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Bank of New York Mellon (NYSE: BNY) CFO gifts 31,800 shares to family trust

(Very High)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Bank of New York Mellon Corp Chief Financial Officer Dermot McDonogh reported transferring 31,800 shares of Common Stock on July 29, 2026 as a bona fide gift to a family trust, leaving 248,727.25 shares held directly. The family trust then sold 31,800 shares in open-market transactions at weighted average prices, with actual sale prices ranging from $153.35 to $157.18 per share.

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Insights

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Insider McDonogh Dermot
Role Chief Financial Officer
Sold 31,800 shs ($4.94M)
Type Security Shares Price Value
Gift Common Stock F1 31,800 $0.00 $0.00
Gift Common Stock F1 31,800 $0.00 $0.00
Sale Common Stock F2 9,000 $153.7849 $1.38M
Sale Common Stock F3 5,297 $154.8973 $820K
Sale Common Stock F4 10,303 $155.7601 $1.60M
Sale Common Stock F5 7,200 $156.677 $1.13M
Holdings After Transaction: Common Stock — 248,727.25 shares (Direct); Common Stock — 0 shares (Indirect, By Family Trust)
Footnotes (5)
  1. F1. The reporting person contributed shares of Common Stock to a family trust.
  2. F2. Represents the weighted average price of shares sold with actual prices ranging from $153.35 to $154.26. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold by the family trust at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
  3. F3. Represents the weighted average price of shares sold with actual prices ranging from $154.41 to $155.38.
  4. F4. Represents the weighted average price of shares sold with actual prices ranging from $155.45 to $156.43.
  5. F5. Represents the weighted average price of shares sold with actual prices ranging from $156.45 to $157.18.
Gifted shares to family trust 31,800 shares Common Stock contributed as a bona fide gift to a family trust on July 29, 2026
Direct holdings after gift 248,727.25 shares Common Stock held directly by Dermot McDonogh after contributing 31,800 shares to the family trust
Trust sale tranche 1 9,000 shares at $153.7849 per share Indirect sale by family trust on July 29, 2026; weighted average price with actuals from $153.35 to $154.26
Trust sale tranche 2 5,297 shares at $154.8973 per share Indirect sale by family trust; weighted average price with actuals from $154.41 to $155.38
Trust sale tranche 3 10,303 shares at $155.7601 per share Indirect sale by family trust; weighted average price with actuals from $155.45 to $156.43
Trust sale tranche 4 7,200 shares at $156.6770 per share Indirect sale by family trust; weighted average price with actuals from $156.45 to $157.18
Gift transactions reported 2 Two bona fide gift transactions (one disposition from direct holdings, one acquisition by family trust)
bona fide gift regulatory
"Transaction code G is described as a bona fide gift of Common Stock."
A bona fide gift is a genuine, voluntary transfer of money, property, or benefits from one party to another made without expectation of repayment, services, or hidden conditions. Investors care because such gifts can affect company disclosures, related‑party transaction rules, tax treatment, and perceived conflicts of interest; think of it like someone giving you a present with no strings attached — but on a corporate scale, auditors and regulators need to verify it really is unconditional.
weighted average price financial
"Represents the weighted average price of shares sold with actual prices ranging..."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
family trust regulatory
"The reporting person contributed shares of Common Stock to a family trust."

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider activity did Bank of New York Mellon (BNY) report for CFO Dermot McDonogh?

CFO Dermot McDonogh reported a bona fide gift of 31,800 shares of Bank of New York Mellon Common Stock to a family trust, followed by the trust’s sale of 31,800 shares in multiple open-market transactions on July 29, 2026.

How many BNY shares did CFO Dermot McDonogh gift to his family trust?

Dermot McDonogh contributed 31,800 shares of Bank of New York Mellon Common Stock to a family trust as a bona fide gift. This contribution is documented with a corresponding acquisition entry for the trust, reflecting the same 31,800-share amount on July 29, 2026.

At what prices did the family trust sell Bank of New York Mellon (BNY) shares?

The family trust sold 31,800 shares of Bank of New York Mellon at weighted average prices of $153.7849, $154.8973, $155.7601, and $156.6770 per share. Footnotes state the actual trade prices ranged from $153.35 up to $157.18 per share.

How many Bank of New York Mellon (BNY) shares does Dermot McDonogh hold directly after these transactions?

After contributing 31,800 shares to the family trust, Dermot McDonogh directly holds 248,727.25 shares of Bank of New York Mellon Common Stock. Indirect holdings through the family trust are reported separately and are not quantified in a single post-transaction total here.

Were Dermot McDonogh’s BNY transactions identified as under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox for these transactions was not marked as affirming a trading plan. The disclosures instead describe a bona fide gift to a family trust and subsequent open-market sales by that trust, without indicating they were executed under a pre-arranged plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McDonogh Dermot

(Last)(First)(Middle)
240 GREENWICH STREET

(Street)
NEW YORK NEW YORK 10286

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BNY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/29/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/29/2026G(1)31,800D$0248,727.25D
Common Stock07/29/2026G(1)31,800A$031,800IBy Family Trust
Common Stock07/29/2026S9,000D$153.7849(2)22,800IBy Family Trust
Common Stock07/29/2026S5,297D$154.8973(3)17,503IBy Family Trust
Common Stock07/29/2026S10,303D$155.7601(4)7,200IBy Family Trust
Common Stock07/29/2026S7,200D$156.677(5)0IBy Family Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person contributed shares of Common Stock to a family trust.
2. Represents the weighted average price of shares sold with actual prices ranging from $153.35 to $154.26. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold by the family trust at each separate price within the ranges set forth in footnotes (2) through (5) to this Form 4.
3. Represents the weighted average price of shares sold with actual prices ranging from $154.41 to $155.38.
4. Represents the weighted average price of shares sold with actual prices ranging from $155.45 to $156.43.
5. Represents the weighted average price of shares sold with actual prices ranging from $156.45 to $157.18.
/s/ Jean Weng, Attorney-in-Fact07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)