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Bank of New York Mellon Corp (BNY) filed an amended Schedule 13G reporting its beneficial ownership in the First Trust Horizon Managed Volatility Small/Mid ETF, a series of First Trust Exchange-Traded Fund III. The filing shows beneficial ownership of 2 shares with 0.0% of the outstanding class, with sole voting and dispositive power over those 2 shares.
The report is made by The Bank of New York Mellon Corporation and related subsidiaries, which expressly state that the filing should not be construed as an admission that they are beneficial owners of any securities for purposes of Sections 13(d) or 13(g). The position represents ownership of 5 percent or less of the ETF’s shares.
Bank of New York Mellon Corp (BNY) filed Amendment No. 5 to a Schedule 13G to report its beneficial ownership in the First Trust Horizon Managed Volatility Domestic ETF, a series of First Trust Exchange-Traded Fund III. The Bank of New York Mellon Corporation is reported as beneficially owning 448 shares, representing 0.0% of the ETF’s outstanding shares as of August 31, 2026. Subsidiaries BNY Mellon IHC, LLC, MBC Investments Corp, and BNY Mellon Advisors, Inc. each report 447 shares with sole voting and dispositive power. The filing states that the ownership is 5 percent or less of the class and includes language that it should not be construed as an admission that The Bank of New York Mellon Corporation or its subsidiaries are beneficial owners for Section 13(d) or 13(g) purposes.
Bank of New York Mellon Corp (BNY) reported that Senior Executive VP Jose Minaya sold a total of 3,520 shares of common stock on August 27, 2026 in open-market transactions pursuant to a Rule 10b5-1 trading plan adopted May 20, 2026. The sales were executed in two tranches at weighted average prices within disclosed price ranges.
Bank of New York Mellon Corp (BNY) received a notice that officer Jose Minaya intends to sell common stock under Rule 144. Up to 10,560 shares are planned for sale through J.P. Morgan Securities LLC on the NYSE, beginning on or around 08/27/2026.
The shares relate to restricted stock units scheduled to vest in 2026, including 5,400 shares vesting on 02/15/2026 and 5,160 shares vesting on 02/28/2026, both described as compensation. The filing states the shares will be sold on the notice date or within three months from that date.
Bank of New York Mellon Corp (symbol: BNY) is the issuer of record for a Form 8-K filing submitted to the SEC.
Bank of New York Mellon Corp (BNY) reports that Vikram Malhotra, identified as a director, has filed an initial ownership statement. The filing states that no securities of Bank of New York Mellon Corp are currently beneficially owned, with reported holdings of 0 shares following the reported position. An exhibit to the filing includes a Power of Attorney.
The Bank of New York Mellon Corporation added to its governance depth by electing Vikram “Vik” Malhotra as an independent director, effective October 1, 2026. With his appointment, the Board will have 12 directors, 11 of whom are independent. Malhotra is a senior partner at McKinsey & Company, where he has served since 1986 and held leadership roles including Chairman of the Americas and membership on McKinsey’s Shareholders Council. He brings extensive experience in banking and financial services, as well as broader governance and advisory roles at institutions such as the Wharton Advisory Board and Asia Society. As of June 30, 2026, BNY oversees $62.6 trillion in assets under custody and/or administration and $2.2 trillion in assets under management, underscoring the scale at which the enhanced Board will operate.
The Bank of New York Mellon Corporation issued three tranches of senior notes on August 12, 2026. These include $300,000,000 of Floating Rate Callable Senior Medium-Term Notes Series J due 2030, $1,200,000,000 of 4.755% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2030, and $1,000,000,000 of 5.182% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2034. The notes were issued under an effective Form S-3 registration statement. A legal opinion and related consent from Sullivan & Cromwell LLP were filed as exhibits and incorporated by reference into that registration.
The Bank of New York Mellon Corporation filed Amendment No. 7 to its Schedule 13G regarding SSGA Active Trust, specifically the State Street DoubleLine Emerging Markets Fixed Income ETF. The filing shows that BNY Mellon and its listed subsidiaries each report 0.00 shares beneficially owned and 0.0% of the class.
For each reporting entity, the filing lists no sole or shared voting power and no sole or shared dispositive power over the ETF’s shares. The ownership section confirms that the group now holds 5 percent or less of the class, with the cover data indicating no current beneficial ownership. The company also states that this filing should not be construed as an admission that BNY Mellon or its subsidiaries are beneficial owners for purposes of Section 13(d) or 13(g).
Bank of New York Mellon Corp executive J Kevin McCarthy, SEVP & General Counsel, reported a bona fide gift of 249 shares of common stock on August 5, 2026. The transfer carried no sale price, and he now holds 49,988.607 shares directly. The Rule 10b5-1 trading-plan box was not checked.