100,000 per share of Series H Preferred Stock) (the “Redemption Payment”). The Redemption Payment does not include the dividend payment that will be payable on the Payment Date to holders of record on the record date for such dividend payment. On and after the Redemption Date, the Series H Preferred Stock and the Depositary Shares will no longer be deemed outstanding and dividends in respect of the Series H Preferred Stock represented by the Depositary Shares will no longer accrue.

Simultaneously with the redemption of the Series H Preferred Stock, the outstanding Depositary Shares will be redeemed in accordance with the applicable procedures of The Depository Trust Company (“DTC”), for an amount per Depositary Share equal to the Redemption Payment. All Depositary Shares are held in book-entry form through DTC and will be redeemed in accordance with the procedures of DTC.

Computershare Inc. and Computershare Trust Company, N.A., jointly, are the depositary (the “Depositary”), and Computershare Trust Company, N.A., is the transfer agent and registrar for the Series H Preferred Stock and the Depositary Shares. The Depositary’s address and telephone number are as follows:

First Class/Registered/Certified

Computershare Trust Company, N.A.

Attn: Corporate Actions, BNY Redemption Series H

150 Royall Street, Suite 101

Canton, MA 02021

 

1-800-546-5141 or 1-781-575-2765

Investors in the Depositary Shares should contact the bank or broker through which they hold a beneficial interest in the Depositary Shares for information about obtaining the Redemption Payment for the Depositary Shares in which they have a beneficial interest.

About BNY

BNY is a global financial services platforms company at the heart of the world’s capital markets. For more than 240 years BNY has partnered alongside clients, using its expertise and platforms to help them operate more efficiently and accelerate growth. Today BNY serves over 90% of Fortune 100 companies and nearly all the top 100 banks globally. BNY supports governments in funding local projects and works with over 90% of the top 100 pension plans to safeguard investments for millions of individuals. As of March 31, 2026, BNY oversees $59.4 trillion in assets under custody and/or administration and $2.1 trillion in assets under management.

BNY is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BNY). Headquartered in New York City, BNY has been named among Fortune’s World’s Most Admired Companies and Fast Company’s Best Workplaces for Innovators. Additional information is available on www.bny.com. Follow on LinkedIn or visit the BNY Newsroom for the latest company news.


Contacts:

Media

Anneliese Diedrichs

+1 646 468 6026

anneliese.diedrichs@bny.com

Analysts

Marius Merz

+1 212 298 1480

marius.merz@bny.com

SOURCE BNY

Filing Exhibits & Attachments

5 documents