BNY Mellon (NYSE: BNY) officer to sell 10,560 stock-award shares

Rhea-AI Filing Summary

Bank of New York Mellon Corp (BNY) received a notice that officer Jose Minaya intends to sell common stock under Rule 144. Up to 10,560 shares are planned for sale through J.P. Morgan Securities LLC on the NYSE, beginning on or around 08/27/2026.

The shares relate to restricted stock units scheduled to vest in 2026, including 5,400 shares vesting on 02/15/2026 and 5,160 shares vesting on 02/28/2026, both described as compensation. The filing states the shares will be sold on the notice date or within three months from that date.

Key Figures

Shares planned for sale: 10,560 shares of Common Stock RSU vesting shares: 5,400 shares RSU vesting shares: 5,160 shares +1 more

4 metrics

Shares planned for sale 10,560 shares of Common Stock Securities information section for planned Rule 144 sale

RSU vesting shares 5,400 shares RSU Vest on 02/15/2026 classified as Compensation

RSU vesting shares 5,160 shares RSU Vest on 02/28/2026 classified as Compensation

Date of Notice 08/27/2026 Stated as the date from which the three-month sale window runs

Key Terms

Rule 144, RSU Vest, attorney-in-fact

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

RSU Vest financial

"Common Stock | 02/15/2026 | RSU Vest | Issuer"

attorney-in-fact regulatory

"as agent and attorney-in-fact for Jose Minaya"

An attorney-in-fact is the person or entity given legal authority through a power of attorney to act on behalf of another for specific tasks, such as signing documents, voting shares, or handling transactions. For investors, this matters because it lets a trusted representative make timely decisions or complete paperwork when the owner cannot, much like handing keys to someone to run errands on your behalf—so checks on scope and limits of that authority are important.

FAQ

What does the Form 144 filing for BNY disclose about planned share sales?

It discloses that Jose Minaya, an officer of Bank of New York Mellon Corp, plans to sell up to 10,560 shares of common stock under Rule 144 through J.P. Morgan Securities LLC on the NYSE, beginning on or around 08/27/2026.

How many BNY shares are tied to each RSU vesting in this Form 144?

The notice links the planned sale to RSU vestings of 5,400 shares on 02/15/2026 and 5,160 shares on 02/28/2026, both identified as Compensation. Together these RSU-related amounts total 10,560 shares referenced for potential sale.

Over what period may the BNY shares in this Form 144 be sold?

The filing states that the shares covered by the notice will be sold today or within three months from the date of this filing. The date of notice given is 08/27/2026, defining the three-month sale window under Rule 144.

Who is the broker for the planned BNY share sales under this Form 144?

The planned sales are to be executed through J.P. Morgan Securities LLC, located at 270 Park Avenue in New York. The broker is identified in connection with the Common Stock to be sold on the NYSE.

Whose account is named in the BNY Form 144 notice?

The notice states that the securities are to be sold for the account of Jose Minaya, identified in the filing as an Officer of Bank of New York Mellon Corp. The signature block shows J.P. Morgan Securities LLC acting as agent and attorney-in-fact for him.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/27/2026 - 04:26 PM Accepted by SEC EDGAR 08/27/2026 - 04:26 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001950068
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	The Bank of New York Mellon Corporation
SEC File Number	001-35651
Address of Issuer	240 Greenwich Street New York NEW YORK 10286
Phone	212-495-1784
Name of Person for Whose Account the Securities are To Be Sold	Jose Minaya
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	J.P. Morgan Securities LLC 270 Park Avenue, 10th Floor New York NY 10017	10560	1722125	678504142	08/27/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/15/2026	RSU Vest	Issuer			5400	02/15/2026	Compensation
Common Stock	02/28/2026	RSU Vest	Issuer			5160	02/28/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The shares covered by this filing will be sold today or within three months from the date of this filing.
Date of Notice	08/27/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	05/20/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Jose Minaya
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)