BNY Mellon director Malhotra reports zero share stake

Bank of New York Mellon Corp (BNY) reports that Vikram Malhotra, identified as a director, has filed an initial ownership statement.

Rhea-AI Filing Summary

Bank of New York Mellon Corp (BNY) reports that Vikram Malhotra, identified as a director, has filed an initial ownership statement. The filing states that no securities of Bank of New York Mellon Corp are currently beneficially owned, with reported holdings of 0 shares following the reported position. An exhibit to the filing includes a Power of Attorney.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Malhotra Vikram

Role Director

Type	Security	Shares	Price	Value
holding	No securities are beneficially owned	--	--	--

Holdings After Transaction: No securities are beneficially owned — 0 shares (Direct)

Key Figures

Shares beneficially owned after reporting: 0.0000 shares

1 metrics

Shares beneficially owned after reporting 0.0000 shares Total shares beneficially owned following the reported position for Vikram Malhotra

Key Terms

beneficially owned, Power of Attorney, initial statement of beneficial ownership

3 terms

beneficially owned financial

"No securities are beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Power of Attorney regulatory

"Exhibit 24 - Power of Attorney"

A power of attorney is a legal document that allows one person to make decisions and act on behalf of another person, often in financial or legal matters. It’s like giving someone a trusted helper or agent the authority to handle important tasks if you are unable to do so yourself. This matters to investors because it can impact how their assets are managed or transferred if they become unable to oversee their affairs.

initial statement of beneficial ownership regulatory

"has filed an initial ownership statement"

An initial statement of beneficial ownership is the first regulatory filing an insider or large investor submits to disclose the amount of a company's stock they control or benefit from. It matters to investors because it reveals who has significant influence over a company—like showing who’s holding the cards—and helps track potential conflicts of interest, insider motives, and future buying or selling that can move the stock price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing disclose about BNY director Vikram Malhotra?

The Form 3 states that Vikram Malhotra, a director of Bank of New York Mellon Corp (BNY), currently beneficially owns 0 shares of the company, as reported in this initial ownership statement.

How many BNY shares does Vikram Malhotra report owning on this Form 3?

Vikram Malhotra reports 0.0000 shares of Bank of New York Mellon Corp (BNY) beneficially owned following the reported position, indicating no current beneficial ownership under SEC reporting rules.

What is Vikram Malhotra’s role at Bank of New York Mellon Corp (BNY)?

The filing identifies Vikram Malhotra as a director of Bank of New York Mellon Corp (BNY). This status makes him an insider subject to SEC ownership reporting requirements such as Form 3.

Does the BNY Form 3 for Vikram Malhotra report any recent share transactions?

No specific buy or sell transactions are reported. The Form 3 functions as an initial ownership statement indicating no securities are beneficially owned and shows 0 shares following the reported position.

What additional document is referenced in Vikram Malhotra’s BNY Form 3?

The remarks section references “Exhibit 24 - Power of Attorney”, indicating that a power of attorney has been filed, typically authorizing another person to sign SEC forms on the reporting person’s behalf.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/19/2026 - 04:35 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Malhotra Vikram

(Last) (First) (Middle)

240 GREENWICH ST.

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/11/2026

3. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BNY ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
No securities are beneficially owned	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24 - Power of Attorney

	/s/ Jean Weng, Attorney-in-Fact	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)