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Bank of New York Mellon Corp SEC Filings

BNY NYSE

Welcome to our dedicated page for Bank of New York Mellon SEC filings (Ticker: BNY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Bank of New York Mellon's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Bank of New York Mellon's regulatory disclosures and financial reporting.

Rhea-AI Summary

The Bank of New York Mellon Corporation added to its governance depth by electing Vikram “Vik” Malhotra as an independent director, effective October 1, 2026. With his appointment, the Board will have 12 directors, 11 of whom are independent. Malhotra is a senior partner at McKinsey & Company, where he has served since 1986 and held leadership roles including Chairman of the Americas and membership on McKinsey’s Shareholders Council. He brings extensive experience in banking and financial services, as well as broader governance and advisory roles at institutions such as the Wharton Advisory Board and Asia Society. As of June 30, 2026, BNY oversees $62.6 trillion in assets under custody and/or administration and $2.2 trillion in assets under management, underscoring the scale at which the enhanced Board will operate.

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Rhea-AI Summary

The Bank of New York Mellon Corporation issued three tranches of senior notes on August 12, 2026. These include $300,000,000 of Floating Rate Callable Senior Medium-Term Notes Series J due 2030, $1,200,000,000 of 4.755% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2030, and $1,000,000,000 of 5.182% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2034. The notes were issued under an effective Form S-3 registration statement. A legal opinion and related consent from Sullivan & Cromwell LLP were filed as exhibits and incorporated by reference into that registration.

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Rhea-AI Summary

The Bank of New York Mellon Corporation filed Amendment No. 7 to its Schedule 13G regarding SSGA Active Trust, specifically the State Street DoubleLine Emerging Markets Fixed Income ETF. The filing shows that BNY Mellon and its listed subsidiaries each report 0.00 shares beneficially owned and 0.0% of the class.

For each reporting entity, the filing lists no sole or shared voting power and no sole or shared dispositive power over the ETF’s shares. The ownership section confirms that the group now holds 5 percent or less of the class, with the cover data indicating no current beneficial ownership. The company also states that this filing should not be construed as an admission that BNY Mellon or its subsidiaries are beneficial owners for purposes of Section 13(d) or 13(g).

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Rhea-AI Summary

Bank of New York Mellon Corp executive J Kevin McCarthy, SEVP & General Counsel, reported a bona fide gift of 249 shares of common stock on August 5, 2026. The transfer carried no sale price, and he now holds 49,988.607 shares directly. The Rule 10b5-1 trading-plan box was not checked.

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Rhea-AI Summary

The Bank of New York Mellon Corporation reported net income applicable to common shareholders of $1,696 million and diluted EPS of $2.45 for the quarter ended June 30, 2026, up from $1,391 million and $1.93 a year earlier. Total revenue rose to $5,698 million, driven by higher fee and net interest income, and the pre-tax operating margin reached 39.8% with an effective tax rate of 21.0%.

Fee and other revenue grew 11% to $4,252 million, led by investment services fees, investment management and performance fees, and foreign exchange revenue. Net interest income increased 20% to $1,446 million as securities were reinvested at higher yields and average interest-earning assets expanded. Assets under custody and/or administration were $62.6 trillion and assets under management $2.2 trillion, both higher than June 30, 2025.

Credit quality indicators were stable, with an $8 million benefit from the provision for credit losses and nonperforming assets of $33 million. The standardized Common Equity Tier 1 ratio was 11.0%, the liquidity coverage ratio 111%, and the company returned $1.5 billion to common shareholders, including $1.1 billion of common share repurchases and a 19% increase in the quarterly dividend from $0.53 to $0.63 per share, expected to be paid on Aug. 7, 2026.

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Bank of New York Mellon Corp Chief Financial Officer Dermot McDonogh reported transferring 31,800 shares of Common Stock on July 29, 2026 as a bona fide gift to a family trust, leaving 248,727.25 shares held directly. The family trust then sold 31,800 shares in open-market transactions at weighted average prices, with actual sale prices ranging from $153.35 to $157.18 per share.

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Rhea-AI Summary

The Bank of New York Mellon Corporation established and issued its Series N Noncumulative Perpetual Preferred Stock, with a $100,000 liquidation preference per share and $0.01 par value. A Certificate of Designations filed in Delaware on July 22, 2026 defines the rights and preferences of this series.

On July 16, 2026, the company entered into an underwriting agreement for a public offering of 500,000 depositary shares, each representing a 1/100th interest in a share of Series N Preferred Stock. The depositary shares were issued under a Deposit Agreement dated July 23, 2026 with Computershare Inc. and Computershare Trust Company, N.A. Upon issuance of the Series N Preferred Stock, the company’s ability to declare or pay dividends on, or repurchase, common stock and other junior securities becomes subject to restrictions whenever dividends on the Series N Preferred Stock for the preceding dividend period are not declared and paid or set aside.

The current report also makes the underwriting agreement, Certificate of Designations, Deposit Agreement, related forms of certificates, and a legal opinion of Sullivan & Cromwell LLP exhibits to an existing Form S-3 registration statement, incorporating them by reference.

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The Bank of New York Mellon Corporation is offering 500,000 depositary shares, each representing a 1/100th interest in a share of Series N Noncumulative Perpetual Preferred Stock, at $1,000 per depositary share, for total proceeds of $500,000,000 before expenses.

The preferred carries a 6.150% fixed dividend on the $100,000 liquidation preference per share (equivalent to $1,000 per depositary share) to, but excluding, September 20, 2031, and then resets every five years to the five-year U.S. Treasury rate + 1.868%. Dividends are discretionary and noncumulative, payable quarterly starting December 20, 2026, only when declared and subject to regulatory and capital rules.

The Series N Preferred Stock is perpetual, ranks junior to all debt and senior to common stock in liquidation, and is redeemable at $100,000 per share / $1,000 per depositary share on or after September 20, 2031, or within 90 days of a Regulatory Capital Treatment Event, in each case with Federal Reserve approval. Neither the preferred nor the depositary shares will be listed on an exchange. Net proceeds of about $494.69 million are intended for general corporate purposes, including capital actions and funding of subsidiaries.

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FAQ

How many Bank of New York Mellon (BNY) SEC filings are available on StockTitan?

StockTitan tracks 20 SEC filings for Bank of New York Mellon (BNY), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Bank of New York Mellon (BNY)?

The most recent SEC filing for Bank of New York Mellon (BNY) was filed on August 13, 2026.